LPL Financial Holdings Inc. SEC filings LPLA
LPL Financial Holdings Inc. has 1,000 filings in SEC EDGAR's recent list, going back to Mar 6, 2017. Its latest annual report, Form ARS, was filed on Apr 2, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 29, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 27, 2026 (results of operations). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 424B5 | Prospectus supplement | Apr 3, 2025 | — |
| 424B5 | Prospectus supplement | Apr 2, 2025 | — |
| FWP | Free writing prospectus | Apr 1, 2025 | — |
| 424B5 | Prospectus supplement | Apr 1, 2025 | — |
| 424B5 | Prospectus supplement | Mar 31, 2025 | — |
| S-3/A | Filing | Mar 21, 2025 | — |
| S-3 | Shelf registration | Mar 3, 2025 | — |
| 424B5 | Prospectus supplement | Feb 25, 2025 | — |
| FWP | Free writing prospectus | Feb 24, 2025 | — |
| 424B5 | Prospectus supplement | Feb 24, 2025 | — |
| 424B5 | Prospectus supplement | May 15, 2024 | — |
| FWP | Free writing prospectus | May 14, 2024 | — |
| 424B5 | Prospectus supplement | May 13, 2024 | — |
| 424B5 | Prospectus supplement | Nov 13, 2023 | — |
| FWP | Free writing prospectus | Nov 8, 2023 | — |
| 424B5 | Prospectus supplement | Nov 8, 2023 | — |
| S-3/A | Filing | Oct 27, 2023 | — |
| S-3/A | Filing | Oct 17, 2023 | — |
| S-3 | Shelf registration | Sep 22, 2023 | — |
| S-8 POS | Filing | May 7, 2021 | — |
| S-8 | Employee stock plan registration | May 5, 2021 | — |
Showing 21 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- LPLA (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- San Diego, CA
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1397911
- Former names
- LPL Investment Holdings Inc. (until Jun 5, 2012)
Other Security & Commodity Brokers, Dealers, Exchanges & Services companies
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All 18 Security & Commodity Brokers, Dealers, Exchanges & Services companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.