LPL Financial Holdings Inc. SEC filings LPLA
LPL Financial Holdings Inc. has 1,000 filings in SEC EDGAR's recent list, going back to Mar 6, 2017. Its latest annual report, Form ARS, was filed on Apr 2, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 29, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 27, 2026 (results of operations). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 10-Q | Quarterly report | Oct 29, 2026 | Sep 30, 2026 |
| 8-K |
Current report
Results of operations
|
Oct 27, 2026 | Oct 27, 2026 |
| 4 | Insider transaction | Sep 14, 2026 | Sep 11, 2026 |
| 144 | Notice of proposed sale | Sep 11, 2026 | — |
| 4 | Insider transaction | Sep 8, 2026 | Sep 5, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Aug 31, 2026 | Aug 27, 2026 |
| 144 | Notice of proposed sale | Aug 27, 2026 | — |
| 4 | Insider transaction | Aug 21, 2026 | Aug 20, 2026 |
| 144 | Notice of proposed sale | Aug 20, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Aug 13, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Aug 4, 2026 | — |
| 4 | Insider transaction | Aug 4, 2026 | Aug 3, 2026 |
| 4 | Insider transaction | Aug 4, 2026 | Jul 31, 2026 |
| 10-Q | Quarterly report | Aug 3, 2026 | Jun 30, 2026 |
| 144 | Notice of proposed sale | Jul 31, 2026 | — |
| 8-K |
Current report
Results of operations
|
Jul 30, 2026 | Jul 30, 2026 |
| 4 | Insider transaction | Jun 22, 2026 | Jun 17, 2026 |
| 144 | Notice of proposed sale | Jun 17, 2026 | — |
| 4 | Insider transaction | Jun 15, 2026 | Jun 12, 2026 |
| 4 | Insider transaction | Jun 15, 2026 | Jun 12, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 8-K |
Current report
Bylaw or fiscal year change, Shareholder vote results
|
May 15, 2026 | May 14, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | May 14, 2026 | — |
| 4 | Insider transaction | May 8, 2026 | May 7, 2026 |
| 10-Q | Quarterly report | May 4, 2026 | Mar 31, 2026 |
| 8-K |
Current report
Results of operations
|
Apr 30, 2026 | Apr 30, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Apr 30, 2026 | — |
| 4 | Insider transaction | Apr 16, 2026 | Apr 14, 2026 |
| 144 | Notice of proposed sale | Apr 15, 2026 | — |
| 144 | Notice of proposed sale | Apr 14, 2026 | — |
| ARS | Annual report to shareholders | Apr 2, 2026 | Dec 31, 2025 |
| DEFA14A | Additional proxy material | Apr 2, 2026 | — |
| DEF 14A | Proxy statement | Apr 2, 2026 | May 14, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Mar 27, 2026 | — |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| PRE 14A | Preliminary proxy statement | Mar 19, 2026 | May 14, 2026 |
| 4 | Insider transaction | Mar 11, 2026 | Mar 9, 2026 |
| 144 | Notice of proposed sale | Mar 10, 2026 | — |
| 144 | Notice of proposed sale | Mar 9, 2026 | — |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 144 | Notice of proposed sale | Mar 2, 2026 | — |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 4 | Insider transaction | Feb 27, 2026 | Feb 25, 2026 |
| 144 | Notice of proposed sale | Feb 26, 2026 | — |
| 144 | Notice of proposed sale | Feb 26, 2026 | — |
| 10-K | Annual report | Feb 23, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Feb 4, 2026 | Feb 2, 2026 |
| 8-K |
Current report
Results of operations
|
Jan 29, 2026 | Jan 29, 2026 |
| 3 | Initial insider ownership | Jan 14, 2026 | Jan 5, 2026 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Jan 8, 2026 | Jan 5, 2026 |
| 4 | Insider transaction | Jan 2, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Dec 11, 2025 | Dec 9, 2025 |
| 3 | Initial insider ownership | Dec 11, 2025 | Dec 8, 2025 |
| 4 | Insider transaction | Dec 9, 2025 | Dec 5, 2025 |
| 4 | Insider transaction | Dec 9, 2025 | Dec 5, 2025 |
| 144 | Notice of proposed sale | Dec 5, 2025 | — |
| 144 | Notice of proposed sale | Dec 5, 2025 | — |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 144 | Notice of proposed sale | Dec 1, 2025 | — |
| 4 | Insider transaction | Nov 7, 2025 | Nov 5, 2025 |
| 144 | Notice of proposed sale | Nov 5, 2025 | — |
| 10-Q | Quarterly report | Nov 3, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Results of operations
|
Oct 30, 2025 | Oct 30, 2025 |
| DFAN14A | Filing | Oct 21, 2025 | — |
| 4 | Insider transaction | Oct 8, 2025 | Oct 6, 2025 |
| 144 | Notice of proposed sale | Oct 6, 2025 | — |
| 4 | Insider transaction | Sep 11, 2025 | Sep 9, 2025 |
| 4 | Insider transaction | Sep 9, 2025 | Sep 5, 2025 |
| 4 | Insider transaction | Sep 9, 2025 | Sep 5, 2025 |
| 144 | Notice of proposed sale | Sep 5, 2025 | — |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Sep 2, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 4 | Insider transaction | Sep 3, 2025 | Aug 29, 2025 |
| 144 | Notice of proposed sale | Sep 2, 2025 | — |
| 3 | Initial insider ownership | Aug 25, 2025 | Aug 4, 2025 |
| 4 | Insider transaction | Aug 7, 2025 | Aug 5, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 7, 2025 | — |
| 144 | Notice of proposed sale | Aug 5, 2025 | — |
| 10-Q | Quarterly report | Aug 4, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Aug 1, 2025 | Aug 1, 2025 |
| 8-K |
Current report
Results of operations
|
Jul 31, 2025 | Jul 31, 2025 |
| 4 | Insider transaction | Jul 8, 2025 | Jul 3, 2025 |
| 8-K |
Current report
Officer or director change
|
Jul 3, 2025 | Jul 2, 2025 |
| 144 | Notice of proposed sale | Jul 3, 2025 | — |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 16, 2025 | Jun 12, 2025 |
| 4 | Insider transaction | Jun 9, 2025 | Jun 5, 2025 |
| 144 | Notice of proposed sale | Jun 5, 2025 | — |
| 4 | Insider transaction | Jun 4, 2025 | Jun 2, 2025 |
| 4 | Insider transaction | Jun 4, 2025 | Jun 2, 2025 |
| 8-K |
Current report
Officer or director change
|
Jun 3, 2025 | May 30, 2025 |
| 144 | Notice of proposed sale | Jun 2, 2025 | — |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 28, 2025 | May 23, 2025 |
| 8-K |
Current report
Shareholder vote results
|
May 23, 2025 | May 23, 2025 |
| 10-Q | Quarterly report | May 9, 2025 | Mar 31, 2025 |
| 8-K |
Current report
Results of operations
|
May 8, 2025 | May 8, 2025 |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Apr 3, 2025 | Apr 1, 2025 |
| 424B5 | Prospectus supplement | Apr 3, 2025 | — |
| 8-K |
Current report
Other events
|
Apr 2, 2025 | Mar 31, 2025 |
| 424B5 | Prospectus supplement | Apr 2, 2025 | — |
| FWP | Free writing prospectus | Apr 1, 2025 | — |
| 424B5 | Prospectus supplement | Apr 1, 2025 | — |
| 424B5 | Prospectus supplement | Mar 31, 2025 | — |
| 8-K |
Current report
Material agreement, Regulation FD disclosure
|
Mar 31, 2025 | Mar 28, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 24, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 26, 2025 | Mar 25, 2025 |
| EFFECT | Filing | Mar 25, 2025 | — |
| ARS | Annual report to shareholders | Mar 25, 2025 | Dec 31, 2024 |
| DEFA14A | Additional proxy material | Mar 25, 2025 | — |
| DEF 14A | Proxy statement | Mar 25, 2025 | May 22, 2025 |
| CORRESP | Letter to the SEC | Mar 21, 2025 | — |
| S-3/A | Filing | Mar 21, 2025 | — |
| 4 | Insider transaction | Mar 17, 2025 | Mar 14, 2025 |
| 4 | Insider transaction | Mar 17, 2025 | Mar 13, 2025 |
| 144 | Notice of proposed sale | Mar 14, 2025 | — |
| 3 | Initial insider ownership | Mar 10, 2025 | Feb 28, 2025 |
| UPLOAD | Letter from the SEC | Mar 7, 2025 | — |
| 8-K |
Current report
Officer or director change
|
Mar 6, 2025 | Feb 28, 2025 |
| S-3 | Shelf registration | Mar 3, 2025 | — |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 4 | Insider transaction | Feb 27, 2025 | Feb 25, 2025 |
| 8-K |
Current report
Material agreement, New debt
|
Feb 26, 2025 | Feb 26, 2025 |
| 144 | Notice of proposed sale | Feb 26, 2025 | — |
| 144 | Notice of proposed sale | Feb 26, 2025 | — |
| 424B5 | Prospectus supplement | Feb 25, 2025 | — |
| 8-K |
Current report
Other events
|
Feb 25, 2025 | Feb 24, 2025 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- LPLA (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- San Diego, CA
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1397911
- Former names
- LPL Investment Holdings Inc. (until Jun 5, 2012)
Other Security & Commodity Brokers, Dealers, Exchanges & Services companies
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All 18 Security & Commodity Brokers, Dealers, Exchanges & Services companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.