TOP Financial Group Ltd SEC filings TOP

TOP Financial Group Ltd has 132 filings in SEC EDGAR's recent list, going back to Feb 26, 2021. Its latest annual report, Form 10-K, was filed on Jul 7, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Oct 28, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 3, 2026 (regulation fd disclosure). The company's fiscal year ends on March 31.

Form Description Filed Period
3 Initial insider ownership Oct 13, 2026 Oct 8, 2026
3 Initial insider ownership Jul 31, 2026 Mar 18, 2026
3 Initial insider ownership Jul 31, 2026 Mar 18, 2026
3 Initial insider ownership Jul 31, 2026 Mar 18, 2026
3 Initial insider ownership Jul 31, 2026 Mar 18, 2026
3 Initial insider ownership Jul 31, 2026 Mar 18, 2026
3 Initial insider ownership Jul 31, 2026 Mar 18, 2026
3 Initial insider ownership Jul 31, 2026 Mar 18, 2026
SCHEDULE 13D Ownership over 5% (active) Jul 30, 2026 —
SC 13G Ownership over 5% (passive) Feb 10, 2023 —

Showing 10 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

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Company profile

Industry
Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
Listed as
TOP (Nasdaq)
Fiscal year ends
March 31
Incorporated in
Cayman Islands
Headquarters
Houston, TX
SEC filer status
, Emerging growth company
SEC CIK
1848275
Former names
Zhong Yang Financial Group Ltd (until Jul 13, 2022)

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Source: SEC EDGAR filings. This is company-reported data, not investment advice.