Rand Capital Corp SEC filings RAND
Rand Capital Corp has 690 filings in SEC EDGAR's recent list, going back to Jan 16, 1996. Its latest annual report, Form ARS, was filed on Mar 13, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 4, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 4, 2026 (results of operations, regulation fd disclosure). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Sep 16, 2025 | Sep 15, 2025 |
| 4 | Insider transaction | May 29, 2025 | May 27, 2025 |
| 4 | Insider transaction | Nov 22, 2024 | Nov 20, 2024 |
| 4 | Insider transaction | Mar 13, 2024 | Mar 12, 2024 |
| 4 | Insider transaction | Mar 8, 2024 | Mar 6, 2024 |
| 4 | Insider transaction | Aug 18, 2023 | Aug 16, 2023 |
| 4 | Insider transaction | Aug 17, 2023 | Aug 15, 2023 |
| 4 | Insider transaction | Jun 15, 2023 | Jun 13, 2023 |
| 4 | Insider transaction | Jun 8, 2023 | Jun 6, 2023 |
| 4 | Insider transaction | Jun 5, 2023 | Jun 1, 2023 |
| 4 | Insider transaction | May 30, 2023 | May 25, 2023 |
| 4 | Insider transaction | May 22, 2023 | May 18, 2023 |
| 4 | Insider transaction | May 16, 2023 | May 12, 2023 |
| 4 | Insider transaction | May 11, 2023 | May 10, 2023 |
| 4 | Insider transaction | Mar 14, 2023 | Mar 13, 2023 |
| 4 | Insider transaction | Mar 14, 2023 | Mar 13, 2023 |
| 4 | Insider transaction | Dec 7, 2022 | Dec 5, 2022 |
| 4 | Insider transaction | Nov 14, 2022 | Nov 9, 2022 |
| 4 | Insider transaction | Sep 2, 2022 | Aug 31, 2022 |
| 4 | Insider transaction | Aug 26, 2022 | Aug 24, 2022 |
| 4 | Insider transaction | Aug 24, 2022 | Aug 22, 2022 |
| 4 | Insider transaction | Jun 8, 2022 | Jun 7, 2022 |
| 4 | Insider transaction | May 17, 2022 | May 16, 2022 |
| 4 | Insider transaction | May 17, 2022 | May 13, 2022 |
| 4 | Insider transaction | May 11, 2022 | May 10, 2022 |
| 4 | Insider transaction | May 11, 2022 | May 10, 2022 |
| 3 | Initial insider ownership | Apr 25, 2022 | Apr 21, 2022 |
| 4 | Insider transaction | Mar 15, 2022 | Mar 11, 2022 |
| 4 | Insider transaction | Mar 15, 2022 | Mar 14, 2022 |
| 4 | Insider transaction | Mar 14, 2022 | Mar 11, 2022 |
| 3 | Initial insider ownership | Feb 8, 2022 | Jan 27, 2022 |
| 3 | Initial insider ownership | Dec 14, 2021 | Dec 1, 2021 |
| 4 | Insider transaction | Dec 13, 2021 | Dec 10, 2021 |
| 4 | Insider transaction | Dec 6, 2021 | Dec 3, 2021 |
| 4 | Insider transaction | Dec 3, 2021 | Dec 1, 2021 |
| 3 | Initial insider ownership | Dec 3, 2021 | Dec 1, 2021 |
| 4 | Insider transaction | Dec 1, 2021 | Nov 29, 2021 |
| 4 | Insider transaction | Nov 26, 2021 | Nov 22, 2021 |
| 4 | Insider transaction | Nov 17, 2021 | Nov 15, 2021 |
| 4 | Insider transaction | Nov 15, 2021 | Nov 10, 2021 |
| 5 | Annual insider ownership | Feb 16, 2021 | Dec 31, 2020 |
| 5 | Annual insider ownership | Feb 12, 2021 | Dec 31, 2020 |
| 5 | Annual insider ownership | Feb 12, 2021 | Dec 31, 2020 |
| 5 | Annual insider ownership | Feb 12, 2021 | Dec 31, 2020 |
| 5 | Annual insider ownership | Feb 12, 2021 | Dec 31, 2020 |
| 4 | Insider transaction | Sep 8, 2020 | Sep 3, 2020 |
| 4 | Insider transaction | Sep 2, 2020 | Aug 31, 2020 |
| 4 | Insider transaction | Aug 28, 2020 | Aug 26, 2020 |
| 4 | Insider transaction | Aug 24, 2020 | Aug 20, 2020 |
| 4 | Insider transaction | Aug 19, 2020 | Aug 17, 2020 |
| 4 | Insider transaction | Jun 5, 2020 | Jun 3, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | May 29, 2020 | — |
| SC 13D | Ownership over 5% (active) | Nov 15, 2019 | — |
| 3 | Initial insider ownership | Nov 15, 2019 | Nov 8, 2019 |
| 3 | Initial insider ownership | Nov 15, 2019 | Nov 8, 2019 |
| 3 | Initial insider ownership | Nov 15, 2019 | Nov 8, 2019 |
| SC 13D/A | Amended ownership over 5% (active) | May 6, 2019 | — |
| SC 13D/A | Amended ownership over 5% (active) | Apr 25, 2019 | — |
| SC 13D/A | Amended ownership over 5% (active) | Apr 10, 2019 | — |
| SC 13D/A | Amended ownership over 5% (active) | Mar 27, 2019 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jun 22, 2018 | — |
| SC 13D | Ownership over 5% (active) | Jun 21, 2018 | — |
| 3 | Initial insider ownership | Jun 21, 2018 | Jun 12, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Jun 20, 2018 | — |
| 4 | Insider transaction | Mar 28, 2018 | Mar 23, 2018 |
| 4 | Insider transaction | Jan 23, 2018 | Jan 19, 2018 |
| 4 | Insider transaction | Jan 19, 2018 | Jan 17, 2018 |
| 5 | Annual insider ownership | Jan 16, 2018 | Dec 31, 2017 |
| SC 13G/A | Amended ownership over 5% (passive) | Jul 28, 2017 | — |
| 4 | Insider transaction | Jul 28, 2017 | Mar 1, 2017 |
| SC 13D/A | Amended ownership over 5% (active) | Jul 28, 2017 | — |
| 4 | Insider transaction | Jun 16, 2017 | Jun 15, 2017 |
| 4 | Insider transaction | Jun 16, 2017 | Jun 15, 2017 |
| 4 | Insider transaction | Jan 18, 2017 | Jan 18, 2017 |
| 4 | Insider transaction | Dec 14, 2016 | Dec 13, 2016 |
| 4 | Insider transaction | Dec 14, 2016 | Dec 13, 2016 |
| 4 | Insider transaction | Dec 14, 2016 | Dec 13, 2016 |
| 4 | Insider transaction | Dec 14, 2016 | Dec 13, 2016 |
| 4 | Insider transaction | Dec 14, 2016 | Dec 13, 2016 |
| 4 | Insider transaction | Dec 14, 2016 | Dec 13, 2016 |
| SC 13D/A | Amended ownership over 5% (active) | Dec 14, 2016 | — |
| 4 | Insider transaction | Aug 12, 2016 | Aug 11, 2016 |
| SC 13D/A | Amended ownership over 5% (active) | Jul 27, 2015 | — |
| 4 | Insider transaction | May 18, 2015 | May 15, 2015 |
| 4 | Insider transaction | May 12, 2015 | May 11, 2015 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2015 | — |
| SC 13D | Ownership over 5% (active) | Feb 9, 2015 | — |
| 3 | Initial insider ownership | Feb 3, 2015 | Jan 29, 2015 |
| 3 | Initial insider ownership | Feb 2, 2015 | Jan 29, 2015 |
| SC 13D/A | Amended ownership over 5% (active) | Jan 30, 2015 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 27, 2015 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Sep 9, 2014 | — |
| 4 | Insider transaction | Aug 25, 2014 | Aug 21, 2014 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 20, 2014 | — |
| 4 | Insider transaction | Aug 20, 2014 | Aug 18, 2014 |
| 4 | Insider transaction | Jul 25, 2014 | Jul 23, 2014 |
| 4 | Insider transaction | Jun 24, 2014 | Jun 20, 2014 |
| 4 | Insider transaction | Jun 16, 2014 | May 21, 2014 |
| 4 | Insider transaction | May 19, 2014 | May 19, 2014 |
| SC 13D | Ownership over 5% (active) | Mar 17, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 17, 2014 | — |
| 4 | Insider transaction | Mar 13, 2014 | Mar 12, 2014 |
| 4 | Insider transaction | Mar 3, 2014 | Feb 27, 2014 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2014 | — |
| SC 13G | Ownership over 5% (passive) | Feb 11, 2014 | — |
| 4 | Insider transaction | Apr 5, 2013 | Apr 4, 2013 |
| 4 | Insider transaction | Mar 8, 2013 | Mar 7, 2013 |
| 4 | Insider transaction | Mar 4, 2013 | Mar 4, 2013 |
| SC 13G | Ownership over 5% (passive) | Feb 14, 2013 | — |
| SC 13G | Ownership over 5% (passive) | Feb 14, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2013 | — |
| 4 | Insider transaction | Jan 24, 2013 | Jan 10, 2013 |
| 4 | Insider transaction | Dec 14, 2012 | Dec 13, 2012 |
| 4 | Insider transaction | Nov 16, 2012 | Nov 15, 2012 |
| SC 13G/A | Amended ownership over 5% (passive) | Oct 10, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jul 26, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jul 9, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jun 8, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2012 | — |
| 4 | Insider transaction | Jan 11, 2012 | Jan 9, 2012 |
| 4 | Insider transaction | Apr 13, 2011 | Apr 11, 2011 |
| 4 | Insider transaction | Apr 8, 2011 | Apr 6, 2011 |
| 4 | Insider transaction | Mar 1, 2011 | Feb 25, 2011 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 1, 2011 | — |
| 3 | Initial insider ownership | Jan 31, 2011 | Jan 5, 2011 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 11, 2011 | — |
| SC 13G | Ownership over 5% (passive) | Jan 10, 2011 | — |
| 4 | Insider transaction | Jan 10, 2011 | Jan 4, 2011 |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 4, 2010 | — |
| 4 | Insider transaction | Feb 18, 2010 | Feb 10, 2010 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2010 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2010 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 8, 2010 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 5, 2010 | — |
| 5 | Annual insider ownership | Jan 8, 2010 | Jan 5, 2010 |
| SC 13G | Ownership over 5% (passive) | Oct 16, 2009 | — |
| 3 | Initial insider ownership | Oct 16, 2009 | Sep 1, 2009 |
| 4 | Insider transaction | Sep 8, 2009 | Sep 4, 2009 |
| 4 | Insider transaction | Sep 2, 2009 | Sep 1, 2009 |
| 4 | Insider transaction | Sep 2, 2009 | Sep 1, 2009 |
| 4 | Insider transaction | Aug 20, 2009 | Aug 19, 2009 |
| 4 | Insider transaction | Aug 13, 2009 | Aug 12, 2009 |
| 4 | Insider transaction | Aug 13, 2009 | Aug 12, 2009 |
| 4 | Insider transaction | Aug 13, 2009 | Aug 12, 2009 |
| 4 | Insider transaction | Aug 13, 2009 | Aug 12, 2009 |
| 4 | Insider transaction | Aug 13, 2009 | Aug 12, 2009 |
| 4 | Insider transaction | Aug 13, 2009 | Aug 12, 2009 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2009 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 27, 2009 | — |
| 4 | Insider transaction | Jan 9, 2009 | Jan 6, 2009 |
| 4 | Insider transaction | Nov 6, 2008 | Nov 6, 2008 |
| 4 | Insider transaction | Jun 13, 2008 | Jun 12, 2008 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2008 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 31, 2008 | — |
| 4 | Insider transaction | Jan 7, 2008 | Jan 3, 2008 |
| SC 13G | Ownership over 5% (passive) | Jul 10, 2007 | — |
| 4 | Insider transaction | Apr 5, 2007 | Mar 7, 2007 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2007 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 5, 2007 | — |
| 4 | Insider transaction | Jan 8, 2007 | Jan 3, 2007 |
| 4 | Insider transaction | Jan 4, 2007 | Jan 3, 2007 |
| SC 13G | Ownership over 5% (passive) | Aug 10, 2006 | — |
| 4 | Insider transaction | May 12, 2006 | May 11, 2006 |
| 4 | Insider transaction | Feb 16, 2006 | Feb 15, 2006 |
| 4 | Insider transaction | Feb 13, 2006 | Feb 2, 2006 |
| 4 | Insider transaction | Feb 7, 2006 | Feb 3, 2006 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 24, 2006 | — |
| 4 | Insider transaction | Dec 22, 2005 | Dec 22, 2005 |
| 3 | Initial insider ownership | Dec 22, 2005 | Dec 15, 2005 |
| 4 | Insider transaction | May 20, 2005 | May 19, 2005 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 20, 2005 | — |
| 4 | Insider transaction | Jan 11, 2005 | Jan 7, 2005 |
| 4 | Insider transaction | Mar 18, 2004 | Feb 4, 2004 |
| 4 | Insider transaction | Feb 25, 2004 | Feb 24, 2004 |
| 4 | Insider transaction | Jan 15, 2004 | Jan 14, 2004 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 8, 2004 | — |
| 4 | Insider transaction | Jan 15, 2003 | Jan 14, 2003 |
| 4 | Insider transaction | Jan 2, 2002 | Dec 13, 2001 |
| 4 | Insider transaction | Jun 5, 2001 | May 22, 2001 |
| 4 | Insider transaction | Mar 12, 2001 | Mar 2, 2001 |
| 4 | Insider transaction | Mar 12, 2001 | Mar 2, 2001 |
| SC 13G | Ownership over 5% (passive) | Feb 15, 2001 | — |
| SC 13G | Ownership over 5% (passive) | Feb 15, 2001 | — |
| 4 | Insider transaction | Feb 8, 2001 | Jan 4, 2001 |
| 4 | Insider transaction | Jan 4, 2001 | Dec 19, 2000 |
| 4 | Insider transaction | Dec 7, 2000 | Nov 3, 2000 |
| 4 | Insider transaction | Dec 7, 2000 | Nov 29, 2000 |
| 4 | Insider transaction | Sep 6, 2000 | Aug 21, 2000 |
| 4 | Insider transaction | Feb 15, 2000 | Oct 21, 1999 |
| 4 | Insider transaction | Feb 9, 2000 | Jan 21, 2000 |
| 4/A | Rand capital corporation/allen f. grum form 4/a | Feb 9, 2000 | Apr 27, 1997 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 8, 2000 | — |
| 4 | Insider transaction | Feb 8, 2000 | Jan 21, 2000 |
| 4 | Insider transaction | Nov 2, 1999 | Oct 21, 1999 |
| 4 | Insider transaction | Oct 4, 1999 | Sep 22, 1999 |
| 4 | Insider transaction | Aug 4, 1999 | Jul 13, 1999 |
| 4 | Insider transaction | Jul 6, 1999 | Jun 29, 1999 |
| 4 | Insider transaction | Jul 6, 1999 | Jun 17, 1999 |
| 3 | Initial insider ownership | May 3, 1999 | Apr 27, 1999 |
| 4 | Insider transaction | Apr 2, 1999 | Mar 18, 1999 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- RAND (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- NY
- Headquarters
- Buffalo, NY
- SEC filer status
- Non-accelerated filer
- SEC CIK
- 81955
Source: SEC EDGAR filings. This is company-reported data, not investment advice.