LPL Financial Holdings Inc. SEC filings LPLA

LPL Financial Holdings Inc. has 1,000 filings in SEC EDGAR's recent list, going back to Mar 6, 2017. Its latest annual report, Form ARS, was filed on Apr 2, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 29, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 27, 2026 (results of operations). The company's fiscal year ends on December 31.

Form Description Filed Period
DFAN14A Filing Oct 21, 2025 —
EFFECT Filing Mar 25, 2025 —
CORRESP Letter to the SEC Mar 21, 2025 —
UPLOAD Letter from the SEC Mar 7, 2025 —
305B2 Filing Nov 2, 2023 —
EFFECT Filing Nov 1, 2023 —
CORRESP Letter to the SEC Oct 30, 2023 —
CORRESP Letter to the SEC Oct 27, 2023 —
CORRESP Letter to the SEC Oct 17, 2023 —
UPLOAD Letter from the SEC Oct 6, 2023 —
DFAN14A Filing Dec 3, 2020 —
CT ORDER Filing Dec 20, 2019 —
CT ORDER Filing Mar 15, 2019 —

Showing 13 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.

Company profile

Industry
Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
Listed as
LPLA (Nasdaq)
Fiscal year ends
December 31
Incorporated in
DE
Headquarters
San Diego, CA
SEC filer status
Large accelerated filer
SEC CIK
1397911
Former names
LPL Investment Holdings Inc. (until Jun 5, 2012)

Other Security & Commodity Brokers, Dealers, Exchanges & Services companies

All 18 Security & Commodity Brokers, Dealers, Exchanges & Services companies

Source: SEC EDGAR filings. This is company-reported data, not investment advice.