Rand Capital Corp SEC filings RAND
Rand Capital Corp has 690 filings in SEC EDGAR's recent list, going back to Jan 16, 1996. Its latest annual report, Form ARS, was filed on Mar 13, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 4, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 4, 2026 (results of operations, regulation fd disclosure). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 10-Q | Quarterly report | Nov 4, 2026 | Sep 30, 2026 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Nov 4, 2026 | Nov 4, 2026 |
| 40-17F2 | Filing | Sep 16, 2026 | — |
| 10-Q | Quarterly report | Aug 5, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 5, 2026 | Aug 5, 2026 |
| 40-17G | Filing | Jul 31, 2026 | — |
| 10-Q | Quarterly report | May 6, 2026 | Mar 31, 2026 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
May 6, 2026 | May 6, 2026 |
| 8-K |
Current report
Shareholder vote results
|
Apr 23, 2026 | Apr 22, 2026 |
| 10-K/A | Amended annual report | Mar 31, 2026 | Dec 31, 2025 |
| ARS | Annual report to shareholders | Mar 13, 2026 | Dec 31, 2025 |
| DEF 14A | Proxy statement | Mar 13, 2026 | Mar 13, 2026 |
| 40-17F2 | Filing | Mar 12, 2026 | — |
| 10-K | Annual report | Mar 5, 2026 | Dec 31, 2025 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Mar 5, 2026 | Mar 5, 2026 |
| APP ORDR | Filing | Nov 14, 2025 | — |
| 10-Q | Quarterly report | Nov 7, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Nov 7, 2025 | Nov 7, 2025 |
| 40-17F2 | Filing | Oct 27, 2025 | — |
| APP NTC | Filing | Sep 16, 2025 | — |
| 8-K |
Current report
Auditor change
|
Sep 11, 2025 | Sep 11, 2025 |
| 40-APP/A | Filing | Sep 4, 2025 | — |
| 10-Q | Quarterly report | Aug 4, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 4, 2025 | Aug 4, 2025 |
| 40-17G | Filing | Aug 1, 2025 | — |
| 40-17F2 | Filing | Jul 30, 2025 | — |
| 8-K |
Current report
Other events
|
May 30, 2025 | May 29, 2025 |
| 40-APP | Filing | May 28, 2025 | — |
| 10-Q | Quarterly report | May 5, 2025 | Mar 31, 2025 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
May 5, 2025 | May 5, 2025 |
| 8-K |
Current report
Shareholder vote results
|
Apr 24, 2025 | Apr 23, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 18, 2025 | Mar 18, 2025 |
| ARS | Annual report to shareholders | Mar 14, 2025 | Dec 31, 2024 |
| DEF 14A | Proxy statement | Mar 14, 2025 | Mar 14, 2025 |
| 10-K | Annual report | Mar 10, 2025 | Dec 31, 2024 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Mar 10, 2025 | Mar 10, 2025 |
| 40-17F2 | Filing | Mar 6, 2025 | — |
| 40-17F2 | Filing | Jan 17, 2025 | — |
| 8-K |
Current report
Other events
|
Jan 13, 2025 | Jan 13, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 17, 2024 | Dec 17, 2024 |
| 8-K |
Current report
Other events
|
Dec 5, 2024 | Dec 5, 2024 |
| 10-Q | Quarterly report | Nov 6, 2024 | Sep 30, 2024 |
| 40-17F2 | Filing | Sep 20, 2024 | — |
| 40-17G | Filing | Aug 6, 2024 | — |
| 10-Q | Quarterly report | Aug 6, 2024 | Jun 30, 2024 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 6, 2024 | Aug 6, 2024 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
May 13, 2024 | May 13, 2024 |
| 10-Q | Quarterly report | May 13, 2024 | Mar 31, 2024 |
| 8-K |
Current report
Shareholder vote results
|
May 8, 2024 | May 7, 2024 |
| ARS | Annual report to shareholders | Apr 1, 2024 | Dec 31, 2023 |
| DEF 14A | Proxy statement | Apr 1, 2024 | Apr 1, 2024 |
| 40-17F2 | Filing | Apr 1, 2024 | — |
| 10-K | Annual report | Mar 5, 2024 | Dec 31, 2023 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Mar 5, 2024 | Mar 5, 2024 |
| 8-K |
Current report
Other events
|
Jan 29, 2024 | Jan 24, 2024 |
| 40-17F2 | Filing | Nov 21, 2023 | — |
| CORRESP | Letter to the SEC | Nov 21, 2023 | — |
| 10-Q | Quarterly report | Nov 6, 2023 | Sep 30, 2023 |
| 40-17G | Filing | Aug 7, 2023 | — |
| 10-Q | Quarterly report | Aug 4, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 4, 2023 | Aug 4, 2023 |
| 40-17F2 | Filing | Jun 30, 2023 | — |
| 10-Q | Quarterly report | May 9, 2023 | Mar 31, 2023 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
May 9, 2023 | May 9, 2023 |
| 8-K |
Current report
Shareholder vote results
|
Apr 20, 2023 | Apr 19, 2023 |
| ARS | Annual report to shareholders | Mar 17, 2023 | Dec 31, 2022 |
| DEF 14A | Proxy statement | Mar 17, 2023 | Mar 17, 2023 |
| 40-17F2 | Filing | Mar 16, 2023 | — |
| 10-K | Annual report | Mar 10, 2023 | Dec 31, 2022 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Mar 10, 2023 | Mar 10, 2023 |
| 40-17F2 | Filing | Dec 7, 2022 | — |
| 10-Q | Quarterly report | Nov 7, 2022 | Sep 30, 2022 |
| 40-17F2 | Filing | Aug 15, 2022 | — |
| 10-Q | Quarterly report | Aug 8, 2022 | Jun 30, 2022 |
| 40-APP/A | Filing | Aug 4, 2022 | — |
| 40-17G | Filing | Aug 3, 2022 | — |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Jun 27, 2022 | Jun 27, 2022 |
| 40-APP | Filing | Jun 13, 2022 | — |
| 10-Q | Quarterly report | May 9, 2022 | Mar 31, 2022 |
| 8-K |
Current report
Shareholder vote results
|
Apr 22, 2022 | Apr 21, 2022 |
| 40-17F2 | Filing | Apr 1, 2022 | — |
| DEF 14A | Proxy statement | Mar 17, 2022 | Mar 17, 2022 |
| 10-K | Annual report | Mar 8, 2022 | Dec 31, 2021 |
| 8-K |
Current report
Material agreement, Acquisition or sale of assets, Other events
|
Dec 30, 2021 | Dec 30, 2021 |
| 40-17F2 | Filing | Nov 24, 2021 | — |
| 8-K |
Current report
Bylaw or fiscal year change
|
Nov 12, 2021 | Nov 12, 2021 |
| 10-Q | Quarterly report | Nov 5, 2021 | Sep 30, 2021 |
| 8-K | Current report | Nov 3, 2021 | Nov 2, 2021 |
| 8-K |
Current report
Officer or director change
|
Oct 25, 2021 | Oct 25, 2021 |
| 40-17F2 | Filing | Sep 1, 2021 | — |
| 40-17G | Filing | Aug 10, 2021 | — |
| 10-Q | Quarterly report | Aug 9, 2021 | Jun 30, 2021 |
| 40-17G | Filing | Aug 3, 2021 | — |
| 10-Q | Quarterly report | May 10, 2021 | Mar 31, 2021 |
| 8-K |
Current report
Shareholder vote results
|
Apr 23, 2021 | Apr 22, 2021 |
| 40-17F2 | Filing | Apr 23, 2021 | — |
| DEFA14A | Additional proxy material | Apr 6, 2021 | — |
| APP ORDR | Filing | Mar 29, 2021 | — |
| DEF 14A | Proxy statement | Mar 9, 2021 | Mar 9, 2021 |
| 10-K | Annual report | Mar 8, 2021 | Dec 31, 2020 |
| APP NTC | Filing | Mar 2, 2021 | — |
| 40-APP/A | Filing | Jan 5, 2021 | — |
| 8-K |
Current report
Material agreement, Agreement ended
|
Jan 4, 2021 | Jan 4, 2021 |
| 8-K |
Current report
Shareholder vote results
|
Dec 16, 2020 | Dec 16, 2020 |
| DEFA14A | Additional proxy material | Dec 7, 2020 | — |
| APP ORDR | Filing | Nov 24, 2020 | — |
| CORRESP | Letter to the SEC | Nov 13, 2020 | — |
| DEF 14A | Proxy statement | Nov 13, 2020 | Nov 13, 2020 |
| 40-17F2 | Filing | Nov 13, 2020 | — |
| 10-Q | Quarterly report | Nov 6, 2020 | Sep 30, 2020 |
| 40-APP | Filing | Oct 30, 2020 | — |
| CORRESP | Letter to the SEC | Oct 29, 2020 | — |
| PRE 14A | Preliminary proxy statement | Oct 29, 2020 | Oct 29, 2020 |
| CORRESP | Letter to the SEC | Oct 20, 2020 | — |
| APP ORDR | Filing | Oct 8, 2020 | — |
| APP NTC | Filing | Sep 11, 2020 | — |
| 40-APP/A | Filing | Sep 4, 2020 | — |
| 40-APP/A | Filing | Aug 19, 2020 | — |
| 40-17F2 | Filing | Aug 19, 2020 | — |
| 10-Q | Quarterly report | Aug 7, 2020 | Jun 30, 2020 |
| 40-APP/A | Filing | Jul 24, 2020 | — |
| 40-17G | Filing | Jul 9, 2020 | — |
| 8-K |
Current report
Other events
|
Jun 15, 2020 | Jun 15, 2020 |
| 8-K |
Current report
Change to shareholder rights, Bylaw or fiscal year change, Other events
|
May 21, 2020 | May 18, 2020 |
| 8-K |
Current report
Results of operations
|
May 11, 2020 | May 11, 2020 |
| 10-Q | Quarterly report | May 11, 2020 | Mar 31, 2020 |
| 8-K |
Current report
Other events
|
Apr 30, 2020 | Apr 30, 2020 |
| 40-17F2 | Filing | Apr 29, 2020 | — |
| 8-K |
Current report
Shareholder vote results
|
Apr 23, 2020 | Apr 22, 2020 |
| DEFA14A | Additional proxy material | Apr 14, 2020 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 3, 2020 | Apr 3, 2020 |
| DEFA14A | Additional proxy material | Apr 2, 2020 | — |
| DEF 14A | Proxy statement | Mar 17, 2020 | Mar 17, 2020 |
| 40-APP | Filing | Mar 13, 2020 | — |
| 10-K | Annual report | Mar 9, 2020 | Dec 31, 2019 |
| 8-K |
Current report
Other events
|
Mar 3, 2020 | Mar 3, 2020 |
| 8-K |
Current report
Shareholder vote results
|
Dec 31, 2019 | Dec 30, 2019 |
| DEFR14A | Filing | Dec 3, 2019 | — |
| CORRESP | Letter to the SEC | Dec 3, 2019 | — |
| DEF 14A | Proxy statement | Dec 2, 2019 | Dec 2, 2019 |
| PRE 14A | Preliminary proxy statement | Nov 21, 2019 | Nov 21, 2019 |
| 8-K |
Current report
Material agreement, Unregistered share sale, Change in control, Officer or director change, Bylaw or fiscal year change, Regulation FD disclosure, Other events
|
Nov 12, 2019 | Nov 7, 2019 |
| 40-17F2 | Filing | Nov 7, 2019 | — |
| 10-Q | Quarterly report | Nov 7, 2019 | Sep 30, 2019 |
| 8-K |
Current report
Other events
|
Oct 22, 2019 | Oct 16, 2019 |
| 40-17F2 | Filing | Oct 9, 2019 | — |
| 10-Q | Quarterly report | Aug 6, 2019 | Jun 30, 2019 |
| 40-17G | Filing | Jul 3, 2019 | — |
| 8-K/A |
Amended current report
Shareholder vote results
|
May 23, 2019 | May 16, 2019 |
| 8-K |
Current report
Shareholder vote results
|
May 22, 2019 | May 16, 2019 |
| DFAN14A | Filing | May 15, 2019 | — |
| DFAN14A | Filing | May 14, 2019 | — |
| DFAN14A | Filing | May 13, 2019 | — |
| DEFA14A | Additional proxy material | May 9, 2019 | — |
| DFAN14A | Filing | May 9, 2019 | — |
| DFAN14A | Filing | May 9, 2019 | — |
| DFAN14A | Filing | May 8, 2019 | — |
| DEFA14A | Additional proxy material | May 7, 2019 | — |
| DFAN14A | Filing | May 6, 2019 | — |
| DFAN14A | Filing | May 6, 2019 | — |
| DEFA14A | Additional proxy material | May 6, 2019 | — |
| DEFC14A | Filing | May 6, 2019 | — |
| DFAN14A | Filing | May 3, 2019 | — |
| DFAN14A | Filing | May 3, 2019 | — |
| DEFA14A | Additional proxy material | May 2, 2019 | — |
| 10-Q | Quarterly report | May 2, 2019 | Mar 31, 2019 |
| DFAN14A | Filing | May 1, 2019 | — |
| DEFA14A | Additional proxy material | Apr 29, 2019 | — |
| DFAN14A | Filing | Apr 29, 2019 | — |
| CORRESP | Letter to the SEC | Apr 29, 2019 | — |
| DFAN14A | Filing | Apr 26, 2019 | — |
| PREC14A | Filing | Apr 25, 2019 | — |
| DEFA14A | Additional proxy material | Apr 23, 2019 | — |
| DFAN14A | 14a - rand capital | Apr 22, 2019 | — |
| DEFA14A | Additional proxy material | Apr 18, 2019 | — |
| DEF 14A | Proxy statement | Apr 18, 2019 | Apr 18, 2019 |
| 40-17F2 | Filing | Apr 1, 2019 | — |
| PRE 14A | Preliminary proxy statement | Mar 11, 2019 | Mar 11, 2019 |
| 10-K | Annual report | Mar 7, 2019 | Dec 31, 2018 |
| DEFA14A | Additional proxy material | Jan 25, 2019 | — |
| 8-K |
Current report
Material agreement, Unregistered share sale, Other events
|
Jan 25, 2019 | Jan 24, 2019 |
| DEFA14A | Additional proxy material | Jan 25, 2019 | — |
| 8-K |
Current report
Other events
|
Jan 25, 2019 | Jan 24, 2019 |
| 40-17F2 | Filing | Nov 8, 2018 | — |
| 10-Q | Quarterly report | Nov 7, 2018 | Sep 30, 2018 |
| 10-Q | Quarterly report | Aug 7, 2018 | Jun 30, 2018 |
| 40-17F2 | Filing | Jul 30, 2018 | — |
| 40-17G | Filing | Jul 20, 2018 | — |
| 10-Q | Quarterly report | May 2, 2018 | Mar 31, 2018 |
| 8-K |
Current report
Shareholder vote results
|
Apr 18, 2018 | Apr 17, 2018 |
| 40-17F2 | Filing | Mar 27, 2018 | — |
| DEF 14A | Proxy statement | Mar 8, 2018 | Apr 17, 2018 |
| 10-K | Annual report | Mar 8, 2018 | Dec 31, 2017 |
| 40-17F2 | Filing | Jan 9, 2018 | — |
| 10-Q | Quarterly report | Nov 6, 2017 | Sep 30, 2017 |
| CORRESP | Letter to the SEC | Oct 10, 2017 | — |
| 10-Q | Quarterly report | Aug 7, 2017 | Jun 30, 2017 |
| 40-17G | Filing | Jul 7, 2017 | — |
| 40-17F2 | Filing | Jun 5, 2017 | — |
| 10-Q | Quarterly report | Apr 27, 2017 | Mar 31, 2017 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- RAND (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- NY
- Headquarters
- Buffalo, NY
- SEC filer status
- Non-accelerated filer
- SEC CIK
- 81955
Source: SEC EDGAR filings. This is company-reported data, not investment advice.