TOP Financial Group Ltd SEC filings TOP
TOP Financial Group Ltd has 132 filings in SEC EDGAR's recent list, going back to Feb 26, 2021. Its latest annual report, Form 10-K, was filed on Jul 7, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Oct 28, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 3, 2026 (regulation fd disclosure). The company's fiscal year ends on March 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 424B3 | Prospectus | Oct 8, 2026 | — |
| F-1 | Registration statement (foreign issuer) | Oct 1, 2026 | — |
| 424B5 | Prospectus supplement | Jun 23, 2026 | — |
| POS AM | Post-effective amendment no. 4 to form f-3 | Apr 30, 2025 | — |
| POS AM | Post-effective amendment no. 3 to form f-3 | Apr 4, 2025 | — |
| POS AM | Post effective amendment no. 2 to form f-3 | Mar 14, 2025 | — |
| POS AM | Post effective amendment no. 1 to form f-3 | Dec 2, 2024 | — |
| 424B5 | Prospectus supplement | Feb 13, 2024 | — |
| F-3/A | Amendment no. 4 to form f-3 | Sep 29, 2023 | — |
| F-3/A | Amendment no. 3 to form f-3 | Sep 21, 2023 | — |
| F-3/A | Amendment no. 2 to form f-3 | Aug 23, 2023 | — |
| F-3/A | Amendment no. 1 to form f-3 | Jul 21, 2023 | — |
| F-3 | Shelf registration (foreign issuer) | Jun 30, 2023 | — |
| 424B4 | Prospectus | Jun 1, 2022 | — |
| F-1/A | Amendment no. 7 to form f-1 | May 10, 2022 | — |
| F-1/A | Amendment no. 6 to form f-1 | Apr 13, 2022 | — |
| F-1/A | Amendment no. 5 to form f-1 | Jan 28, 2022 | — |
| F-1/A | Amendment no. 4 to form f-1 | Dec 23, 2021 | — |
| F-1/A | Amendment no. 3 to form f-1 | Dec 10, 2021 | — |
| F-1/A | Amendment no. 2 to form f-1 | Nov 24, 2021 | — |
| F-1/A | Amendment no. 1 to form f-1 | Oct 19, 2021 | — |
| F-1 | Registration statement (foreign issuer) | Sep 10, 2021 | — |
Showing 22 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- TOP (Nasdaq)
- Fiscal year ends
- March 31
- Incorporated in
- Cayman Islands
- Headquarters
- Houston, TX
- SEC filer status
- , Emerging growth company
- SEC CIK
- 1848275
- Former names
- Zhong Yang Financial Group Ltd (until Jul 13, 2022)
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All 18 Security & Commodity Brokers, Dealers, Exchanges & Services companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.