LPL Financial Holdings Inc. SEC filings LPLA
LPL Financial Holdings Inc. has 1,000 filings in SEC EDGAR's recent list, going back to Mar 6, 2017. Its latest annual report, Form ARS, was filed on Apr 2, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 29, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 27, 2026 (results of operations). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 10-Q | Quarterly report | Oct 29, 2026 | Sep 30, 2026 |
| 8-K |
Current report
Results of operations
|
Oct 27, 2026 | Oct 27, 2026 |
| 10-Q | Quarterly report | Aug 3, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Results of operations
|
Jul 30, 2026 | Jul 30, 2026 |
| 8-K |
Current report
Bylaw or fiscal year change, Shareholder vote results
|
May 15, 2026 | May 14, 2026 |
| 10-Q | Quarterly report | May 4, 2026 | Mar 31, 2026 |
| 8-K |
Current report
Results of operations
|
Apr 30, 2026 | Apr 30, 2026 |
| ARS | Annual report to shareholders | Apr 2, 2026 | Dec 31, 2025 |
| DEFA14A | Additional proxy material | Apr 2, 2026 | — |
| DEF 14A | Proxy statement | Apr 2, 2026 | May 14, 2026 |
| PRE 14A | Preliminary proxy statement | Mar 19, 2026 | May 14, 2026 |
| 10-K | Annual report | Feb 23, 2026 | Dec 31, 2025 |
| 8-K |
Current report
Results of operations
|
Jan 29, 2026 | Jan 29, 2026 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Jan 8, 2026 | Jan 5, 2026 |
| 10-Q | Quarterly report | Nov 3, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Results of operations
|
Oct 30, 2025 | Oct 30, 2025 |
| DFAN14A | Filing | Oct 21, 2025 | — |
| 10-Q | Quarterly report | Aug 4, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Aug 1, 2025 | Aug 1, 2025 |
| 8-K |
Current report
Results of operations
|
Jul 31, 2025 | Jul 31, 2025 |
| 8-K |
Current report
Officer or director change
|
Jul 3, 2025 | Jul 2, 2025 |
| 8-K |
Current report
Officer or director change
|
Jun 3, 2025 | May 30, 2025 |
| 8-K |
Current report
Shareholder vote results
|
May 23, 2025 | May 23, 2025 |
| 10-Q | Quarterly report | May 9, 2025 | Mar 31, 2025 |
| 8-K |
Current report
Results of operations
|
May 8, 2025 | May 8, 2025 |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Apr 3, 2025 | Apr 1, 2025 |
| 424B5 | Prospectus supplement | Apr 3, 2025 | — |
| 8-K |
Current report
Other events
|
Apr 2, 2025 | Mar 31, 2025 |
| 424B5 | Prospectus supplement | Apr 2, 2025 | — |
| FWP | Free writing prospectus | Apr 1, 2025 | — |
| 424B5 | Prospectus supplement | Apr 1, 2025 | — |
| 424B5 | Prospectus supplement | Mar 31, 2025 | — |
| 8-K |
Current report
Material agreement, Regulation FD disclosure
|
Mar 31, 2025 | Mar 28, 2025 |
| EFFECT | Filing | Mar 25, 2025 | — |
| ARS | Annual report to shareholders | Mar 25, 2025 | Dec 31, 2024 |
| DEFA14A | Additional proxy material | Mar 25, 2025 | — |
| DEF 14A | Proxy statement | Mar 25, 2025 | May 22, 2025 |
| CORRESP | Letter to the SEC | Mar 21, 2025 | — |
| S-3/A | Filing | Mar 21, 2025 | — |
| UPLOAD | Letter from the SEC | Mar 7, 2025 | — |
| 8-K |
Current report
Officer or director change
|
Mar 6, 2025 | Feb 28, 2025 |
| S-3 | Shelf registration | Mar 3, 2025 | — |
| 8-K |
Current report
Material agreement, New debt
|
Feb 26, 2025 | Feb 26, 2025 |
| 424B5 | Prospectus supplement | Feb 25, 2025 | — |
| 8-K |
Current report
Other events
|
Feb 25, 2025 | Feb 24, 2025 |
| FWP | Free writing prospectus | Feb 24, 2025 | — |
| 424B5 | Prospectus supplement | Feb 24, 2025 | — |
| 10-K | Annual report | Feb 20, 2025 | Dec 31, 2024 |
| 8-K |
Current report
Results of operations
|
Jan 30, 2025 | Jan 30, 2025 |
| 8-K/A |
Amended current report
Material agreement, New debt
|
Dec 9, 2024 | Dec 5, 2024 |
| 8-K |
Current report
Officer or director change
|
Dec 9, 2024 | Dec 8, 2024 |
| 8-K |
Current report
Material agreement
|
Dec 5, 2024 | Dec 5, 2024 |
| 10-Q | Quarterly report | Nov 4, 2024 | Sep 30, 2024 |
| 8-K |
Current report
Results of operations
|
Oct 30, 2024 | Oct 30, 2024 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Oct 21, 2024 | Oct 17, 2024 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Oct 1, 2024 | Oct 1, 2024 |
| 10-Q | Quarterly report | Jul 30, 2024 | Jun 30, 2024 |
| 8-K |
Current report
Results of operations
|
Jul 25, 2024 | Jul 25, 2024 |
| 8-K |
Current report
Material agreement, New debt
|
May 20, 2024 | May 20, 2024 |
| 424B5 | Prospectus supplement | May 15, 2024 | — |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
May 14, 2024 | May 13, 2024 |
| FWP | Free writing prospectus | May 14, 2024 | — |
| 424B5 | Prospectus supplement | May 13, 2024 | — |
| 8-K |
Current report
Shareholder vote results
|
May 10, 2024 | May 9, 2024 |
| 10-Q | Quarterly report | May 2, 2024 | Mar 31, 2024 |
| 8-K |
Current report
Results of operations
|
Apr 30, 2024 | Apr 30, 2024 |
| ARS | Annual report to shareholders | Mar 28, 2024 | Dec 31, 2023 |
| DEFA14A | Additional proxy material | Mar 28, 2024 | — |
| DEF 14A | Proxy statement | Mar 28, 2024 | May 9, 2024 |
| 8-K |
Current report
Officer or director change
|
Feb 29, 2024 | Feb 26, 2024 |
| 10-K | Annual report | Feb 21, 2024 | Dec 31, 2023 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Feb 20, 2024 | Feb 15, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Feb 13, 2024 | Feb 13, 2024 |
| 8-K |
Current report
Results of operations
|
Feb 1, 2024 | Feb 1, 2024 |
| 8-K |
Current report
Material agreement, New debt
|
Nov 17, 2023 | Nov 17, 2023 |
| 424B5 | Prospectus supplement | Nov 13, 2023 | — |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Nov 9, 2023 | Nov 8, 2023 |
| FWP | Free writing prospectus | Nov 8, 2023 | — |
| 424B5 | Prospectus supplement | Nov 8, 2023 | — |
| 305B2 | Filing | Nov 2, 2023 | — |
| EFFECT | Filing | Nov 1, 2023 | — |
| 10-Q | Quarterly report | Oct 31, 2023 | Sep 30, 2023 |
| CORRESP | Letter to the SEC | Oct 30, 2023 | — |
| CORRESP | Letter to the SEC | Oct 27, 2023 | — |
| S-3/A | Filing | Oct 27, 2023 | — |
| 8-K |
Current report
Results of operations
|
Oct 26, 2023 | Oct 26, 2023 |
| CORRESP | Letter to the SEC | Oct 17, 2023 | — |
| S-3/A | Filing | Oct 17, 2023 | — |
| UPLOAD | Letter from the SEC | Oct 6, 2023 | — |
| S-3 | Shelf registration | Sep 22, 2023 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 24, 2023 | Aug 24, 2023 |
| 10-Q | Quarterly report | Aug 1, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Results of operations
|
Jul 27, 2023 | Jul 27, 2023 |
| 8-K |
Current report
Officer or director change, Shareholder vote results
|
May 12, 2023 | May 11, 2023 |
| 10-Q | Quarterly report | May 2, 2023 | Mar 31, 2023 |
| 8-K |
Current report
Results of operations
|
Apr 27, 2023 | Apr 27, 2023 |
| ARS | Annual report to shareholders | Mar 30, 2023 | Dec 31, 2022 |
| DEFA14A | Additional proxy material | Mar 30, 2023 | — |
| DEF 14A | Proxy statement | Mar 30, 2023 | — |
| 10-K | Annual report | Feb 23, 2023 | Dec 31, 2022 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Feb 16, 2023 | Feb 13, 2023 |
| 8-K |
Current report
Results of operations
|
Feb 2, 2023 | Feb 2, 2023 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Jan 11, 2023 | Jan 9, 2023 |
| 10-Q | Quarterly report | Nov 1, 2022 | Sep 30, 2022 |
| 8-K |
Current report
Results of operations
|
Oct 27, 2022 | Oct 27, 2022 |
| 10-Q | Quarterly report | Aug 4, 2022 | Jun 30, 2022 |
| 8-K |
Current report
Results of operations
|
Aug 2, 2022 | Aug 2, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Jun 14, 2022 | Jun 14, 2022 |
| 8-K |
Current report
Shareholder vote results, Other events
|
May 18, 2022 | May 18, 2022 |
| 10-Q | Quarterly report | May 3, 2022 | Mar 31, 2022 |
| 8-K |
Current report
Results of operations
|
Apr 28, 2022 | Apr 28, 2022 |
| DEFA14A | Additional proxy material | Apr 8, 2022 | — |
| DEF 14A | Proxy statement | Apr 8, 2022 | May 18, 2022 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Feb 23, 2022 | Feb 16, 2022 |
| 10-K | Annual report | Feb 22, 2022 | Dec 31, 2021 |
| 8-K |
Current report
Results of operations
|
Feb 3, 2022 | Feb 3, 2022 |
| 10-Q | Quarterly report | Nov 2, 2021 | Sep 30, 2021 |
| 8-K |
Current report
Results of operations
|
Oct 28, 2021 | Oct 28, 2021 |
| 10-Q | Quarterly report | Aug 3, 2021 | Jun 30, 2021 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Jul 30, 2021 | Jul 27, 2021 |
| 8-K |
Current report
Results of operations
|
Jul 29, 2021 | Jul 29, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Jun 2, 2021 | Jun 2, 2021 |
| 8-K |
Current report
Material agreement, New debt, Regulation FD disclosure
|
May 18, 2021 | May 18, 2021 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
May 11, 2021 | May 10, 2021 |
| S-8 POS | Filing | May 7, 2021 | — |
| S-8 | Employee stock plan registration | May 5, 2021 | — |
| 8-K |
Current report
Officer or director change, Shareholder vote results, Other events
|
May 5, 2021 | May 5, 2021 |
| 10-Q | Quarterly report | May 4, 2021 | Mar 31, 2021 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Apr 30, 2021 | Apr 30, 2021 |
| 8-K |
Current report
Results of operations
|
Apr 29, 2021 | Apr 29, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 30, 2021 | Mar 30, 2021 |
| DEFA14A | Additional proxy material | Mar 22, 2021 | — |
| DEF 14A | Proxy statement | Mar 22, 2021 | May 5, 2021 |
| 8-K |
Current report
Material agreement, New debt, Regulation FD disclosure
|
Mar 15, 2021 | Mar 15, 2021 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Mar 5, 2021 | Mar 4, 2021 |
| 10-K | Annual report | Feb 23, 2021 | Dec 31, 2020 |
| 8-K |
Current report
Officer or director change
|
Feb 17, 2021 | Feb 11, 2021 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Feb 16, 2021 | Feb 15, 2021 |
| 8-K |
Current report
Results of operations
|
Feb 4, 2021 | Feb 4, 2021 |
| DFAN14A | Filing | Dec 3, 2020 | — |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Dec 2, 2020 | Dec 2, 2020 |
| 10-Q | Quarterly report | Nov 3, 2020 | Sep 30, 2020 |
| 8-K |
Current report
Results of operations
|
Oct 29, 2020 | Oct 29, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 8, 2020 | Oct 8, 2020 |
| 10-Q | Quarterly report | Aug 4, 2020 | Jun 30, 2020 |
| 8-K |
Current report
Other events
|
Aug 3, 2020 | Jul 28, 2020 |
| 8-K |
Current report
Results of operations
|
Jul 30, 2020 | Jul 30, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
May 27, 2020 | May 27, 2020 |
| 8-K |
Current report
Shareholder vote results, Other events
|
May 7, 2020 | May 6, 2020 |
| 10-Q | Quarterly report | May 5, 2020 | Mar 31, 2020 |
| 8-K |
Current report
Results of operations
|
Apr 30, 2020 | Apr 30, 2020 |
| DEFA14A | Additional proxy material | Apr 15, 2020 | — |
| DEFA14A | Additional proxy material | Mar 23, 2020 | — |
| DEF 14A | Proxy statement | Mar 23, 2020 | May 6, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
Feb 26, 2020 | Feb 26, 2020 |
| 10-K | Annual report | Feb 21, 2020 | Dec 31, 2019 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Feb 20, 2020 | Feb 13, 2020 |
| 8-K |
Current report
Results of operations
|
Jan 30, 2020 | Jan 30, 2020 |
| CT ORDER | Filing | Dec 20, 2019 | — |
| 8-K |
Current report
Material agreement, New debt, Regulation FD disclosure
|
Nov 12, 2019 | Nov 12, 2019 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Nov 7, 2019 | Nov 7, 2019 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 30, 2019 | Oct 30, 2019 |
| 10-Q | Quarterly report | Oct 29, 2019 | Sep 30, 2019 |
| 8-K |
Current report
Results of operations
|
Oct 24, 2019 | Oct 24, 2019 |
| 10-Q | Quarterly report | Jul 30, 2019 | Jun 30, 2019 |
| 8-K |
Current report
Results of operations
|
Jul 25, 2019 | Jul 25, 2019 |
| 8-K |
Current report
Shareholder vote results
|
May 10, 2019 | May 10, 2019 |
| 10-Q | Quarterly report | May 2, 2019 | Mar 31, 2019 |
| 8-K |
Current report
Results of operations
|
May 2, 2019 | May 2, 2019 |
| DEFA14A | Additional proxy material | Apr 1, 2019 | — |
| DEFA14A | Additional proxy material | Mar 29, 2019 | — |
| DEF 14A | Proxy statement | Mar 29, 2019 | May 8, 2019 |
| CT ORDER | Filing | Mar 15, 2019 | — |
| 10-K | Annual report | Feb 26, 2019 | Dec 31, 2018 |
| 8-K |
Current report
Results of operations, Officer or director change
|
Jan 31, 2019 | Jan 29, 2019 |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 4, 2018 | Dec 4, 2018 |
| 10-Q | Quarterly report | Oct 30, 2018 | Sep 30, 2018 |
| 8-K |
Current report
Results of operations
|
Oct 25, 2018 | Oct 25, 2018 |
| 8-K |
Current report
Officer or director change
|
Sep 19, 2018 | Sep 19, 2018 |
| 10-Q | Quarterly report | Jul 31, 2018 | Jun 30, 2018 |
| 8-K |
Current report
Results of operations
|
Jul 26, 2018 | Jul 26, 2018 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Jun 4, 2018 | Jun 1, 2018 |
| 8-K |
Current report
Shareholder vote results
|
May 17, 2018 | May 17, 2018 |
| 10-Q | Quarterly report | May 4, 2018 | Mar 31, 2018 |
| 8-K |
Current report
Other events
|
May 3, 2018 | May 3, 2018 |
| 8-K |
Current report
Results of operations
|
May 3, 2018 | May 3, 2018 |
| 8-K |
Current report
Officer or director change
|
Mar 29, 2018 | Mar 29, 2018 |
| DEFA14A | Additional proxy material | Mar 29, 2018 | — |
| DEFA14A | Additional proxy material | Mar 29, 2018 | — |
| DEF 14A | Proxy statement | Mar 29, 2018 | May 17, 2018 |
| 10-K/A | Amended annual report | Feb 27, 2018 | Dec 31, 2017 |
| 10-K | Annual report | Feb 21, 2018 | Dec 31, 2017 |
| 8-K |
Current report
Results of operations
|
Feb 1, 2018 | Feb 1, 2018 |
| 8-K |
Current report
Other events
|
Dec 6, 2017 | Dec 5, 2017 |
| 10-Q | Quarterly report | Oct 31, 2017 | Sep 30, 2017 |
| 8-K |
Current report
Results of operations
|
Oct 26, 2017 | Oct 26, 2017 |
| 8-K |
Current report
Material agreement, New debt, Regulation FD disclosure
|
Sep 21, 2017 | Sep 21, 2017 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Sep 8, 2017 | Sep 7, 2017 |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 7, 2017 | Sep 7, 2017 |
| 8-K |
Current report
Material agreement, Regulation FD disclosure
|
Aug 15, 2017 | Aug 15, 2017 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- LPLA (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- San Diego, CA
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1397911
- Former names
- LPL Investment Holdings Inc. (until Jun 5, 2012)
Other Security & Commodity Brokers, Dealers, Exchanges & Services companies
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- StoneX Group Inc. SNEX
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All 18 Security & Commodity Brokers, Dealers, Exchanges & Services companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.