Rand Capital Corp SEC filings RAND
Rand Capital Corp has 690 filings in SEC EDGAR's recent list, going back to Jan 16, 1996. Its latest annual report, Form ARS, was filed on Mar 13, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 4, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 4, 2026 (results of operations, regulation fd disclosure). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 10-Q | Quarterly report | Nov 4, 2026 | Sep 30, 2026 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Nov 4, 2026 | Nov 4, 2026 |
| 40-17F2 | Filing | Sep 16, 2026 | — |
| 10-Q | Quarterly report | Aug 5, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 5, 2026 | Aug 5, 2026 |
| 40-17G | Filing | Jul 31, 2026 | — |
| 10-Q | Quarterly report | May 6, 2026 | Mar 31, 2026 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
May 6, 2026 | May 6, 2026 |
| 8-K |
Current report
Shareholder vote results
|
Apr 23, 2026 | Apr 22, 2026 |
| 10-K/A | Amended annual report | Mar 31, 2026 | Dec 31, 2025 |
| ARS | Annual report to shareholders | Mar 13, 2026 | Dec 31, 2025 |
| DEF 14A | Proxy statement | Mar 13, 2026 | Mar 13, 2026 |
| 40-17F2 | Filing | Mar 12, 2026 | — |
| 10-K | Annual report | Mar 5, 2026 | Dec 31, 2025 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Mar 5, 2026 | Mar 5, 2026 |
| APP ORDR | Filing | Nov 14, 2025 | — |
| 10-Q | Quarterly report | Nov 7, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Nov 7, 2025 | Nov 7, 2025 |
| 40-17F2 | Filing | Oct 27, 2025 | — |
| 4 | Insider transaction | Sep 16, 2025 | Sep 15, 2025 |
| APP NTC | Filing | Sep 16, 2025 | — |
| 8-K |
Current report
Auditor change
|
Sep 11, 2025 | Sep 11, 2025 |
| 40-APP/A | Filing | Sep 4, 2025 | — |
| 10-Q | Quarterly report | Aug 4, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 4, 2025 | Aug 4, 2025 |
| 40-17G | Filing | Aug 1, 2025 | — |
| 40-17F2 | Filing | Jul 30, 2025 | — |
| 8-K |
Current report
Other events
|
May 30, 2025 | May 29, 2025 |
| 4 | Insider transaction | May 29, 2025 | May 27, 2025 |
| 40-APP | Filing | May 28, 2025 | — |
| 10-Q | Quarterly report | May 5, 2025 | Mar 31, 2025 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
May 5, 2025 | May 5, 2025 |
| 8-K |
Current report
Shareholder vote results
|
Apr 24, 2025 | Apr 23, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 18, 2025 | Mar 18, 2025 |
| ARS | Annual report to shareholders | Mar 14, 2025 | Dec 31, 2024 |
| DEF 14A | Proxy statement | Mar 14, 2025 | Mar 14, 2025 |
| 10-K | Annual report | Mar 10, 2025 | Dec 31, 2024 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Mar 10, 2025 | Mar 10, 2025 |
| 40-17F2 | Filing | Mar 6, 2025 | — |
| 40-17F2 | Filing | Jan 17, 2025 | — |
| 8-K |
Current report
Other events
|
Jan 13, 2025 | Jan 13, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 17, 2024 | Dec 17, 2024 |
| 8-K |
Current report
Other events
|
Dec 5, 2024 | Dec 5, 2024 |
| 4 | Insider transaction | Nov 22, 2024 | Nov 20, 2024 |
| 10-Q | Quarterly report | Nov 6, 2024 | Sep 30, 2024 |
| 40-17F2 | Filing | Sep 20, 2024 | — |
| 40-17G | Filing | Aug 6, 2024 | — |
| 10-Q | Quarterly report | Aug 6, 2024 | Jun 30, 2024 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 6, 2024 | Aug 6, 2024 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
May 13, 2024 | May 13, 2024 |
| 10-Q | Quarterly report | May 13, 2024 | Mar 31, 2024 |
| 8-K |
Current report
Shareholder vote results
|
May 8, 2024 | May 7, 2024 |
| ARS | Annual report to shareholders | Apr 1, 2024 | Dec 31, 2023 |
| DEF 14A | Proxy statement | Apr 1, 2024 | Apr 1, 2024 |
| 40-17F2 | Filing | Apr 1, 2024 | — |
| 4 | Insider transaction | Mar 13, 2024 | Mar 12, 2024 |
| 4 | Insider transaction | Mar 8, 2024 | Mar 6, 2024 |
| 10-K | Annual report | Mar 5, 2024 | Dec 31, 2023 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Mar 5, 2024 | Mar 5, 2024 |
| 8-K |
Current report
Other events
|
Jan 29, 2024 | Jan 24, 2024 |
| 40-17F2 | Filing | Nov 21, 2023 | — |
| CORRESP | Letter to the SEC | Nov 21, 2023 | — |
| 10-Q | Quarterly report | Nov 6, 2023 | Sep 30, 2023 |
| 4 | Insider transaction | Aug 18, 2023 | Aug 16, 2023 |
| 4 | Insider transaction | Aug 17, 2023 | Aug 15, 2023 |
| 40-17G | Filing | Aug 7, 2023 | — |
| 10-Q | Quarterly report | Aug 4, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 4, 2023 | Aug 4, 2023 |
| 40-17F2 | Filing | Jun 30, 2023 | — |
| 4 | Insider transaction | Jun 15, 2023 | Jun 13, 2023 |
| 4 | Insider transaction | Jun 8, 2023 | Jun 6, 2023 |
| 4 | Insider transaction | Jun 5, 2023 | Jun 1, 2023 |
| 4 | Insider transaction | May 30, 2023 | May 25, 2023 |
| 4 | Insider transaction | May 22, 2023 | May 18, 2023 |
| 4 | Insider transaction | May 16, 2023 | May 12, 2023 |
| 4 | Insider transaction | May 11, 2023 | May 10, 2023 |
| 10-Q | Quarterly report | May 9, 2023 | Mar 31, 2023 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
May 9, 2023 | May 9, 2023 |
| 8-K |
Current report
Shareholder vote results
|
Apr 20, 2023 | Apr 19, 2023 |
| ARS | Annual report to shareholders | Mar 17, 2023 | Dec 31, 2022 |
| DEF 14A | Proxy statement | Mar 17, 2023 | Mar 17, 2023 |
| 40-17F2 | Filing | Mar 16, 2023 | — |
| 4 | Insider transaction | Mar 14, 2023 | Mar 13, 2023 |
| 4 | Insider transaction | Mar 14, 2023 | Mar 13, 2023 |
| 10-K | Annual report | Mar 10, 2023 | Dec 31, 2022 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Mar 10, 2023 | Mar 10, 2023 |
| 4 | Insider transaction | Dec 7, 2022 | Dec 5, 2022 |
| 40-17F2 | Filing | Dec 7, 2022 | — |
| 4 | Insider transaction | Nov 14, 2022 | Nov 9, 2022 |
| 10-Q | Quarterly report | Nov 7, 2022 | Sep 30, 2022 |
| 4 | Insider transaction | Sep 2, 2022 | Aug 31, 2022 |
| 4 | Insider transaction | Aug 26, 2022 | Aug 24, 2022 |
| 4 | Insider transaction | Aug 24, 2022 | Aug 22, 2022 |
| 40-17F2 | Filing | Aug 15, 2022 | — |
| 10-Q | Quarterly report | Aug 8, 2022 | Jun 30, 2022 |
| 40-APP/A | Filing | Aug 4, 2022 | — |
| 40-17G | Filing | Aug 3, 2022 | — |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Jun 27, 2022 | Jun 27, 2022 |
| 40-APP | Filing | Jun 13, 2022 | — |
| 4 | Insider transaction | Jun 8, 2022 | Jun 7, 2022 |
| 4 | Insider transaction | May 17, 2022 | May 16, 2022 |
| 4 | Insider transaction | May 17, 2022 | May 13, 2022 |
| 4 | Insider transaction | May 11, 2022 | May 10, 2022 |
| 4 | Insider transaction | May 11, 2022 | May 10, 2022 |
| 10-Q | Quarterly report | May 9, 2022 | Mar 31, 2022 |
| 3 | Initial insider ownership | Apr 25, 2022 | Apr 21, 2022 |
| 8-K |
Current report
Shareholder vote results
|
Apr 22, 2022 | Apr 21, 2022 |
| 40-17F2 | Filing | Apr 1, 2022 | — |
| DEF 14A | Proxy statement | Mar 17, 2022 | Mar 17, 2022 |
| 4 | Insider transaction | Mar 15, 2022 | Mar 11, 2022 |
| 4 | Insider transaction | Mar 15, 2022 | Mar 14, 2022 |
| 4 | Insider transaction | Mar 14, 2022 | Mar 11, 2022 |
| 10-K | Annual report | Mar 8, 2022 | Dec 31, 2021 |
| 3 | Initial insider ownership | Feb 8, 2022 | Jan 27, 2022 |
| 8-K |
Current report
Material agreement, Acquisition or sale of assets, Other events
|
Dec 30, 2021 | Dec 30, 2021 |
| 3 | Initial insider ownership | Dec 14, 2021 | Dec 1, 2021 |
| 4 | Insider transaction | Dec 13, 2021 | Dec 10, 2021 |
| 4 | Insider transaction | Dec 6, 2021 | Dec 3, 2021 |
| 4 | Insider transaction | Dec 3, 2021 | Dec 1, 2021 |
| 3 | Initial insider ownership | Dec 3, 2021 | Dec 1, 2021 |
| 4 | Insider transaction | Dec 1, 2021 | Nov 29, 2021 |
| 4 | Insider transaction | Nov 26, 2021 | Nov 22, 2021 |
| 40-17F2 | Filing | Nov 24, 2021 | — |
| 4 | Insider transaction | Nov 17, 2021 | Nov 15, 2021 |
| 4 | Insider transaction | Nov 15, 2021 | Nov 10, 2021 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Nov 12, 2021 | Nov 12, 2021 |
| 10-Q | Quarterly report | Nov 5, 2021 | Sep 30, 2021 |
| 8-K | Current report | Nov 3, 2021 | Nov 2, 2021 |
| 8-K |
Current report
Officer or director change
|
Oct 25, 2021 | Oct 25, 2021 |
| 40-17F2 | Filing | Sep 1, 2021 | — |
| 40-17G | Filing | Aug 10, 2021 | — |
| 10-Q | Quarterly report | Aug 9, 2021 | Jun 30, 2021 |
| 40-17G | Filing | Aug 3, 2021 | — |
| 10-Q | Quarterly report | May 10, 2021 | Mar 31, 2021 |
| 8-K |
Current report
Shareholder vote results
|
Apr 23, 2021 | Apr 22, 2021 |
| 40-17F2 | Filing | Apr 23, 2021 | — |
| DEFA14A | Additional proxy material | Apr 6, 2021 | — |
| APP ORDR | Filing | Mar 29, 2021 | — |
| DEF 14A | Proxy statement | Mar 9, 2021 | Mar 9, 2021 |
| 10-K | Annual report | Mar 8, 2021 | Dec 31, 2020 |
| APP NTC | Filing | Mar 2, 2021 | — |
| 5 | Annual insider ownership | Feb 16, 2021 | Dec 31, 2020 |
| 5 | Annual insider ownership | Feb 12, 2021 | Dec 31, 2020 |
| 5 | Annual insider ownership | Feb 12, 2021 | Dec 31, 2020 |
| 5 | Annual insider ownership | Feb 12, 2021 | Dec 31, 2020 |
| 5 | Annual insider ownership | Feb 12, 2021 | Dec 31, 2020 |
| 40-APP/A | Filing | Jan 5, 2021 | — |
| 8-K |
Current report
Material agreement, Agreement ended
|
Jan 4, 2021 | Jan 4, 2021 |
| 8-K |
Current report
Shareholder vote results
|
Dec 16, 2020 | Dec 16, 2020 |
| DEFA14A | Additional proxy material | Dec 7, 2020 | — |
| APP ORDR | Filing | Nov 24, 2020 | — |
| CORRESP | Letter to the SEC | Nov 13, 2020 | — |
| DEF 14A | Proxy statement | Nov 13, 2020 | Nov 13, 2020 |
| 40-17F2 | Filing | Nov 13, 2020 | — |
| 10-Q | Quarterly report | Nov 6, 2020 | Sep 30, 2020 |
| 40-APP | Filing | Oct 30, 2020 | — |
| CORRESP | Letter to the SEC | Oct 29, 2020 | — |
| PRE 14A | Preliminary proxy statement | Oct 29, 2020 | Oct 29, 2020 |
| CORRESP | Letter to the SEC | Oct 20, 2020 | — |
| APP ORDR | Filing | Oct 8, 2020 | — |
| APP NTC | Filing | Sep 11, 2020 | — |
| 4 | Insider transaction | Sep 8, 2020 | Sep 3, 2020 |
| 40-APP/A | Filing | Sep 4, 2020 | — |
| 4 | Insider transaction | Sep 2, 2020 | Aug 31, 2020 |
| 4 | Insider transaction | Aug 28, 2020 | Aug 26, 2020 |
| 4 | Insider transaction | Aug 24, 2020 | Aug 20, 2020 |
| 4 | Insider transaction | Aug 19, 2020 | Aug 17, 2020 |
| 40-APP/A | Filing | Aug 19, 2020 | — |
| 40-17F2 | Filing | Aug 19, 2020 | — |
| 10-Q | Quarterly report | Aug 7, 2020 | Jun 30, 2020 |
| 40-APP/A | Filing | Jul 24, 2020 | — |
| 40-17G | Filing | Jul 9, 2020 | — |
| 8-K |
Current report
Other events
|
Jun 15, 2020 | Jun 15, 2020 |
| 4 | Insider transaction | Jun 5, 2020 | Jun 3, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | May 29, 2020 | — |
| 8-K |
Current report
Change to shareholder rights, Bylaw or fiscal year change, Other events
|
May 21, 2020 | May 18, 2020 |
| 8-K |
Current report
Results of operations
|
May 11, 2020 | May 11, 2020 |
| 10-Q | Quarterly report | May 11, 2020 | Mar 31, 2020 |
| 8-K |
Current report
Other events
|
Apr 30, 2020 | Apr 30, 2020 |
| 40-17F2 | Filing | Apr 29, 2020 | — |
| 8-K |
Current report
Shareholder vote results
|
Apr 23, 2020 | Apr 22, 2020 |
| DEFA14A | Additional proxy material | Apr 14, 2020 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 3, 2020 | Apr 3, 2020 |
| DEFA14A | Additional proxy material | Apr 2, 2020 | — |
| DEF 14A | Proxy statement | Mar 17, 2020 | Mar 17, 2020 |
| 40-APP | Filing | Mar 13, 2020 | — |
| 10-K | Annual report | Mar 9, 2020 | Dec 31, 2019 |
| 8-K |
Current report
Other events
|
Mar 3, 2020 | Mar 3, 2020 |
| 8-K |
Current report
Shareholder vote results
|
Dec 31, 2019 | Dec 30, 2019 |
| DEFR14A | Filing | Dec 3, 2019 | — |
| CORRESP | Letter to the SEC | Dec 3, 2019 | — |
| DEF 14A | Proxy statement | Dec 2, 2019 | Dec 2, 2019 |
| PRE 14A | Preliminary proxy statement | Nov 21, 2019 | Nov 21, 2019 |
| SC 13D | Ownership over 5% (active) | Nov 15, 2019 | — |
| 3 | Initial insider ownership | Nov 15, 2019 | Nov 8, 2019 |
| 3 | Initial insider ownership | Nov 15, 2019 | Nov 8, 2019 |
| 3 | Initial insider ownership | Nov 15, 2019 | Nov 8, 2019 |
| 8-K |
Current report
Material agreement, Unregistered share sale, Change in control, Officer or director change, Bylaw or fiscal year change, Regulation FD disclosure, Other events
|
Nov 12, 2019 | Nov 7, 2019 |
| 40-17F2 | Filing | Nov 7, 2019 | — |
| 10-Q | Quarterly report | Nov 7, 2019 | Sep 30, 2019 |
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Company profile
- Listed as
- RAND (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- NY
- Headquarters
- Buffalo, NY
- SEC filer status
- Non-accelerated filer
- SEC CIK
- 81955
Source: SEC EDGAR filings. This is company-reported data, not investment advice.