FY2026 · ended Mar 31, 2026 · Revenue $2.93M, +2.1% YoY · Filed Jul 7, 2026
Top Financial Group Limited (TOP) files with the SEC under industry code 6200, Security & Commodity Brokers, Dealers, Exchanges & Services. In fiscal 2026, which ended Mar 31, 2026, it reported revenue of $2.9 million and a net loss of $1.2 million. Free cash flow was $13.1 million. As of Sep 30, 2026 it held $12.0 million in cash and investments and $1.3 million in total debt.
Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- TOP (Nasdaq)
- Fiscal year ends
- March 31
- Incorporated in
- Cayman Islands
- Headquarters
- Houston, TX
- SEC filer status
- Non-accelerated filer, Smaller reporting company, Emerging growth company
- SEC CIK
- 1848275
- Former names
- Zhong Yang Financial Group Ltd (until Jul 13, 2022)
Other Security & Commodity Brokers, Dealers, Exchanges & Services companies
- Cme Group Inc. CME
- Intercontinental Exchange, Inc. ICE
- Nasdaq, Inc. NDAQ
- Cboe Global Markets, Inc. CBOE
- Tradeweb Markets Inc. TW
- LPL Financial Holdings Inc. LPLA
- StoneX Group Inc. SNEX
- BGC Group, Inc. BGC
All 18 Security & Commodity Brokers, Dealers, Exchanges & Services companies
Key figures
Fiscal-year totals from the annual reports. Balance sheet lines are as of each year end.
| Line | FY 2026 Mar 31, 2026 |
FY 2025 Mar 31, 2025 |
FY 2024 Mar 31, 2024 |
FY 2023 Mar 31, 2023 |
FY 2022 Mar 31, 2022 |
|---|---|---|---|---|---|
| Revenue | $2.9M | $2.9M | $6.4M | $9.0M | $8.6M |
| Operating income | -$1.2M | — | — | — | — |
| Net income | -$1.2M | -$6.0M | $1.1M | $3.4M | $3.5M |
| Diluted EPS | -$0.03 | -$0.16 | $0.03 | $0.10 | $0.12 |
| Operating cash flow | $14.0M | -$14.5M | $17.8M | -$6.0M | $1.6M |
| Free cash flow | $13.1M | -$14.5M | — | — | — |
| Total assets | $86.1M | $46.8M | $57.6M | $40.3M | $13.9M |
| Total liabilities | $51.8M | $11.9M | $17.1M | $4.3M | $3.7M |
| Stockholders' equity | $33.9M | $34.9M | $40.5M | $36.0M | $10.2M |
| Cash and investments | $16.1M | $15.9M | $27.9M | $16.0M | $6.2M |
| Total debt | $1.6M | $270,866 | $64,826 | $150,139 | $244,861 |
Recent SEC filings
| Form | Description | Filed | Period |
|---|---|---|---|
| 8-K |
Current report
Regulation FD disclosure
|
Nov 3, 2026 | Nov 3, 2026 |
| 10-Q | Quarterly report | Oct 28, 2026 | Sep 30, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 16, 2026 | Oct 16, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 14, 2026 | Oct 14, 2026 |
| 8-K |
Current report
Officer or director change
|
Oct 9, 2026 | Oct 8, 2026 |
| 8-K |
Current report
Officer or director change
|
Sep 29, 2026 | Sep 25, 2026 |
All 132 Top Financial Group Limited SEC filings
Source: SEC EDGAR filings. This is company-reported data, not investment advice.