TOP Financial Group Ltd SEC filings TOP
TOP Financial Group Ltd has 132 filings in SEC EDGAR's recent list, going back to Feb 26, 2021. Its latest annual report, Form 10-K, was filed on Jul 7, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Oct 28, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 3, 2026 (regulation fd disclosure). The company's fiscal year ends on March 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 8-K |
Current report
Regulation FD disclosure
|
Nov 3, 2026 | Nov 3, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 16, 2026 | Oct 16, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 14, 2026 | Oct 14, 2026 |
| 8-K |
Current report
Officer or director change
|
Oct 9, 2026 | Oct 8, 2026 |
| 8-K |
Current report
Officer or director change
|
Sep 29, 2026 | Sep 25, 2026 |
| 8-K |
Current report
Officer or director change
|
Sep 21, 2026 | Sep 21, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 4, 2026 | Sep 4, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 4, 2026 | Jul 31, 2026 |
| 8-K |
Current report
Change to shareholder rights, Bylaw or fiscal year change
|
Jul 31, 2026 | Jul 30, 2026 |
| 8-K |
Current report
Other events
|
Jul 23, 2026 | Jul 21, 2026 |
| 8-K |
Current report
Material agreement, Unregistered share sale
|
Jul 20, 2026 | Jul 19, 2026 |
| 8-K |
Current report
Unregistered share sale, Regulation FD disclosure
|
Jul 13, 2026 | Jul 9, 2026 |
| 6-K | Current report (foreign issuer) | Jun 23, 2026 | Jun 23, 2026 |
| 6-K | Current report (foreign issuer) | Jun 22, 2026 | Jun 22, 2026 |
| 6-K | Current report (foreign issuer) | May 29, 2026 | May 29, 2026 |
| 6-K | Current report (foreign issuer) | May 12, 2026 | May 12, 2026 |
| 6-K | Current report (foreign issuer) | May 11, 2026 | May 11, 2026 |
| 6-K | Current report (foreign issuer) | May 4, 2026 | May 4, 2026 |
| 6-K | Current report (foreign issuer) | Mar 26, 2026 | Mar 26, 2026 |
| 6-K | Current report (foreign issuer) | Jan 20, 2026 | Sep 30, 2025 |
| 6-K | Current report (foreign issuer) | Aug 25, 2025 | Aug 25, 2025 |
| 6-K | Current report (foreign issuer) | Jul 21, 2025 | Jul 21, 2025 |
| 6-K | Current report (foreign issuer) | Jun 25, 2025 | Jun 25, 2025 |
| 6-K | Current report (foreign issuer) | Jun 12, 2025 | Jun 12, 2025 |
| 6-K | Current report (foreign issuer) | Jan 27, 2025 | Sep 30, 2024 |
| 6-K | Current report (foreign issuer) | Oct 18, 2024 | Oct 18, 2024 |
| 6-K | Current report (foreign issuer) | Feb 14, 2024 | Feb 14, 2024 |
| 6-K | Current report (foreign issuer) | Feb 13, 2024 | Feb 13, 2024 |
| 6-K | Current report (foreign issuer) | Jan 31, 2024 | Sep 30, 2023 |
| 6-K | Current report (foreign issuer) | Dec 21, 2023 | Dec 21, 2023 |
| 6-K | Current report (foreign issuer) | Dec 4, 2023 | Dec 4, 2023 |
| 6-K | Current report (foreign issuer) | Nov 30, 2023 | Nov 30, 2023 |
| 6-K | Current report (foreign issuer) | Oct 16, 2023 | Oct 16, 2023 |
| 6-K | Current report (foreign issuer) | Jun 30, 2023 | Jun 30, 2023 |
| 6-K | Current report (foreign issuer) | Apr 28, 2023 | Apr 28, 2023 |
| 6-K | Current report (foreign issuer) | Apr 28, 2023 | Apr 28, 2023 |
| 6-K | Current report (foreign issuer) | Apr 13, 2023 | Apr 13, 2023 |
| 6-K | Current report (foreign issuer) | Jan 6, 2023 | Sep 30, 2022 |
| 6-K | Current report (foreign issuer) | Oct 31, 2022 | Oct 31, 2022 |
| 6-K | Current report (foreign issuer) | Oct 25, 2022 | Oct 25, 2022 |
| 6-K | Current report (foreign issuer) | Sep 1, 2022 | Sep 1, 2022 |
| 6-K | Current report (foreign issuer) | Aug 17, 2022 | Aug 17, 2022 |
| 6-K | Current report (foreign issuer) | Jul 22, 2022 | Jul 22, 2022 |
| 6-K | Current report (foreign issuer) | Jul 13, 2022 | Jul 13, 2022 |
| 6-K | Current report (foreign issuer) | Jun 29, 2022 | Jun 29, 2022 |
| 6-K/A | Amendment no. 1 to form 6-k | Jun 28, 2022 | Jun 28, 2022 |
| 6-K | Current report (foreign issuer) | Jun 17, 2022 | Jun 17, 2022 |
| 6-K | Current report (foreign issuer) | Jun 3, 2022 | Jun 3, 2022 |
Showing 48 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- TOP (Nasdaq)
- Fiscal year ends
- March 31
- Incorporated in
- Cayman Islands
- Headquarters
- Houston, TX
- SEC filer status
- , Emerging growth company
- SEC CIK
- 1848275
- Former names
- Zhong Yang Financial Group Ltd (until Jul 13, 2022)
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All 18 Security & Commodity Brokers, Dealers, Exchanges & Services companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.