LPL Financial Holdings Inc. SEC filings LPLA
LPL Financial Holdings Inc. has 1,000 filings in SEC EDGAR's recent list, going back to Mar 6, 2017. Its latest annual report, Form ARS, was filed on Apr 2, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 29, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 27, 2026 (results of operations). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Sep 14, 2026 | Sep 11, 2026 |
| 144 | Notice of proposed sale | Sep 11, 2026 | — |
| 4 | Insider transaction | Sep 8, 2026 | Sep 5, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Aug 31, 2026 | Aug 27, 2026 |
| 144 | Notice of proposed sale | Aug 27, 2026 | — |
| 4 | Insider transaction | Aug 21, 2026 | Aug 20, 2026 |
| 144 | Notice of proposed sale | Aug 20, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Aug 13, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Aug 4, 2026 | — |
| 4 | Insider transaction | Aug 4, 2026 | Aug 3, 2026 |
| 4 | Insider transaction | Aug 4, 2026 | Jul 31, 2026 |
| 144 | Notice of proposed sale | Jul 31, 2026 | — |
| 4 | Insider transaction | Jun 22, 2026 | Jun 17, 2026 |
| 144 | Notice of proposed sale | Jun 17, 2026 | — |
| 4 | Insider transaction | Jun 15, 2026 | Jun 12, 2026 |
| 4 | Insider transaction | Jun 15, 2026 | Jun 12, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | May 14, 2026 | — |
| 4 | Insider transaction | May 8, 2026 | May 7, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Apr 30, 2026 | — |
| 4 | Insider transaction | Apr 16, 2026 | Apr 14, 2026 |
| 144 | Notice of proposed sale | Apr 15, 2026 | — |
| 144 | Notice of proposed sale | Apr 14, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Mar 27, 2026 | — |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 11, 2026 | Mar 9, 2026 |
| 144 | Notice of proposed sale | Mar 10, 2026 | — |
| 144 | Notice of proposed sale | Mar 9, 2026 | — |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 144 | Notice of proposed sale | Mar 2, 2026 | — |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 144 | Notice of proposed sale | Feb 26, 2026 | — |
| 144 | Notice of proposed sale | Feb 26, 2026 | — |
| 4 | Insider transaction | Feb 4, 2026 | Feb 2, 2026 |
| 3 | Initial insider ownership | Jan 14, 2026 | Jan 5, 2026 |
| 4 | Insider transaction | Jan 2, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Dec 11, 2025 | Dec 9, 2025 |
| 3 | Initial insider ownership | Dec 11, 2025 | Dec 8, 2025 |
| 4 | Insider transaction | Dec 9, 2025 | Dec 5, 2025 |
| 4 | Insider transaction | Dec 9, 2025 | Dec 5, 2025 |
| 144 | Notice of proposed sale | Dec 5, 2025 | — |
| 144 | Notice of proposed sale | Dec 5, 2025 | — |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 144 | Notice of proposed sale | Dec 1, 2025 | — |
| 4 | Insider transaction | Nov 7, 2025 | Nov 5, 2025 |
| 144 | Notice of proposed sale | Nov 5, 2025 | — |
| 4 | Insider transaction | Oct 8, 2025 | Oct 6, 2025 |
| 144 | Notice of proposed sale | Oct 6, 2025 | — |
| 4 | Insider transaction | Sep 11, 2025 | Sep 9, 2025 |
| 4 | Insider transaction | Sep 9, 2025 | Sep 5, 2025 |
| 4 | Insider transaction | Sep 9, 2025 | Sep 5, 2025 |
| 144 | Notice of proposed sale | Sep 5, 2025 | — |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Sep 2, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 144 | Notice of proposed sale | Sep 2, 2025 | — |
| 3 | Initial insider ownership | Aug 25, 2025 | Aug 4, 2025 |
| 4 | Insider transaction | Aug 7, 2025 | Aug 5, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 7, 2025 | — |
| 144 | Notice of proposed sale | Aug 5, 2025 | — |
| 4 | Insider transaction | Jul 8, 2025 | Jul 3, 2025 |
| 144 | Notice of proposed sale | Jul 3, 2025 | — |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 9, 2025 | Jun 5, 2025 |
| 144 | Notice of proposed sale | Jun 5, 2025 | — |
| 4 | Insider transaction | Jun 4, 2025 | Jun 2, 2025 |
| 4 | Insider transaction | Jun 4, 2025 | Jun 2, 2025 |
| 144 | Notice of proposed sale | Jun 2, 2025 | — |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 24, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 17, 2025 | Mar 14, 2025 |
| 4 | Insider transaction | Mar 17, 2025 | Mar 13, 2025 |
| 144 | Notice of proposed sale | Mar 14, 2025 | — |
| 3 | Initial insider ownership | Mar 10, 2025 | Feb 28, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 144 | Notice of proposed sale | Feb 26, 2025 | — |
| 144 | Notice of proposed sale | Feb 26, 2025 | — |
| 4 | Insider transaction | Feb 20, 2025 | Feb 18, 2025 |
| 144 | Notice of proposed sale | Feb 18, 2025 | — |
| 4 | Insider transaction | Feb 12, 2025 | Feb 10, 2025 |
| 144 | Notice of proposed sale | Feb 10, 2025 | — |
| 4 | Insider transaction | Feb 7, 2025 | Feb 5, 2025 |
| 144 | Notice of proposed sale | Feb 5, 2025 | — |
| 3 | Initial insider ownership | Dec 31, 2024 | Dec 16, 2024 |
| 144 | Notice of proposed sale | Dec 19, 2024 | — |
| 144 | Notice of proposed sale | Dec 18, 2024 | — |
| 4 | Insider transaction | Dec 9, 2024 | Dec 5, 2024 |
| 144 | Notice of proposed sale | Dec 5, 2024 | — |
| 4 | Insider transaction | Dec 4, 2024 | Dec 2, 2024 |
| 4 | Insider transaction | Dec 4, 2024 | Dec 2, 2024 |
| 4 | Insider transaction | Dec 4, 2024 | Dec 2, 2024 |
| 4 | Insider transaction | Dec 4, 2024 | Dec 2, 2024 |
| 4 | Insider transaction | Dec 4, 2024 | Dec 2, 2024 |
| 4 | Insider transaction | Dec 4, 2024 | Dec 2, 2024 |
| 4 | Insider transaction | Dec 4, 2024 | Dec 2, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 12, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Oct 22, 2024 | — |
| 4 | Insider transaction | Sep 16, 2024 | Sep 12, 2024 |
| 4 | Insider transaction | Aug 27, 2024 | Aug 23, 2024 |
| 4 | Insider transaction | Aug 27, 2024 | Aug 23, 2024 |
| 4 | Insider transaction | Aug 27, 2024 | Aug 23, 2024 |
| 4 | Insider transaction | Aug 27, 2024 | Aug 23, 2024 |
| 4 | Insider transaction | Aug 27, 2024 | Aug 23, 2024 |
| 4 | Insider transaction | Aug 27, 2024 | Aug 23, 2024 |
| 4 | Insider transaction | Aug 27, 2024 | Aug 23, 2024 |
| 4 | Insider transaction | Aug 13, 2024 | Aug 9, 2024 |
| 4 | Insider transaction | Jun 18, 2024 | Jun 14, 2024 |
| 4 | Insider transaction | Jun 14, 2024 | Jun 12, 2024 |
| 144 | Notice of proposed sale | Jun 14, 2024 | — |
| 4 | Insider transaction | Jun 7, 2024 | Jun 5, 2024 |
| 4 | Insider transaction | Jun 6, 2024 | Jun 4, 2024 |
| 4 | Insider transaction | Jun 6, 2024 | Jun 4, 2024 |
| 4 | Insider transaction | Jun 6, 2024 | Jun 4, 2024 |
| 4 | Insider transaction | Jun 6, 2024 | Jun 4, 2024 |
| 4 | Insider transaction | Jun 6, 2024 | Jun 4, 2024 |
| 4 | Insider transaction | Jun 6, 2024 | Jun 4, 2024 |
| 4 | Insider transaction | Jun 6, 2024 | Jun 4, 2024 |
| 4 | Insider transaction | May 14, 2024 | May 10, 2024 |
| 4 | Insider transaction | May 14, 2024 | May 10, 2024 |
| 4 | Insider transaction | May 14, 2024 | May 10, 2024 |
| 4 | Insider transaction | May 14, 2024 | May 10, 2024 |
| 4 | Insider transaction | May 14, 2024 | May 10, 2024 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- LPLA (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- San Diego, CA
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1397911
- Former names
- LPL Investment Holdings Inc. (until Jun 5, 2012)
Other Security & Commodity Brokers, Dealers, Exchanges & Services companies
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All 18 Security & Commodity Brokers, Dealers, Exchanges & Services companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.