TOP Financial Group Ltd SEC filings TOP
TOP Financial Group Ltd has 132 filings in SEC EDGAR's recent list, going back to Feb 26, 2021. Its latest annual report, Form 10-K, was filed on Jul 7, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Oct 28, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 3, 2026 (regulation fd disclosure). The company's fiscal year ends on March 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 8-K |
Current report
Regulation FD disclosure
|
Nov 3, 2026 | Nov 3, 2026 |
| 10-Q | Quarterly report | Oct 28, 2026 | Sep 30, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 16, 2026 | Oct 16, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 14, 2026 | Oct 14, 2026 |
| 3 | Initial insider ownership | Oct 13, 2026 | Oct 8, 2026 |
| 8-K |
Current report
Officer or director change
|
Oct 9, 2026 | Oct 8, 2026 |
| EFFECT | Filing | Oct 8, 2026 | — |
| 424B3 | Prospectus | Oct 8, 2026 | — |
| F-1 | Registration statement (foreign issuer) | Oct 1, 2026 | — |
| 8-K |
Current report
Officer or director change
|
Sep 29, 2026 | Sep 25, 2026 |
| 8-K |
Current report
Officer or director change
|
Sep 21, 2026 | Sep 21, 2026 |
| DRS | Filing | Sep 18, 2026 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 4, 2026 | Sep 4, 2026 |
| 10-Q | Quarterly report | Aug 17, 2026 | Jun 30, 2026 |
| NT 10-Q | Notification of late filing | Aug 17, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 4, 2026 | Jul 31, 2026 |
| 3 | Initial insider ownership | Jul 31, 2026 | Mar 18, 2026 |
| 3 | Initial insider ownership | Jul 31, 2026 | Mar 18, 2026 |
| 3 | Initial insider ownership | Jul 31, 2026 | Mar 18, 2026 |
| 3 | Initial insider ownership | Jul 31, 2026 | Mar 18, 2026 |
| 3 | Initial insider ownership | Jul 31, 2026 | Mar 18, 2026 |
| 3 | Initial insider ownership | Jul 31, 2026 | Mar 18, 2026 |
| 3 | Initial insider ownership | Jul 31, 2026 | Mar 18, 2026 |
| 8-K |
Current report
Change to shareholder rights, Bylaw or fiscal year change
|
Jul 31, 2026 | Jul 30, 2026 |
| SCHEDULE 13D | Ownership over 5% (active) | Jul 30, 2026 | — |
| 8-K |
Current report
Other events
|
Jul 23, 2026 | Jul 21, 2026 |
| 8-K |
Current report
Material agreement, Unregistered share sale
|
Jul 20, 2026 | Jul 19, 2026 |
| 8-K |
Current report
Unregistered share sale, Regulation FD disclosure
|
Jul 13, 2026 | Jul 9, 2026 |
| 10-K | Annual report | Jul 7, 2026 | Mar 31, 2026 |
| NT 10-K | Notification of late filing | Jun 30, 2026 | Mar 31, 2026 |
| 6-K | Current report (foreign issuer) | Jun 23, 2026 | Jun 23, 2026 |
| 424B5 | Prospectus supplement | Jun 23, 2026 | — |
| 6-K | Current report (foreign issuer) | Jun 22, 2026 | Jun 22, 2026 |
| 6-K | Current report (foreign issuer) | May 29, 2026 | May 29, 2026 |
| 6-K | Current report (foreign issuer) | May 12, 2026 | May 12, 2026 |
| 6-K | Current report (foreign issuer) | May 11, 2026 | May 11, 2026 |
| 6-K | Current report (foreign issuer) | May 4, 2026 | May 4, 2026 |
| 6-K | Current report (foreign issuer) | Mar 26, 2026 | Mar 26, 2026 |
| 6-K | Current report (foreign issuer) | Jan 20, 2026 | Sep 30, 2025 |
| 6-K | Current report (foreign issuer) | Aug 25, 2025 | Aug 25, 2025 |
| 20-F | Annual report (foreign issuer) | Aug 13, 2025 | Mar 31, 2025 |
| NT 20-F | Notification of late filing | Jul 31, 2025 | Mar 31, 2025 |
| 6-K | Current report (foreign issuer) | Jul 21, 2025 | Jul 21, 2025 |
| 6-K | Current report (foreign issuer) | Jun 25, 2025 | Jun 25, 2025 |
| 6-K | Current report (foreign issuer) | Jun 12, 2025 | Jun 12, 2025 |
| EFFECT | Filing | May 5, 2025 | — |
| POS AM | Post-effective amendment no. 4 to form f-3 | Apr 30, 2025 | — |
| CORRESP | Letter to the SEC | Apr 4, 2025 | — |
| POS AM | Post-effective amendment no. 3 to form f-3 | Apr 4, 2025 | — |
| UPLOAD | Letter from the SEC | Mar 26, 2025 | — |
| CORRESP | Letter to the SEC | Mar 14, 2025 | — |
| POS AM | Post effective amendment no. 2 to form f-3 | Mar 14, 2025 | — |
| 6-K | Current report (foreign issuer) | Jan 27, 2025 | Sep 30, 2024 |
| UPLOAD | Letter from the SEC | Dec 19, 2024 | — |
| POS AM | Post effective amendment no. 1 to form f-3 | Dec 2, 2024 | — |
| 6-K | Current report (foreign issuer) | Oct 18, 2024 | Oct 18, 2024 |
| 20-F | Annual report (foreign issuer) | Jul 30, 2024 | Mar 31, 2024 |
| 6-K | Current report (foreign issuer) | Feb 14, 2024 | Feb 14, 2024 |
| 6-K | Current report (foreign issuer) | Feb 13, 2024 | Feb 13, 2024 |
| 424B5 | Prospectus supplement | Feb 13, 2024 | — |
| 6-K | Current report (foreign issuer) | Jan 31, 2024 | Sep 30, 2023 |
| 6-K | Current report (foreign issuer) | Dec 21, 2023 | Dec 21, 2023 |
| 6-K | Current report (foreign issuer) | Dec 4, 2023 | Dec 4, 2023 |
| 6-K | Current report (foreign issuer) | Nov 30, 2023 | Nov 30, 2023 |
| 6-K | Current report (foreign issuer) | Oct 16, 2023 | Oct 16, 2023 |
| EFFECT | Filing | Sep 29, 2023 | — |
| CORRESP | Letter to the SEC | Sep 29, 2023 | — |
| F-3/A | Amendment no. 4 to form f-3 | Sep 29, 2023 | — |
| CORRESP | Letter to the SEC | Sep 28, 2023 | — |
| UPLOAD | Letter from the SEC | Sep 27, 2023 | — |
| CORRESP | Letter to the SEC | Sep 21, 2023 | — |
| F-3/A | Amendment no. 3 to form f-3 | Sep 21, 2023 | — |
| UPLOAD | Letter from the SEC | Sep 20, 2023 | — |
| CORRESP | Letter to the SEC | Aug 23, 2023 | — |
| F-3/A | Amendment no. 2 to form f-3 | Aug 23, 2023 | — |
| UPLOAD | Letter from the SEC | Aug 17, 2023 | — |
| F-3/A | Amendment no. 1 to form f-3 | Jul 21, 2023 | — |
| CORRESP | Letter to the SEC | Jul 21, 2023 | — |
| UPLOAD | Letter from the SEC | Jul 17, 2023 | — |
| F-3 | Shelf registration (foreign issuer) | Jun 30, 2023 | — |
| 6-K | Current report (foreign issuer) | Jun 30, 2023 | Jun 30, 2023 |
| 20-F | Annual report (foreign issuer) | Jun 30, 2023 | Mar 31, 2023 |
| 6-K | Current report (foreign issuer) | Apr 28, 2023 | Apr 28, 2023 |
| 6-K | Current report (foreign issuer) | Apr 28, 2023 | Apr 28, 2023 |
| 6-K | Current report (foreign issuer) | Apr 13, 2023 | Apr 13, 2023 |
| SC 13G | Ownership over 5% (passive) | Feb 10, 2023 | — |
| 6-K | Current report (foreign issuer) | Jan 6, 2023 | Sep 30, 2022 |
| 6-K | Current report (foreign issuer) | Oct 31, 2022 | Oct 31, 2022 |
| 6-K | Current report (foreign issuer) | Oct 25, 2022 | Oct 25, 2022 |
| 6-K | Current report (foreign issuer) | Sep 1, 2022 | Sep 1, 2022 |
| 6-K | Current report (foreign issuer) | Aug 17, 2022 | Aug 17, 2022 |
| 20-F | Annual report (foreign issuer) | Aug 16, 2022 | Mar 31, 2022 |
| NT 20-F | Notification of late filing | Aug 1, 2022 | Mar 31, 2022 |
| 6-K | Current report (foreign issuer) | Jul 22, 2022 | Jul 22, 2022 |
| 6-K | Current report (foreign issuer) | Jul 13, 2022 | Jul 13, 2022 |
| 6-K | Current report (foreign issuer) | Jun 29, 2022 | Jun 29, 2022 |
| 6-K/A | Amendment no. 1 to form 6-k | Jun 28, 2022 | Jun 28, 2022 |
| 6-K | Current report (foreign issuer) | Jun 17, 2022 | Jun 17, 2022 |
| 6-K | Current report (foreign issuer) | Jun 3, 2022 | Jun 3, 2022 |
| 424B4 | Prospectus | Jun 1, 2022 | — |
| EFFECT | Filing | May 31, 2022 | — |
| CERT | 8a cert | May 31, 2022 | — |
| CORRESP | Letter to the SEC | May 26, 2022 | — |
| CORRESP | Letter to the SEC | May 26, 2022 | — |
| 8-A12B | For registration of certain classes | May 25, 2022 | — |
| CORRESP | Letter to the SEC | May 10, 2022 | — |
| F-1/A | Amendment no. 7 to form f-1 | May 10, 2022 | — |
| UPLOAD | Letter from the SEC | May 6, 2022 | — |
| CORRESP | Letter to the SEC | Apr 13, 2022 | — |
| F-1/A | Amendment no. 6 to form f-1 | Apr 13, 2022 | — |
| UPLOAD | Letter from the SEC | Apr 6, 2022 | — |
| CORRESP | Letter to the SEC | Jan 28, 2022 | — |
| F-1/A | Amendment no. 5 to form f-1 | Jan 28, 2022 | — |
| UPLOAD | Letter from the SEC | Jan 25, 2022 | — |
| CORRESP | Letter to the SEC | Dec 23, 2021 | — |
| F-1/A | Amendment no. 4 to form f-1 | Dec 23, 2021 | — |
| UPLOAD | Letter from the SEC | Dec 22, 2021 | — |
| CORRESP | Letter to the SEC | Dec 10, 2021 | — |
| F-1/A | Amendment no. 3 to form f-1 | Dec 10, 2021 | — |
| UPLOAD | Letter from the SEC | Dec 8, 2021 | — |
| CORRESP | Letter to the SEC | Nov 24, 2021 | — |
| F-1/A | Amendment no. 2 to form f-1 | Nov 24, 2021 | — |
| UPLOAD | Letter from the SEC | Nov 17, 2021 | — |
| CORRESP | Letter to the SEC | Oct 19, 2021 | — |
| F-1/A | Amendment no. 1 to form f-1 | Oct 19, 2021 | — |
| UPLOAD | Letter from the SEC | Oct 7, 2021 | — |
| F-1 | Registration statement (foreign issuer) | Sep 10, 2021 | — |
| DRSLTR | Filing | Jun 28, 2021 | — |
| DRS/A | Filing | Jun 28, 2021 | — |
| UPLOAD | Letter from the SEC | May 20, 2021 | — |
| DRS/A | Filing | Apr 23, 2021 | — |
| DRS | Filing | Feb 26, 2021 | — |
Showing 132 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- TOP (Nasdaq)
- Fiscal year ends
- March 31
- Incorporated in
- Cayman Islands
- Headquarters
- Houston, TX
- SEC filer status
- , Emerging growth company
- SEC CIK
- 1848275
- Former names
- Zhong Yang Financial Group Ltd (until Jul 13, 2022)
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Source: SEC EDGAR filings. This is company-reported data, not investment advice.