DeFi Capital Markets, Inc. SEC filings DCM
DeFi Capital Markets, Inc. has 742 filings in SEC EDGAR's recent list, going back to Aug 11, 1995. Its latest annual report, Form 10-K, was filed on Jul 2, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Aug 14, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Oct 15, 2026 (bylaw or fiscal year change). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| EFFECT | Filing | Nov 3, 2026 | — |
| S-3 | Shelf registration | Oct 26, 2026 | — |
| DEFA14A | Additional proxy material | Oct 26, 2026 | — |
| DEF 14A | Proxy statement | Oct 20, 2026 | Nov 18, 2026 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Oct 15, 2026 | Oct 14, 2026 |
| PRE 14A | Preliminary proxy statement | Oct 9, 2026 | Oct 9, 2026 |
| 8-K |
Current report
Material agreement, New debt, Unregistered share sale
|
Oct 9, 2026 | Oct 9, 2026 |
| 8-K |
Current report
Bylaw or fiscal year change, Regulation FD disclosure
|
Oct 7, 2026 | Oct 7, 2026 |
| RW | Filing | Oct 5, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Oct 1, 2026 | — |
| 4 | Insider transaction | Oct 1, 2026 | Sep 30, 2026 |
| 4 | Insider transaction | Sep 24, 2026 | Sep 21, 2026 |
| 4 | Insider transaction | Sep 22, 2026 | Sep 18, 2026 |
| 4 | Insider transaction | Sep 21, 2026 | Sep 17, 2026 |
| 4 | Insider transaction | Sep 10, 2026 | Sep 8, 2026 |
| 4/A | Filing | Sep 10, 2026 | Sep 1, 2026 |
| 4 | Insider transaction | Sep 8, 2026 | Sep 3, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Aug 31, 2026 | — |
| 4 | Insider transaction | Aug 31, 2026 | Aug 27, 2026 |
| 4 | Insider transaction | Aug 26, 2026 | Aug 24, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Aug 21, 2026 | — |
| 4 | Insider transaction | Aug 21, 2026 | Aug 20, 2026 |
| 4 | Insider transaction | Aug 19, 2026 | Aug 17, 2026 |
| PRE 14A | Preliminary proxy statement | Aug 14, 2026 | Aug 14, 2026 |
| 10-Q | Quarterly report | Aug 14, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Aug 7, 2026 | Aug 7, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jul 31, 2026 | — |
| 8-K |
Current report
Shareholder vote results
|
Jul 31, 2026 | Jul 31, 2026 |
| S-1 | Registration statement | Jul 10, 2026 | — |
| 4 | Insider transaction | Jul 9, 2026 | Jul 7, 2026 |
| 10-K | Annual report | Jul 2, 2026 | Mar 31, 2026 |
| NT 10-K | Filing | Jun 29, 2026 | Mar 31, 2026 |
| DEFA14A | Additional proxy material | Jun 25, 2026 | — |
| DEF 14A | Proxy statement | Jun 23, 2026 | Jul 31, 2026 |
| PRE 14A | Preliminary proxy statement | Jun 12, 2026 | Jun 12, 2026 |
| 8-K |
Current report
Material agreement, New debt, Unregistered share sale
|
Jun 12, 2026 | Jun 12, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 19, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 19, 2026 | — |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 8-K |
Current report
Unregistered share sale
|
May 19, 2026 | May 19, 2026 |
| 144 | Notice of proposed sale | May 19, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 7, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 4, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 4, 2026 | — |
| 4 | Insider transaction | May 4, 2026 | Apr 30, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 2, 2026 | — |
| 4 | Insider transaction | Apr 1, 2026 | Mar 30, 2026 |
| 4 | Insider transaction | Mar 30, 2026 | Mar 26, 2026 |
| 8-K |
Current report
Shareholder vote results
|
Mar 27, 2026 | Mar 27, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 144 | Notice of proposed sale | Mar 26, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Mar 23, 2026 | — |
| 4 | Insider transaction | Mar 23, 2026 | Mar 19, 2026 |
| 4 | Insider transaction | Mar 19, 2026 | Mar 17, 2026 |
| 4 | Insider transaction | Mar 17, 2026 | Mar 13, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Mar 12, 2026 | — |
| 4 | Insider transaction | Mar 12, 2026 | Mar 10, 2026 |
| 4 | Insider transaction | Mar 9, 2026 | Mar 5, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Mar 9, 2026 | — |
| 4 | Insider transaction | Mar 5, 2026 | Mar 3, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Mar 3, 2026 | — |
| 4 | Insider transaction | Mar 3, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 2, 2026 | Feb 26, 2026 |
| 4 | Insider transaction | Feb 26, 2026 | Feb 24, 2026 |
| DEF 14A | Proxy statement | Feb 24, 2026 | Mar 27, 2026 |
| 4 | Insider transaction | Feb 24, 2026 | Feb 20, 2026 |
| 10-Q | Quarterly report | Feb 19, 2026 | Dec 31, 2025 |
| NT 10-Q | Filing | Feb 13, 2026 | Dec 31, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Feb 6, 2026 | — |
| 8-K |
Current report
Unregistered share sale
|
Feb 6, 2026 | Feb 6, 2026 |
| 4 | Insider transaction | Feb 6, 2026 | Feb 4, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Jan 26, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 21, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 21, 2026 | — |
| 4 | Insider transaction | Jan 21, 2026 | Jan 16, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 5, 2026 | — |
| 4 | Insider transaction | Jan 2, 2026 | Dec 30, 2025 |
| 4 | Insider transaction | Dec 30, 2025 | Dec 23, 2025 |
| 4 | Insider transaction | Dec 23, 2025 | Dec 19, 2025 |
| 4 | Insider transaction | Dec 19, 2025 | Dec 17, 2025 |
| 4 | Insider transaction | Dec 17, 2025 | Dec 15, 2025 |
| 8-K |
Current report
Shareholder vote results
|
Dec 16, 2025 | Dec 16, 2025 |
| 4 | Insider transaction | Dec 15, 2025 | Dec 11, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Dec 11, 2025 | — |
| 4 | Insider transaction | Dec 10, 2025 | Dec 5, 2025 |
| 4 | Insider transaction | Dec 8, 2025 | Dec 4, 2025 |
| 4 | Insider transaction | Dec 4, 2025 | Dec 2, 2025 |
| 4 | Insider transaction | Dec 2, 2025 | Nov 28, 2025 |
| 4 | Insider transaction | Nov 26, 2025 | Nov 24, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Nov 25, 2025 | — |
| 4 | Insider transaction | Nov 24, 2025 | Nov 20, 2025 |
| 10-Q | Quarterly report | Nov 19, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Shareholder vote results
|
Nov 14, 2025 | Nov 14, 2025 |
| DEFA14A | Additional proxy material | Nov 14, 2025 | — |
| NT 10-Q | Filing | Nov 13, 2025 | Sep 30, 2025 |
| S-8 | Employee stock plan registration | Oct 29, 2025 | — |
| 4 | Insider transaction | Oct 29, 2025 | Oct 20, 2025 |
| 4 | Insider transaction | Oct 27, 2025 | Oct 20, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Oct 23, 2025 | — |
| 4 | Insider transaction | Oct 23, 2025 | Oct 20, 2025 |
| 4 | Insider transaction | Oct 22, 2025 | Oct 20, 2025 |
| 4 | Insider transaction | Oct 22, 2025 | Oct 20, 2025 |
| 4 | Insider transaction | Oct 22, 2025 | Oct 20, 2025 |
| DEFA14A | Additional proxy material | Oct 20, 2025 | — |
| 8-K |
Current report
Shareholder vote results
|
Oct 20, 2025 | Oct 20, 2025 |
| 4 | Insider transaction | Oct 3, 2025 | Oct 2, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 3, 2025 | — |
| 4 | Insider transaction | Oct 2, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Material agreement, Officer or director change
|
Oct 2, 2025 | Oct 1, 2025 |
| 4 | Insider transaction | Sep 30, 2025 | Sep 26, 2025 |
| 424B3 | Prospectus | Sep 26, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Sep 26, 2025 | — |
| 4 | Insider transaction | Sep 26, 2025 | Sep 24, 2025 |
| EFFECT | Filing | Sep 24, 2025 | — |
| CORRESP | Letter to the SEC | Sep 22, 2025 | — |
| 4 | Insider transaction | Sep 19, 2025 | Sep 17, 2025 |
| S-1/A | Amended registration statement | Sep 19, 2025 | — |
| UPLOAD | Letter from the SEC | Sep 19, 2025 | — |
| DEF 14A | Proxy statement | Sep 17, 2025 | Oct 20, 2025 |
| 4 | Insider transaction | Sep 16, 2025 | Jul 29, 2025 |
| S-1 | Registration statement | Sep 16, 2025 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 2, 2025 | Sep 2, 2025 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Aug 29, 2025 | Aug 28, 2025 |
| PRE 14A | Preliminary proxy statement | Aug 29, 2025 | Aug 29, 2025 |
| 10-Q | Quarterly report | Aug 19, 2025 | Jun 30, 2025 |
| D | Filing | Aug 15, 2025 | — |
| NT 10-Q | Filing | Aug 14, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Material agreement, New debt, Unregistered share sale
|
Aug 14, 2025 | Aug 13, 2025 |
| UPLOAD | Letter from the SEC | Aug 6, 2025 | — |
| 4 | Insider transaction | Jul 31, 2025 | Jul 29, 2025 |
| 8-K |
Current report
Officer or director change
|
Jul 31, 2025 | Jul 28, 2025 |
| 10-K | Annual report | Jul 29, 2025 | Mar 31, 2025 |
| 8-K/A |
Amended current report
Listing notice, Other events
|
Jul 21, 2025 | Jul 16, 2025 |
| 8-K |
Current report
Listing notice, Other events
|
Jul 21, 2025 | Jul 16, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jul 8, 2025 | — |
| SCHEDULE 13D | Ownership over 5% (active) | Jul 2, 2025 | — |
| NT 10-K | Filing | Jun 27, 2025 | Mar 31, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jun 6, 2025 | — |
| 4 | Insider transaction | Jun 6, 2025 | Jun 4, 2025 |
| 8-K |
Current report
Auditor change
|
Jun 6, 2025 | Jun 2, 2025 |
| 4 | Insider transaction | Jun 3, 2025 | May 30, 2025 |
| 3 | Initial insider ownership | May 30, 2025 | May 22, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 30, 2025 | — |
| 3 | Initial insider ownership | May 30, 2025 | May 22, 2025 |
| 8-K |
Current report
Material agreement, Acquisition or sale of assets, Officer or director change
|
May 29, 2025 | May 22, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | May 15, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 17, 2025 | — |
| 8-K |
Current report
Material agreement, Bylaw or fiscal year change, Other events
|
Apr 17, 2025 | Apr 15, 2025 |
| 8-K |
Current report
Shareholder vote results, Other events
|
Apr 16, 2025 | Apr 15, 2025 |
| DEFA14A | Additional proxy material | Apr 2, 2025 | — |
| DEFA14A | Additional proxy material | Mar 24, 2025 | — |
| 8-K |
Current report
Shareholder vote results
|
Mar 24, 2025 | Mar 24, 2025 |
| S-8 POS | Filing | Mar 13, 2025 | — |
| DEFA14A | Additional proxy material | Mar 6, 2025 | — |
| 8-K |
Current report
Shareholder vote results
|
Mar 6, 2025 | Mar 6, 2025 |
| DEFA14A | Additional proxy material | Feb 18, 2025 | — |
| 8-K |
Current report
Results of operations
|
Feb 18, 2025 | Feb 14, 2025 |
| 10-Q | Quarterly report | Feb 14, 2025 | Dec 31, 2024 |
| DEFA14A | Additional proxy material | Feb 3, 2025 | — |
| DEFA14A | Additional proxy material | Jan 23, 2025 | — |
| 8-K |
Current report
Shareholder vote results
|
Jan 23, 2025 | Jan 23, 2025 |
| DEFR14A | Filing | Dec 26, 2024 | — |
| SCHEDULE 13D | Ownership over 5% (active) | Dec 23, 2024 | — |
| DEFM14A | Filing | Dec 23, 2024 | — |
| PREM14A | Filing | Nov 27, 2024 | Nov 27, 2024 |
| 10-Q | Quarterly report | Nov 19, 2024 | Sep 30, 2024 |
| 8-K |
Current report
Material agreement
|
Nov 19, 2024 | Nov 18, 2024 |
| NT 10-Q | Filing | Nov 13, 2024 | Sep 30, 2024 |
| 8-K |
Current report
Shareholder vote results
|
Nov 7, 2024 | Nov 7, 2024 |
| 8-K |
Current report
Other events
|
Nov 4, 2024 | Nov 4, 2024 |
| DEFA14A | Additional proxy material | Oct 31, 2024 | — |
| 8-K |
Current report
Material agreement, Other events
|
Oct 31, 2024 | Oct 29, 2024 |
| 10-Q | Quarterly report | Aug 19, 2024 | Jun 30, 2024 |
| NT 10-Q | Filing | Aug 14, 2024 | Jun 30, 2024 |
| DEFA14A | Additional proxy material | Jul 29, 2024 | — |
| DEF 14A | Proxy statement | Jul 29, 2024 | Nov 7, 2024 |
| 10-K | Annual report | Jul 12, 2024 | Mar 31, 2024 |
| 8-K |
Current report
Material agreement
|
Jul 11, 2024 | Jul 10, 2024 |
| NT 10-K | Filing | Jun 27, 2024 | Mar 31, 2024 |
| 10-Q | Quarterly report | Feb 20, 2024 | Dec 31, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| NT 10-Q | Filing | Feb 13, 2024 | Dec 31, 2023 |
| 10-Q | Quarterly report | Nov 20, 2023 | Sep 30, 2023 |
| NT 10-Q | Filing | Nov 13, 2023 | Sep 30, 2023 |
| 8-K |
Current report
Other events
|
Oct 31, 2023 | Oct 31, 2023 |
| 8-K |
Current report
Listing notice, Shareholder vote results
|
Sep 20, 2023 | Sep 19, 2023 |
| 10-Q | Quarterly report | Aug 21, 2023 | Jun 30, 2023 |
| NT 10-Q | Filing | Aug 11, 2023 | Jun 30, 2023 |
| DEFA14A | Additional proxy material | Jul 20, 2023 | — |
| DEF 14A | Proxy statement | Jul 20, 2023 | Sep 19, 2023 |
| 10-K | Annual report | Jul 14, 2023 | Mar 31, 2023 |
| NT 10-K | Filing | Jun 28, 2023 | Jun 28, 2023 |
| 8-K |
Current report
Material agreement
|
Jun 13, 2023 | Jun 12, 2023 |
| 8-K |
Current report
Listing notice
|
Apr 5, 2023 | Apr 3, 2023 |
| 10-Q | Quarterly report | Feb 16, 2023 | Dec 31, 2022 |
| NT 10-Q | Filing | Feb 14, 2023 | Dec 31, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| 425 | Form 425 | Dec 13, 2022 | — |
| RW | Filing | Dec 13, 2022 | — |
| 8-K |
Current report
Agreement ended
|
Dec 13, 2022 | Dec 12, 2022 |
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Company profile
- Industry
- Wholesale-Electronic Parts & Equipment, NEC (SIC 5065)
- Listed as
- DCM (NYSE), UUU
- Fiscal year ends
- December 31
- Incorporated in
- MD
- Headquarters
- Owings Mills, MD
- SEC filer status
- Non-accelerated filer, Smaller reporting company
- SEC CIK
- 102109
- Former names
- UNIVERSAL SAFETY PRODUCTS, INC. (until Oct 15, 2026); UNIVERSAL SECURITY INSTRUMENTS INC (until Jun 6, 2025)
Other Wholesale-Electronic Parts & Equipment, NEC companies
- TE Connectivity plc TEL
- Arrow Electronics, Inc. ARW
- Avnet Inc AVT
- Ituran Location & Control Ltd. ITRN
- Eaco Corp EACO
- Richardson Electronics, Ltd. RELL
- First America Resources Corp MEGR
- Surge Components Inc SPRS
All 10 Wholesale-Electronic Parts & Equipment, NEC companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.