LPL Financial Holdings Inc. SEC filings LPLA
LPL Financial Holdings Inc. has 1,000 filings in SEC EDGAR's recent list, going back to Mar 6, 2017. Its latest annual report, Form ARS, was filed on Apr 2, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 29, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 27, 2026 (results of operations). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| DEFA14A | Additional proxy material | Apr 2, 2026 | — |
| DEF 14A | Proxy statement | Apr 2, 2026 | May 14, 2026 |
| PRE 14A | Preliminary proxy statement | Mar 19, 2026 | May 14, 2026 |
| DEFA14A | Additional proxy material | Mar 25, 2025 | — |
| DEF 14A | Proxy statement | Mar 25, 2025 | May 22, 2025 |
| DEFA14A | Additional proxy material | Mar 28, 2024 | — |
| DEF 14A | Proxy statement | Mar 28, 2024 | May 9, 2024 |
| DEFA14A | Additional proxy material | Mar 30, 2023 | — |
| DEF 14A | Proxy statement | Mar 30, 2023 | — |
| DEFA14A | Additional proxy material | Apr 8, 2022 | — |
| DEF 14A | Proxy statement | Apr 8, 2022 | May 18, 2022 |
| DEFA14A | Additional proxy material | Mar 22, 2021 | — |
| DEF 14A | Proxy statement | Mar 22, 2021 | May 5, 2021 |
| DEFA14A | Additional proxy material | Apr 15, 2020 | — |
| DEFA14A | Additional proxy material | Mar 23, 2020 | — |
| DEF 14A | Proxy statement | Mar 23, 2020 | May 6, 2020 |
| DEFA14A | Additional proxy material | Apr 1, 2019 | — |
| DEFA14A | Additional proxy material | Mar 29, 2019 | — |
| DEF 14A | Proxy statement | Mar 29, 2019 | May 8, 2019 |
| DEFA14A | Additional proxy material | Mar 29, 2018 | — |
| DEFA14A | Additional proxy material | Mar 29, 2018 | — |
| DEF 14A | Proxy statement | Mar 29, 2018 | May 17, 2018 |
| DEFA14A | Additional proxy material | Apr 11, 2017 | — |
| DEF 14A | Proxy statement | Apr 11, 2017 | May 17, 2017 |
Showing 24 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- LPLA (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- San Diego, CA
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1397911
- Former names
- LPL Investment Holdings Inc. (until Jun 5, 2012)
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All 18 Security & Commodity Brokers, Dealers, Exchanges & Services companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.