LPL Financial Holdings Inc. SEC filings LPLA
LPL Financial Holdings Inc. has 1,000 filings in SEC EDGAR's recent list, going back to Mar 6, 2017. Its latest annual report, Form ARS, was filed on Apr 2, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 29, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 27, 2026 (results of operations). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 8-K |
Current report
Results of operations
|
Oct 27, 2026 | Oct 27, 2026 |
| 8-K |
Current report
Results of operations
|
Jul 30, 2026 | Jul 30, 2026 |
| 8-K |
Current report
Bylaw or fiscal year change, Shareholder vote results
|
May 15, 2026 | May 14, 2026 |
| 8-K |
Current report
Results of operations
|
Apr 30, 2026 | Apr 30, 2026 |
| 8-K |
Current report
Results of operations
|
Jan 29, 2026 | Jan 29, 2026 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Jan 8, 2026 | Jan 5, 2026 |
| 8-K |
Current report
Results of operations
|
Oct 30, 2025 | Oct 30, 2025 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Aug 1, 2025 | Aug 1, 2025 |
| 8-K |
Current report
Results of operations
|
Jul 31, 2025 | Jul 31, 2025 |
| 8-K |
Current report
Officer or director change
|
Jul 3, 2025 | Jul 2, 2025 |
| 8-K |
Current report
Officer or director change
|
Jun 3, 2025 | May 30, 2025 |
| 8-K |
Current report
Shareholder vote results
|
May 23, 2025 | May 23, 2025 |
| 8-K |
Current report
Results of operations
|
May 8, 2025 | May 8, 2025 |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Apr 3, 2025 | Apr 1, 2025 |
| 8-K |
Current report
Other events
|
Apr 2, 2025 | Mar 31, 2025 |
| 8-K |
Current report
Material agreement, Regulation FD disclosure
|
Mar 31, 2025 | Mar 28, 2025 |
| 8-K |
Current report
Officer or director change
|
Mar 6, 2025 | Feb 28, 2025 |
| 8-K |
Current report
Material agreement, New debt
|
Feb 26, 2025 | Feb 26, 2025 |
| 8-K |
Current report
Other events
|
Feb 25, 2025 | Feb 24, 2025 |
| 8-K |
Current report
Results of operations
|
Jan 30, 2025 | Jan 30, 2025 |
| 8-K/A |
Amended current report
Material agreement, New debt
|
Dec 9, 2024 | Dec 5, 2024 |
| 8-K |
Current report
Officer or director change
|
Dec 9, 2024 | Dec 8, 2024 |
| 8-K |
Current report
Material agreement
|
Dec 5, 2024 | Dec 5, 2024 |
| 8-K |
Current report
Results of operations
|
Oct 30, 2024 | Oct 30, 2024 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Oct 21, 2024 | Oct 17, 2024 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Oct 1, 2024 | Oct 1, 2024 |
| 8-K |
Current report
Results of operations
|
Jul 25, 2024 | Jul 25, 2024 |
| 8-K |
Current report
Material agreement, New debt
|
May 20, 2024 | May 20, 2024 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
May 14, 2024 | May 13, 2024 |
| 8-K |
Current report
Shareholder vote results
|
May 10, 2024 | May 9, 2024 |
| 8-K |
Current report
Results of operations
|
Apr 30, 2024 | Apr 30, 2024 |
| 8-K |
Current report
Officer or director change
|
Feb 29, 2024 | Feb 26, 2024 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Feb 20, 2024 | Feb 15, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Feb 13, 2024 | Feb 13, 2024 |
| 8-K |
Current report
Results of operations
|
Feb 1, 2024 | Feb 1, 2024 |
| 8-K |
Current report
Material agreement, New debt
|
Nov 17, 2023 | Nov 17, 2023 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Nov 9, 2023 | Nov 8, 2023 |
| 8-K |
Current report
Results of operations
|
Oct 26, 2023 | Oct 26, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 24, 2023 | Aug 24, 2023 |
| 8-K |
Current report
Results of operations
|
Jul 27, 2023 | Jul 27, 2023 |
| 8-K |
Current report
Officer or director change, Shareholder vote results
|
May 12, 2023 | May 11, 2023 |
| 8-K |
Current report
Results of operations
|
Apr 27, 2023 | Apr 27, 2023 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Feb 16, 2023 | Feb 13, 2023 |
| 8-K |
Current report
Results of operations
|
Feb 2, 2023 | Feb 2, 2023 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Jan 11, 2023 | Jan 9, 2023 |
| 8-K |
Current report
Results of operations
|
Oct 27, 2022 | Oct 27, 2022 |
| 8-K |
Current report
Results of operations
|
Aug 2, 2022 | Aug 2, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Jun 14, 2022 | Jun 14, 2022 |
| 8-K |
Current report
Shareholder vote results, Other events
|
May 18, 2022 | May 18, 2022 |
| 8-K |
Current report
Results of operations
|
Apr 28, 2022 | Apr 28, 2022 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Feb 23, 2022 | Feb 16, 2022 |
| 8-K |
Current report
Results of operations
|
Feb 3, 2022 | Feb 3, 2022 |
| 8-K |
Current report
Results of operations
|
Oct 28, 2021 | Oct 28, 2021 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Jul 30, 2021 | Jul 27, 2021 |
| 8-K |
Current report
Results of operations
|
Jul 29, 2021 | Jul 29, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Jun 2, 2021 | Jun 2, 2021 |
| 8-K |
Current report
Material agreement, New debt, Regulation FD disclosure
|
May 18, 2021 | May 18, 2021 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
May 11, 2021 | May 10, 2021 |
| 8-K |
Current report
Officer or director change, Shareholder vote results, Other events
|
May 5, 2021 | May 5, 2021 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Apr 30, 2021 | Apr 30, 2021 |
| 8-K |
Current report
Results of operations
|
Apr 29, 2021 | Apr 29, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 30, 2021 | Mar 30, 2021 |
| 8-K |
Current report
Material agreement, New debt, Regulation FD disclosure
|
Mar 15, 2021 | Mar 15, 2021 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Mar 5, 2021 | Mar 4, 2021 |
| 8-K |
Current report
Officer or director change
|
Feb 17, 2021 | Feb 11, 2021 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Feb 16, 2021 | Feb 15, 2021 |
| 8-K |
Current report
Results of operations
|
Feb 4, 2021 | Feb 4, 2021 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Dec 2, 2020 | Dec 2, 2020 |
| 8-K |
Current report
Results of operations
|
Oct 29, 2020 | Oct 29, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 8, 2020 | Oct 8, 2020 |
| 8-K |
Current report
Other events
|
Aug 3, 2020 | Jul 28, 2020 |
| 8-K |
Current report
Results of operations
|
Jul 30, 2020 | Jul 30, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
May 27, 2020 | May 27, 2020 |
| 8-K |
Current report
Shareholder vote results, Other events
|
May 7, 2020 | May 6, 2020 |
| 8-K |
Current report
Results of operations
|
Apr 30, 2020 | Apr 30, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
Feb 26, 2020 | Feb 26, 2020 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Feb 20, 2020 | Feb 13, 2020 |
| 8-K |
Current report
Results of operations
|
Jan 30, 2020 | Jan 30, 2020 |
| 8-K |
Current report
Material agreement, New debt, Regulation FD disclosure
|
Nov 12, 2019 | Nov 12, 2019 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Nov 7, 2019 | Nov 7, 2019 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 30, 2019 | Oct 30, 2019 |
| 8-K |
Current report
Results of operations
|
Oct 24, 2019 | Oct 24, 2019 |
| 8-K |
Current report
Results of operations
|
Jul 25, 2019 | Jul 25, 2019 |
| 8-K |
Current report
Shareholder vote results
|
May 10, 2019 | May 10, 2019 |
| 8-K |
Current report
Results of operations
|
May 2, 2019 | May 2, 2019 |
| 8-K |
Current report
Results of operations, Officer or director change
|
Jan 31, 2019 | Jan 29, 2019 |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 4, 2018 | Dec 4, 2018 |
| 8-K |
Current report
Results of operations
|
Oct 25, 2018 | Oct 25, 2018 |
| 8-K |
Current report
Officer or director change
|
Sep 19, 2018 | Sep 19, 2018 |
| 8-K |
Current report
Results of operations
|
Jul 26, 2018 | Jul 26, 2018 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Jun 4, 2018 | Jun 1, 2018 |
| 8-K |
Current report
Shareholder vote results
|
May 17, 2018 | May 17, 2018 |
| 8-K |
Current report
Other events
|
May 3, 2018 | May 3, 2018 |
| 8-K |
Current report
Results of operations
|
May 3, 2018 | May 3, 2018 |
| 8-K |
Current report
Officer or director change
|
Mar 29, 2018 | Mar 29, 2018 |
| 8-K |
Current report
Results of operations
|
Feb 1, 2018 | Feb 1, 2018 |
| 8-K |
Current report
Other events
|
Dec 6, 2017 | Dec 5, 2017 |
| 8-K |
Current report
Results of operations
|
Oct 26, 2017 | Oct 26, 2017 |
| 8-K |
Current report
Material agreement, New debt, Regulation FD disclosure
|
Sep 21, 2017 | Sep 21, 2017 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Sep 8, 2017 | Sep 7, 2017 |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 7, 2017 | Sep 7, 2017 |
| 8-K |
Current report
Material agreement, Regulation FD disclosure
|
Aug 15, 2017 | Aug 15, 2017 |
| 8-K |
Current report
Results of operations
|
Jul 27, 2017 | Jul 27, 2017 |
| 8-K |
Current report
Shareholder vote results
|
May 23, 2017 | May 22, 2017 |
| 8-K |
Current report
Results of operations
|
Apr 27, 2017 | Apr 27, 2017 |
| 8-K |
Current report
Material agreement, New debt, Regulation FD disclosure
|
Mar 10, 2017 | Mar 10, 2017 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 8, 2017 | Mar 8, 2017 |
Showing 107 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- LPLA (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- San Diego, CA
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1397911
- Former names
- LPL Investment Holdings Inc. (until Jun 5, 2012)
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Source: SEC EDGAR filings. This is company-reported data, not investment advice.