DeFi Capital Markets, Inc. SEC filings DCM

DeFi Capital Markets, Inc. has 742 filings in SEC EDGAR's recent list, going back to Aug 11, 1995. Its latest annual report, Form 10-K, was filed on Jul 2, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Aug 14, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Oct 15, 2026 (bylaw or fiscal year change). The company's fiscal year ends on December 31.

Form Description Filed Period
S-3 Shelf registration Oct 26, 2026 —
S-1 Registration statement Jul 10, 2026 —
S-8 Employee stock plan registration Oct 29, 2025 —
424B3 Prospectus Sep 26, 2025 —
S-1/A Amended registration statement Sep 19, 2025 —
S-1 Registration statement Sep 16, 2025 —
S-8 POS Filing Mar 13, 2025 —
S-4 Registration for a merger or exchange May 16, 2022 —
S-8 Employee stock plan registration Jul 12, 2012 —
424B3 Prospectus Aug 1, 2005 —
S-3 Shelf registration Jul 21, 2005 —
S-8 Employee stock plan registration Feb 1, 2002 —

Showing 12 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.

Company profile

Industry
Wholesale-Electronic Parts & Equipment, NEC (SIC 5065)
Listed as
DCM (NYSE), UUU
Fiscal year ends
December 31
Incorporated in
MD
Headquarters
Owings Mills, MD
SEC filer status
Non-accelerated filer, Smaller reporting company
SEC CIK
102109
Former names
UNIVERSAL SAFETY PRODUCTS, INC. (until Oct 15, 2026); UNIVERSAL SECURITY INSTRUMENTS INC (until Jun 6, 2025)

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Source: SEC EDGAR filings. This is company-reported data, not investment advice.