TOP Financial Group Ltd SEC filings TOP
TOP Financial Group Ltd has 132 filings in SEC EDGAR's recent list, going back to Feb 26, 2021. Its latest annual report, Form 10-K, was filed on Jul 7, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Oct 28, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 3, 2026 (regulation fd disclosure). The company's fiscal year ends on March 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| EFFECT | Filing | Oct 8, 2026 | — |
| DRS | Filing | Sep 18, 2026 | — |
| NT 10-Q | Notification of late filing | Aug 17, 2026 | Jun 30, 2026 |
| NT 10-K | Notification of late filing | Jun 30, 2026 | Mar 31, 2026 |
| NT 20-F | Notification of late filing | Jul 31, 2025 | Mar 31, 2025 |
| EFFECT | Filing | May 5, 2025 | — |
| CORRESP | Letter to the SEC | Apr 4, 2025 | — |
| UPLOAD | Letter from the SEC | Mar 26, 2025 | — |
| CORRESP | Letter to the SEC | Mar 14, 2025 | — |
| UPLOAD | Letter from the SEC | Dec 19, 2024 | — |
| EFFECT | Filing | Sep 29, 2023 | — |
| CORRESP | Letter to the SEC | Sep 29, 2023 | — |
| CORRESP | Letter to the SEC | Sep 28, 2023 | — |
| UPLOAD | Letter from the SEC | Sep 27, 2023 | — |
| CORRESP | Letter to the SEC | Sep 21, 2023 | — |
| UPLOAD | Letter from the SEC | Sep 20, 2023 | — |
| CORRESP | Letter to the SEC | Aug 23, 2023 | — |
| UPLOAD | Letter from the SEC | Aug 17, 2023 | — |
| CORRESP | Letter to the SEC | Jul 21, 2023 | — |
| UPLOAD | Letter from the SEC | Jul 17, 2023 | — |
| NT 20-F | Notification of late filing | Aug 1, 2022 | Mar 31, 2022 |
| EFFECT | Filing | May 31, 2022 | — |
| CERT | 8a cert | May 31, 2022 | — |
| CORRESP | Letter to the SEC | May 26, 2022 | — |
| CORRESP | Letter to the SEC | May 26, 2022 | — |
| 8-A12B | For registration of certain classes | May 25, 2022 | — |
| CORRESP | Letter to the SEC | May 10, 2022 | — |
| UPLOAD | Letter from the SEC | May 6, 2022 | — |
| CORRESP | Letter to the SEC | Apr 13, 2022 | — |
| UPLOAD | Letter from the SEC | Apr 6, 2022 | — |
| CORRESP | Letter to the SEC | Jan 28, 2022 | — |
| UPLOAD | Letter from the SEC | Jan 25, 2022 | — |
| CORRESP | Letter to the SEC | Dec 23, 2021 | — |
| UPLOAD | Letter from the SEC | Dec 22, 2021 | — |
| CORRESP | Letter to the SEC | Dec 10, 2021 | — |
| UPLOAD | Letter from the SEC | Dec 8, 2021 | — |
| CORRESP | Letter to the SEC | Nov 24, 2021 | — |
| UPLOAD | Letter from the SEC | Nov 17, 2021 | — |
| CORRESP | Letter to the SEC | Oct 19, 2021 | — |
| UPLOAD | Letter from the SEC | Oct 7, 2021 | — |
| DRSLTR | Filing | Jun 28, 2021 | — |
| DRS/A | Filing | Jun 28, 2021 | — |
| UPLOAD | Letter from the SEC | May 20, 2021 | — |
| DRS/A | Filing | Apr 23, 2021 | — |
| DRS | Filing | Feb 26, 2021 | — |
Showing 45 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- TOP (Nasdaq)
- Fiscal year ends
- March 31
- Incorporated in
- Cayman Islands
- Headquarters
- Houston, TX
- SEC filer status
- , Emerging growth company
- SEC CIK
- 1848275
- Former names
- Zhong Yang Financial Group Ltd (until Jul 13, 2022)
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All 18 Security & Commodity Brokers, Dealers, Exchanges & Services companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.