DeFi Capital Markets, Inc. SEC filings DCM
DeFi Capital Markets, Inc. has 742 filings in SEC EDGAR's recent list, going back to Aug 11, 1995. Its latest annual report, Form 10-K, was filed on Jul 2, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Aug 14, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Oct 15, 2026 (bylaw or fiscal year change). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| EFFECT | Filing | Nov 3, 2026 | — |
| S-3 | Shelf registration | Oct 26, 2026 | — |
| DEFA14A | Additional proxy material | Oct 26, 2026 | — |
| DEF 14A | Proxy statement | Oct 20, 2026 | Nov 18, 2026 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Oct 15, 2026 | Oct 14, 2026 |
| PRE 14A | Preliminary proxy statement | Oct 9, 2026 | Oct 9, 2026 |
| 8-K |
Current report
Material agreement, New debt, Unregistered share sale
|
Oct 9, 2026 | Oct 9, 2026 |
| 8-K |
Current report
Bylaw or fiscal year change, Regulation FD disclosure
|
Oct 7, 2026 | Oct 7, 2026 |
| RW | Filing | Oct 5, 2026 | — |
| PRE 14A | Preliminary proxy statement | Aug 14, 2026 | Aug 14, 2026 |
| 10-Q | Quarterly report | Aug 14, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Aug 7, 2026 | Aug 7, 2026 |
| 8-K |
Current report
Shareholder vote results
|
Jul 31, 2026 | Jul 31, 2026 |
| S-1 | Registration statement | Jul 10, 2026 | — |
| 10-K | Annual report | Jul 2, 2026 | Mar 31, 2026 |
| NT 10-K | Filing | Jun 29, 2026 | Mar 31, 2026 |
| DEFA14A | Additional proxy material | Jun 25, 2026 | — |
| DEF 14A | Proxy statement | Jun 23, 2026 | Jul 31, 2026 |
| PRE 14A | Preliminary proxy statement | Jun 12, 2026 | Jun 12, 2026 |
| 8-K |
Current report
Material agreement, New debt, Unregistered share sale
|
Jun 12, 2026 | Jun 12, 2026 |
| 8-K |
Current report
Unregistered share sale
|
May 19, 2026 | May 19, 2026 |
| 8-K |
Current report
Shareholder vote results
|
Mar 27, 2026 | Mar 27, 2026 |
| DEF 14A | Proxy statement | Feb 24, 2026 | Mar 27, 2026 |
| 10-Q | Quarterly report | Feb 19, 2026 | Dec 31, 2025 |
| NT 10-Q | Filing | Feb 13, 2026 | Dec 31, 2025 |
| 8-K |
Current report
Unregistered share sale
|
Feb 6, 2026 | Feb 6, 2026 |
| 8-K |
Current report
Shareholder vote results
|
Dec 16, 2025 | Dec 16, 2025 |
| 10-Q | Quarterly report | Nov 19, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Shareholder vote results
|
Nov 14, 2025 | Nov 14, 2025 |
| DEFA14A | Additional proxy material | Nov 14, 2025 | — |
| NT 10-Q | Filing | Nov 13, 2025 | Sep 30, 2025 |
| S-8 | Employee stock plan registration | Oct 29, 2025 | — |
| DEFA14A | Additional proxy material | Oct 20, 2025 | — |
| 8-K |
Current report
Shareholder vote results
|
Oct 20, 2025 | Oct 20, 2025 |
| 8-K |
Current report
Material agreement, Officer or director change
|
Oct 2, 2025 | Oct 1, 2025 |
| 424B3 | Prospectus | Sep 26, 2025 | — |
| EFFECT | Filing | Sep 24, 2025 | — |
| CORRESP | Letter to the SEC | Sep 22, 2025 | — |
| S-1/A | Amended registration statement | Sep 19, 2025 | — |
| UPLOAD | Letter from the SEC | Sep 19, 2025 | — |
| DEF 14A | Proxy statement | Sep 17, 2025 | Oct 20, 2025 |
| S-1 | Registration statement | Sep 16, 2025 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 2, 2025 | Sep 2, 2025 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Aug 29, 2025 | Aug 28, 2025 |
| PRE 14A | Preliminary proxy statement | Aug 29, 2025 | Aug 29, 2025 |
| 10-Q | Quarterly report | Aug 19, 2025 | Jun 30, 2025 |
| D | Filing | Aug 15, 2025 | — |
| NT 10-Q | Filing | Aug 14, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Material agreement, New debt, Unregistered share sale
|
Aug 14, 2025 | Aug 13, 2025 |
| UPLOAD | Letter from the SEC | Aug 6, 2025 | — |
| 8-K |
Current report
Officer or director change
|
Jul 31, 2025 | Jul 28, 2025 |
| 10-K | Annual report | Jul 29, 2025 | Mar 31, 2025 |
| 8-K/A |
Amended current report
Listing notice, Other events
|
Jul 21, 2025 | Jul 16, 2025 |
| 8-K |
Current report
Listing notice, Other events
|
Jul 21, 2025 | Jul 16, 2025 |
| NT 10-K | Filing | Jun 27, 2025 | Mar 31, 2025 |
| 8-K |
Current report
Auditor change
|
Jun 6, 2025 | Jun 2, 2025 |
| 8-K |
Current report
Material agreement, Acquisition or sale of assets, Officer or director change
|
May 29, 2025 | May 22, 2025 |
| 8-K |
Current report
Material agreement, Bylaw or fiscal year change, Other events
|
Apr 17, 2025 | Apr 15, 2025 |
| 8-K |
Current report
Shareholder vote results, Other events
|
Apr 16, 2025 | Apr 15, 2025 |
| DEFA14A | Additional proxy material | Apr 2, 2025 | — |
| DEFA14A | Additional proxy material | Mar 24, 2025 | — |
| 8-K |
Current report
Shareholder vote results
|
Mar 24, 2025 | Mar 24, 2025 |
| S-8 POS | Filing | Mar 13, 2025 | — |
| DEFA14A | Additional proxy material | Mar 6, 2025 | — |
| 8-K |
Current report
Shareholder vote results
|
Mar 6, 2025 | Mar 6, 2025 |
| DEFA14A | Additional proxy material | Feb 18, 2025 | — |
| 8-K |
Current report
Results of operations
|
Feb 18, 2025 | Feb 14, 2025 |
| 10-Q | Quarterly report | Feb 14, 2025 | Dec 31, 2024 |
| DEFA14A | Additional proxy material | Feb 3, 2025 | — |
| DEFA14A | Additional proxy material | Jan 23, 2025 | — |
| 8-K |
Current report
Shareholder vote results
|
Jan 23, 2025 | Jan 23, 2025 |
| DEFR14A | Filing | Dec 26, 2024 | — |
| DEFM14A | Filing | Dec 23, 2024 | — |
| PREM14A | Filing | Nov 27, 2024 | Nov 27, 2024 |
| 10-Q | Quarterly report | Nov 19, 2024 | Sep 30, 2024 |
| 8-K |
Current report
Material agreement
|
Nov 19, 2024 | Nov 18, 2024 |
| NT 10-Q | Filing | Nov 13, 2024 | Sep 30, 2024 |
| 8-K |
Current report
Shareholder vote results
|
Nov 7, 2024 | Nov 7, 2024 |
| 8-K |
Current report
Other events
|
Nov 4, 2024 | Nov 4, 2024 |
| DEFA14A | Additional proxy material | Oct 31, 2024 | — |
| 8-K |
Current report
Material agreement, Other events
|
Oct 31, 2024 | Oct 29, 2024 |
| 10-Q | Quarterly report | Aug 19, 2024 | Jun 30, 2024 |
| NT 10-Q | Filing | Aug 14, 2024 | Jun 30, 2024 |
| DEFA14A | Additional proxy material | Jul 29, 2024 | — |
| DEF 14A | Proxy statement | Jul 29, 2024 | Nov 7, 2024 |
| 10-K | Annual report | Jul 12, 2024 | Mar 31, 2024 |
| 8-K |
Current report
Material agreement
|
Jul 11, 2024 | Jul 10, 2024 |
| NT 10-K | Filing | Jun 27, 2024 | Mar 31, 2024 |
| 10-Q | Quarterly report | Feb 20, 2024 | Dec 31, 2023 |
| NT 10-Q | Filing | Feb 13, 2024 | Dec 31, 2023 |
| 10-Q | Quarterly report | Nov 20, 2023 | Sep 30, 2023 |
| NT 10-Q | Filing | Nov 13, 2023 | Sep 30, 2023 |
| 8-K |
Current report
Other events
|
Oct 31, 2023 | Oct 31, 2023 |
| 8-K |
Current report
Listing notice, Shareholder vote results
|
Sep 20, 2023 | Sep 19, 2023 |
| 10-Q | Quarterly report | Aug 21, 2023 | Jun 30, 2023 |
| NT 10-Q | Filing | Aug 11, 2023 | Jun 30, 2023 |
| DEFA14A | Additional proxy material | Jul 20, 2023 | — |
| DEF 14A | Proxy statement | Jul 20, 2023 | Sep 19, 2023 |
| 10-K | Annual report | Jul 14, 2023 | Mar 31, 2023 |
| NT 10-K | Filing | Jun 28, 2023 | Jun 28, 2023 |
| 8-K |
Current report
Material agreement
|
Jun 13, 2023 | Jun 12, 2023 |
| 8-K |
Current report
Listing notice
|
Apr 5, 2023 | Apr 3, 2023 |
| 10-Q | Quarterly report | Feb 16, 2023 | Dec 31, 2022 |
| NT 10-Q | Filing | Feb 14, 2023 | Dec 31, 2022 |
| 425 | Form 425 | Dec 13, 2022 | — |
| RW | Filing | Dec 13, 2022 | — |
| 8-K |
Current report
Agreement ended
|
Dec 13, 2022 | Dec 12, 2022 |
| 10-Q | Quarterly report | Nov 21, 2022 | Sep 30, 2022 |
| NT 10-Q | Filing | Nov 10, 2022 | Sep 30, 2022 |
| 10-Q | Quarterly report | Aug 17, 2022 | Jun 30, 2022 |
| 425 | Filing | Aug 16, 2022 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 16, 2022 | Aug 10, 2022 |
| NT 10-Q | Filing | Aug 12, 2022 | Jun 30, 2022 |
| 8-K |
Current report
Material agreement
|
Jul 28, 2022 | Jul 22, 2022 |
| 10-K | Annual report | Jul 14, 2022 | Mar 31, 2022 |
| 425 | Filing | Jul 5, 2022 | — |
| 8-K |
Current report
Other events
|
Jul 5, 2022 | Jul 5, 2022 |
| NT 10-K | Filing | Jun 28, 2022 | Mar 31, 2022 |
| 425 | Filing | May 19, 2022 | — |
| 8-K |
Current report
Other events
|
May 19, 2022 | May 18, 2022 |
| S-4 | Registration for a merger or exchange | May 16, 2022 | — |
| 425 | Filing | Apr 12, 2022 | — |
| 8-K |
Current report
Other events
|
Apr 12, 2022 | Apr 12, 2022 |
| 425 | Filing | Mar 14, 2022 | — |
| 8-K |
Current report
Other events
|
Mar 14, 2022 | Mar 10, 2022 |
| 425 | Filing | Mar 8, 2022 | — |
| 8-K |
Current report
Other events
|
Mar 8, 2022 | Mar 8, 2022 |
| 425 | Filing | Mar 4, 2022 | — |
| 8-K |
Current report
Other events
|
Mar 4, 2022 | Mar 4, 2022 |
| 8-K |
Current report
Material agreement, Other events
|
Mar 1, 2022 | Feb 25, 2022 |
| 10-Q | Quarterly report | Feb 16, 2022 | Dec 31, 2021 |
| NT 10-Q | Filing | Feb 14, 2022 | Dec 31, 2021 |
| 10-Q | Quarterly report | Nov 19, 2021 | Sep 30, 2021 |
| NT 10-Q | Filing | Nov 12, 2021 | Sep 30, 2021 |
| DEFA14A | Additional proxy material | Oct 8, 2021 | — |
| 10-Q | Quarterly report | Aug 20, 2021 | Jun 30, 2021 |
| NT 10-Q | Form 12b-25 | Aug 13, 2021 | Jun 30, 2021 |
| 8-K |
Current report
Material agreement
|
Jul 28, 2021 | Jul 28, 2021 |
| 10-K/A | Amended annual report | Jul 22, 2021 | Mar 31, 2021 |
| DEF 14A | Proxy statement | Jul 22, 2021 | Oct 28, 2021 |
| 10-K | Annual report | Jul 8, 2021 | Mar 31, 2021 |
| NT 10-K | Form nt 10-k | Jun 29, 2021 | Mar 31, 2021 |
| 10-Q | Quarterly report | Feb 9, 2021 | Dec 31, 2020 |
| 8-K |
Current report
Listing notice
|
Nov 10, 2020 | Nov 5, 2020 |
| 10-Q | Quarterly report | Nov 9, 2020 | Sep 30, 2020 |
| 8-K |
Current report
Shareholder vote results
|
Oct 30, 2020 | Oct 30, 2020 |
| 8-K |
Current report
Other events
|
Oct 28, 2020 | Oct 28, 2020 |
| 8-K |
Current report
Listing notice
|
Sep 8, 2020 | Aug 31, 2020 |
| 10-Q | Quarterly report | Aug 19, 2020 | Jun 30, 2020 |
| NT 10-Q | Filing | Aug 12, 2020 | Jun 30, 2020 |
| DEFR14A | Filing | Aug 11, 2020 | — |
| 10-K | Annual report | Aug 11, 2020 | Mar 31, 2020 |
| 8-K |
Current report
Material agreement
|
Jul 27, 2020 | Jul 27, 2020 |
| DEFA14A | Additional proxy material | Jul 24, 2020 | — |
| DEF 14A | Proxy statement | Jul 24, 2020 | Oct 30, 2020 |
| 8-K |
Current report
Other events
|
Jun 26, 2020 | Jun 26, 2020 |
| 8-K |
Current report
Material agreement, New debt
|
May 7, 2020 | May 6, 2020 |
| 8-K |
Current report
Material agreement, Acquisition or sale of assets, New debt
|
May 1, 2020 | Apr 27, 2020 |
| 10-Q | Quarterly report | Feb 19, 2020 | Dec 31, 2019 |
| NT 10-Q | Filing | Feb 14, 2020 | Dec 31, 2019 |
| 10-Q | Quarterly report | Nov 19, 2019 | Sep 30, 2019 |
| NT 10-Q | Filing | Nov 13, 2019 | Sep 30, 2019 |
| 8-K |
Current report
Shareholder vote results
|
Nov 1, 2019 | Oct 31, 2019 |
| 10-Q | Quarterly report | Aug 19, 2019 | Jun 30, 2019 |
| NT 10-Q | Filing | Aug 12, 2019 | Jun 30, 2019 |
| DEF 14A | Proxy statement | Jul 23, 2019 | Oct 31, 2019 |
| 8-K |
Current report
Material agreement
|
Jul 16, 2019 | Jul 12, 2019 |
| 10-K | Annual report | Jul 15, 2019 | Mar 31, 2019 |
| NT 10-K | Filing | Jun 28, 2019 | Mar 31, 2019 |
| 10-Q | Quarterly report | Feb 19, 2019 | Dec 31, 2018 |
| NT 10-Q | Filing | Feb 14, 2019 | Dec 31, 2018 |
| 10-Q | Quarterly report | Nov 19, 2018 | Sep 30, 2018 |
| NT 10-Q | Filing | Nov 13, 2018 | Sep 30, 2018 |
| 8-K |
Current report
Shareholder vote results
|
Oct 31, 2018 | Oct 26, 2018 |
| 10-Q | Quarterly report | Aug 20, 2018 | Jun 30, 2018 |
| NT 10-Q | Filing | Aug 13, 2018 | Jun 30, 2018 |
| DEF 14A | Proxy statement | Jul 25, 2018 | Oct 26, 2018 |
| 10-K | Annual report | Jul 16, 2018 | Mar 31, 2018 |
| 8-K |
Current report
Material agreement
|
Jul 9, 2018 | Jul 9, 2018 |
| NT 10-K | Filing | Jun 28, 2018 | Mar 31, 2018 |
| 10-Q | Quarterly report | Feb 20, 2018 | Dec 31, 2017 |
| NT 10-Q | Filing | Feb 14, 2018 | Dec 31, 2017 |
| 10-Q | Quarterly report | Nov 17, 2017 | Sep 30, 2017 |
| 8-K |
Current report
Shareholder vote results
|
Nov 16, 2017 | Nov 15, 2017 |
| NT 10-Q | Filing | Nov 14, 2017 | Sep 30, 2017 |
| 8-K |
Current report
Material agreement
|
Oct 27, 2017 | Oct 26, 2017 |
| 10-Q | Quarterly report | Aug 21, 2017 | Jun 30, 2017 |
| NT 10-Q | Filing | Aug 15, 2017 | Jun 30, 2017 |
| DEFR14A | Filing | Aug 3, 2017 | — |
| DEF 14A | Proxy statement | Jul 26, 2017 | Nov 15, 2017 |
| 8-K |
Current report
Material agreement
|
Jul 20, 2017 | Jul 18, 2017 |
| 10-K | Annual report | Jul 14, 2017 | Mar 31, 2017 |
| NT 10-K | Filing | Jun 28, 2017 | Mar 31, 2017 |
| 10-Q | Quarterly report | Feb 21, 2017 | Dec 31, 2016 |
| NT 10-Q | Filing | Feb 15, 2017 | Dec 31, 2016 |
| 8-K |
Current report
Shareholder vote results
|
Jan 13, 2017 | Jan 13, 2017 |
| 10-Q | Quarterly report | Dec 2, 2016 | Sep 30, 2016 |
| 8-K |
Current report
Listing notice
|
Nov 23, 2016 | Nov 22, 2016 |
| NT 10-Q | Filing | Nov 14, 2016 | Sep 30, 2016 |
| DEFR14A | Filing | Nov 4, 2016 | — |
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Company profile
- Industry
- Wholesale-Electronic Parts & Equipment, NEC (SIC 5065)
- Listed as
- DCM (NYSE), UUU
- Fiscal year ends
- December 31
- Incorporated in
- MD
- Headquarters
- Owings Mills, MD
- SEC filer status
- Non-accelerated filer, Smaller reporting company
- SEC CIK
- 102109
- Former names
- UNIVERSAL SAFETY PRODUCTS, INC. (until Oct 15, 2026); UNIVERSAL SECURITY INSTRUMENTS INC (until Jun 6, 2025)
Other Wholesale-Electronic Parts & Equipment, NEC companies
- TE Connectivity plc TEL
- Arrow Electronics, Inc. ARW
- Avnet Inc AVT
- Ituran Location & Control Ltd. ITRN
- Eaco Corp EACO
- Richardson Electronics, Ltd. RELL
- First America Resources Corp MEGR
- Surge Components Inc SPRS
All 10 Wholesale-Electronic Parts & Equipment, NEC companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.