Rand Capital Corp SEC filings RAND
Rand Capital Corp has 690 filings in SEC EDGAR's recent list, going back to Jan 16, 1996. Its latest annual report, Form ARS, was filed on Mar 13, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 4, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 4, 2026 (results of operations, regulation fd disclosure). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 40-17F2 | Filing | Sep 16, 2026 | — |
| 40-17G | Filing | Jul 31, 2026 | — |
| 40-17F2 | Filing | Mar 12, 2026 | — |
| APP ORDR | Filing | Nov 14, 2025 | — |
| 40-17F2 | Filing | Oct 27, 2025 | — |
| APP NTC | Filing | Sep 16, 2025 | — |
| 40-APP/A | Filing | Sep 4, 2025 | — |
| 40-17G | Filing | Aug 1, 2025 | — |
| 40-17F2 | Filing | Jul 30, 2025 | — |
| 40-APP | Filing | May 28, 2025 | — |
| 40-17F2 | Filing | Mar 6, 2025 | — |
| 40-17F2 | Filing | Jan 17, 2025 | — |
| 40-17F2 | Filing | Sep 20, 2024 | — |
| 40-17G | Filing | Aug 6, 2024 | — |
| 40-17F2 | Filing | Apr 1, 2024 | — |
| 40-17F2 | Filing | Nov 21, 2023 | — |
| CORRESP | Letter to the SEC | Nov 21, 2023 | — |
| 40-17G | Filing | Aug 7, 2023 | — |
| 40-17F2 | Filing | Jun 30, 2023 | — |
| 40-17F2 | Filing | Mar 16, 2023 | — |
| 40-17F2 | Filing | Dec 7, 2022 | — |
| 40-17F2 | Filing | Aug 15, 2022 | — |
| 40-APP/A | Filing | Aug 4, 2022 | — |
| 40-17G | Filing | Aug 3, 2022 | — |
| 40-APP | Filing | Jun 13, 2022 | — |
| 40-17F2 | Filing | Apr 1, 2022 | — |
| 40-17F2 | Filing | Nov 24, 2021 | — |
| 40-17F2 | Filing | Sep 1, 2021 | — |
| 40-17G | Filing | Aug 10, 2021 | — |
| 40-17G | Filing | Aug 3, 2021 | — |
| 40-17F2 | Filing | Apr 23, 2021 | — |
| APP ORDR | Filing | Mar 29, 2021 | — |
| APP NTC | Filing | Mar 2, 2021 | — |
| 40-APP/A | Filing | Jan 5, 2021 | — |
| APP ORDR | Filing | Nov 24, 2020 | — |
| CORRESP | Letter to the SEC | Nov 13, 2020 | — |
| 40-17F2 | Filing | Nov 13, 2020 | — |
| 40-APP | Filing | Oct 30, 2020 | — |
| CORRESP | Letter to the SEC | Oct 29, 2020 | — |
| CORRESP | Letter to the SEC | Oct 20, 2020 | — |
| APP ORDR | Filing | Oct 8, 2020 | — |
| APP NTC | Filing | Sep 11, 2020 | — |
| 40-APP/A | Filing | Sep 4, 2020 | — |
| 40-APP/A | Filing | Aug 19, 2020 | — |
| 40-17F2 | Filing | Aug 19, 2020 | — |
| 40-APP/A | Filing | Jul 24, 2020 | — |
| 40-17G | Filing | Jul 9, 2020 | — |
| 40-17F2 | Filing | Apr 29, 2020 | — |
| 40-APP | Filing | Mar 13, 2020 | — |
| DEFR14A | Filing | Dec 3, 2019 | — |
| CORRESP | Letter to the SEC | Dec 3, 2019 | — |
| 40-17F2 | Filing | Nov 7, 2019 | — |
| 40-17F2 | Filing | Oct 9, 2019 | — |
| 40-17G | Filing | Jul 3, 2019 | — |
| DFAN14A | Filing | May 15, 2019 | — |
| DFAN14A | Filing | May 14, 2019 | — |
| DFAN14A | Filing | May 13, 2019 | — |
| DFAN14A | Filing | May 9, 2019 | — |
| DFAN14A | Filing | May 9, 2019 | — |
| DFAN14A | Filing | May 8, 2019 | — |
| DFAN14A | Filing | May 6, 2019 | — |
| DFAN14A | Filing | May 6, 2019 | — |
| DEFC14A | Filing | May 6, 2019 | — |
| DFAN14A | Filing | May 3, 2019 | — |
| DFAN14A | Filing | May 3, 2019 | — |
| DFAN14A | Filing | May 1, 2019 | — |
| DFAN14A | Filing | Apr 29, 2019 | — |
| CORRESP | Letter to the SEC | Apr 29, 2019 | — |
| DFAN14A | Filing | Apr 26, 2019 | — |
| PREC14A | Filing | Apr 25, 2019 | — |
| DFAN14A | 14a - rand capital | Apr 22, 2019 | — |
| 40-17F2 | Filing | Apr 1, 2019 | — |
| 40-17F2 | Filing | Nov 8, 2018 | — |
| 40-17F2 | Filing | Jul 30, 2018 | — |
| 40-17G | Filing | Jul 20, 2018 | — |
| 40-17F2 | Filing | Mar 27, 2018 | — |
| 40-17F2 | Filing | Jan 9, 2018 | — |
| CORRESP | Letter to the SEC | Oct 10, 2017 | — |
| 40-17G | Filing | Jul 7, 2017 | — |
| 40-17F2 | Filing | Jun 5, 2017 | — |
| 40-17F2 | Filing | Mar 21, 2017 | — |
| 40-17F2 | Filing | Dec 28, 2016 | — |
| 40-17F2 | Filing | Sep 21, 2016 | — |
| 40-17G | Filing | Jul 15, 2016 | — |
| 40-17F2 | Form n-17f-2 | Mar 28, 2016 | — |
| 40-17F2 | Form n-17f-2 | Jan 28, 2016 | — |
| 40-17F2 | Form n-17f-2 | Sep 30, 2015 | — |
| 40-17G | Filing | Jul 27, 2015 | — |
| 40-17F2 | Filing | Apr 27, 2015 | — |
| 40-17F2 | Filing | Feb 3, 2015 | — |
| CORRESP | Letter to the SEC | Oct 27, 2014 | — |
| 40-17F2 | Filing | Oct 14, 2014 | — |
| 40-17F2 | Filing | Mar 17, 2014 | — |
| 40-17F2 | Filing | Jan 22, 2014 | — |
| 40-17F2 | Filing | Aug 2, 2013 | — |
| 40-17F2 | Filing | Mar 15, 2013 | — |
| 40-17F2 | Filing | Jan 2, 2013 | — |
| 40-17F2 | Filing | Sep 10, 2012 | — |
| 40-17G | Filing | Jul 27, 2012 | — |
| 40-17F2 | Form 40-17f2 | Mar 23, 2012 | — |
| APP ORDR | Filing | Feb 28, 2012 | — |
| APP NTC | Filing | Feb 28, 2012 | — |
| 40-APP/A | Form 40-app/a (amendment no. 3) | Jan 10, 2012 | — |
| CORRESP | Letter to the SEC | Nov 28, 2011 | — |
| 40-17F2 | Form 40-17f2 | Nov 7, 2011 | — |
| 40-APP/A | Amendment no. 2 | Sep 8, 2011 | — |
| 40-17F2 | Filing | May 23, 2011 | — |
| 40-17F2 | Form 40-17f2 | Feb 10, 2011 | — |
| 40-17F2 | Filing | Nov 23, 2010 | — |
| 40-17F2 | Filing | Nov 23, 2010 | — |
| 40-17F2 | Filing | Mar 19, 2010 | — |
| 40-17G | Form 40-17g | Mar 5, 2010 | — |
| 40-17F2 | Filing | Sep 24, 2009 | — |
| D | Filing | Aug 12, 2009 | — |
| 40-APP/A | Form 40-app/a | Aug 5, 2009 | — |
| 40-17G | Form 40-17g | Jul 30, 2009 | — |
| 40-17F2 | Form 40-17f2 | Jul 16, 2009 | — |
| 40-17F2 | Form 40-17f2 | May 6, 2009 | — |
| CORRESP | Letter to the SEC | Apr 2, 2009 | — |
| APP WD | Auto-generated paper document | Mar 30, 2009 | — |
| 40-17F2 | Form 40-17f2 | Feb 27, 2009 | — |
| 40-APP | Filing | Feb 26, 2009 | — |
| 40-17G | Rand capital corporation 40-17g | Aug 28, 2008 | — |
| 40-17F2 | Rand capital corporation 40-17f2 | Jul 31, 2008 | — |
| N-23C-1 | Filing | Oct 1, 2003 | Sep 30, 2003 |
| APP WD | Auto-generated paper document | Sep 17, 2003 | — |
| N-23C-1 | Form n-23c-1 | Sep 2, 2003 | Aug 31, 2003 |
| N-23C-1 | Filing | Aug 1, 2003 | Jul 31, 2003 |
| N-23C-1 | Form n-23c-1 | Jul 2, 2003 | Jul 2, 2003 |
| N-23C-1 | Filing | Jun 2, 2003 | May 30, 2003 |
| N-23C-1 | Filing | May 1, 2003 | Apr 30, 2003 |
| N-23C-1 | Filing | Apr 2, 2003 | Mar 30, 2003 |
| N-23C-1 | Filing | Mar 3, 2003 | Feb 28, 2003 |
| N-23C-1 | Filing | Feb 3, 2003 | Jan 30, 2003 |
| N-23C-1 | Form n-23c-1 | Jan 3, 2003 | Dec 31, 2002 |
| N-23C-1 | Form n-23c-1 | Dec 3, 2002 | Nov 30, 2002 |
| N-23C-1 | Filing | Nov 6, 2002 | Oct 31, 2002 |
| N-23C-1 | Filing | Oct 8, 2002 | Oct 2, 2002 |
| N-23C-1 | Filing | Sep 5, 2002 | Aug 31, 2002 |
| N-23C-1 | Form n-23c-1 | Aug 7, 2002 | Aug 6, 2002 |
| 40-6C | Auto-generated paper document | May 28, 2002 | — |
| N-54A | Rand capital corporation n-54a | Aug 16, 2001 | — |
| NSAR-A | N-sar (6.1) | Aug 8, 2001 | Jun 30, 2001 |
| N-30B-2 | Semi-annual report to stockholders | Aug 3, 2001 | Jun 30, 2001 |
| N-30B-2 | Rand capital corporation quarterly report | Jun 20, 2001 | Jun 11, 2001 |
| N-30B-2 | First quarter report | May 4, 2001 | Mar 31, 2001 |
| NSAR-B | N-sar (6.1) | Mar 1, 2001 | Dec 31, 2000 |
| N-30B-2 | 4th quarter report | Feb 8, 2001 | Dec 31, 2000 |
| N-30B-2 | Interim report to shareholders | Nov 7, 2000 | Sep 30, 2000 |
| NSAR-A | N-sar (6.1) | Aug 11, 2000 | Jun 30, 2000 |
| N-30D | Semi-annual report to shareholders | Aug 11, 2000 | Jun 30, 2000 |
| N-30B-2 | Rand capital corporation n-30b-2 | May 4, 2000 | Mar 31, 2000 |
| N-30B-2 | Filing | Mar 21, 2000 | Dec 31, 1999 |
| NSAR-B | N-sar (3.0) | Feb 29, 2000 | Dec 31, 1999 |
| N-30B-2 | Interim report to shareholders | Feb 2, 2000 | Dec 31, 1999 |
| N-30B-2 | Interim report to shareholders | Nov 4, 1999 | Sep 30, 1999 |
| NSAR-A | N-sar 3.0.a | Aug 5, 1999 | Jun 30, 1999 |
| N-30D | Semi-annual report to shareholders | Jul 29, 1999 | Jun 30, 1999 |
| N-30B-2 | Filing | May 6, 1999 | Mar 31, 1999 |
| N-30B-2 | Filing | Mar 26, 1999 | Dec 31, 1998 |
| NSAR-B | N-sar (3.0) | Mar 3, 1999 | Dec 31, 1998 |
| N-30B-2 | Quarter report | Feb 5, 1999 | Dec 31, 1998 |
| N-30B-2 | Quarter report | Oct 23, 1998 | Sep 30, 1998 |
| NSAR-A | N-sar (3.0.a) | Aug 7, 1998 | Jun 30, 1998 |
| N-30D | Semi-annual report to shareholders | Aug 6, 1998 | Jun 30, 1998 |
| N-30B-2 | First quarter report | Apr 24, 1998 | Mar 31, 1998 |
| N-30D | Annual rep. to shareholders | Mar 16, 1998 | Dec 31, 1997 |
| NSAR-B | N-sar (3.0.a) | Feb 27, 1998 | Dec 31, 1997 |
| N-30B-2 | Fourth quarter report | Feb 2, 1998 | Dec 31, 1997 |
| N-30B-2 | Filing | Oct 22, 1997 | Sep 30, 1997 |
| NSAR-A | N-sar (3.0.a) | Aug 14, 1997 | Jun 30, 1997 |
| N-30D | Filing | Aug 13, 1997 | Jun 30, 1997 |
| 497 | Filing | Jun 2, 1997 | — |
| N-2 | Filing | Apr 22, 1997 | — |
| N-30B-2 | Filing | Apr 22, 1997 | Mar 31, 1997 |
| N-30D | Filing | Mar 20, 1997 | Dec 31, 1996 |
| NSAR-A | N-sar (3.0) | Feb 26, 1997 | Dec 31, 1996 |
| N-30B-2 | Filing | Feb 4, 1997 | Dec 31, 1996 |
| N-30B-2 | Filing | Oct 29, 1996 | Sep 30, 1996 |
| NSAR-A | N-sar (3.0) | Aug 19, 1996 | Jun 30, 1996 |
| N-30D | Filing | Aug 16, 1996 | Jun 30, 1996 |
| N-30D | Filing | Mar 29, 1996 | Dec 31, 1995 |
| NSAR-A | N-sar (3.0) | Feb 29, 1996 | Dec 31, 1995 |
Showing 183 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- RAND (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- NY
- Headquarters
- Buffalo, NY
- SEC filer status
- Non-accelerated filer
- SEC CIK
- 81955
Source: SEC EDGAR filings. This is company-reported data, not investment advice.