DeFi Capital Markets, Inc. SEC filings DCM
DeFi Capital Markets, Inc. has 742 filings in SEC EDGAR's recent list, going back to Aug 11, 1995. Its latest annual report, Form 10-K, was filed on Jul 2, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Aug 14, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Oct 15, 2026 (bylaw or fiscal year change). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Oct 1, 2026 | — |
| 4 | Insider transaction | Oct 1, 2026 | Sep 30, 2026 |
| 4 | Insider transaction | Sep 24, 2026 | Sep 21, 2026 |
| 4 | Insider transaction | Sep 22, 2026 | Sep 18, 2026 |
| 4 | Insider transaction | Sep 21, 2026 | Sep 17, 2026 |
| 4 | Insider transaction | Sep 10, 2026 | Sep 8, 2026 |
| 4/A | Filing | Sep 10, 2026 | Sep 1, 2026 |
| 4 | Insider transaction | Sep 8, 2026 | Sep 3, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Aug 31, 2026 | — |
| 4 | Insider transaction | Aug 31, 2026 | Aug 27, 2026 |
| 4 | Insider transaction | Aug 26, 2026 | Aug 24, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Aug 21, 2026 | — |
| 4 | Insider transaction | Aug 21, 2026 | Aug 20, 2026 |
| 4 | Insider transaction | Aug 19, 2026 | Aug 17, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jul 31, 2026 | — |
| 4 | Insider transaction | Jul 9, 2026 | Jul 7, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 19, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 19, 2026 | — |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 144 | Notice of proposed sale | May 19, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 7, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 4, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 4, 2026 | — |
| 4 | Insider transaction | May 4, 2026 | Apr 30, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 2, 2026 | — |
| 4 | Insider transaction | Apr 1, 2026 | Mar 30, 2026 |
| 4 | Insider transaction | Mar 30, 2026 | Mar 26, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 144 | Notice of proposed sale | Mar 26, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Mar 23, 2026 | — |
| 4 | Insider transaction | Mar 23, 2026 | Mar 19, 2026 |
| 4 | Insider transaction | Mar 19, 2026 | Mar 17, 2026 |
| 4 | Insider transaction | Mar 17, 2026 | Mar 13, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Mar 12, 2026 | — |
| 4 | Insider transaction | Mar 12, 2026 | Mar 10, 2026 |
| 4 | Insider transaction | Mar 9, 2026 | Mar 5, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Mar 9, 2026 | — |
| 4 | Insider transaction | Mar 5, 2026 | Mar 3, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Mar 3, 2026 | — |
| 4 | Insider transaction | Mar 3, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 2, 2026 | Feb 26, 2026 |
| 4 | Insider transaction | Feb 26, 2026 | Feb 24, 2026 |
| 4 | Insider transaction | Feb 24, 2026 | Feb 20, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Feb 6, 2026 | — |
| 4 | Insider transaction | Feb 6, 2026 | Feb 4, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Jan 26, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 21, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 21, 2026 | — |
| 4 | Insider transaction | Jan 21, 2026 | Jan 16, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 5, 2026 | — |
| 4 | Insider transaction | Jan 2, 2026 | Dec 30, 2025 |
| 4 | Insider transaction | Dec 30, 2025 | Dec 23, 2025 |
| 4 | Insider transaction | Dec 23, 2025 | Dec 19, 2025 |
| 4 | Insider transaction | Dec 19, 2025 | Dec 17, 2025 |
| 4 | Insider transaction | Dec 17, 2025 | Dec 15, 2025 |
| 4 | Insider transaction | Dec 15, 2025 | Dec 11, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Dec 11, 2025 | — |
| 4 | Insider transaction | Dec 10, 2025 | Dec 5, 2025 |
| 4 | Insider transaction | Dec 8, 2025 | Dec 4, 2025 |
| 4 | Insider transaction | Dec 4, 2025 | Dec 2, 2025 |
| 4 | Insider transaction | Dec 2, 2025 | Nov 28, 2025 |
| 4 | Insider transaction | Nov 26, 2025 | Nov 24, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Nov 25, 2025 | — |
| 4 | Insider transaction | Nov 24, 2025 | Nov 20, 2025 |
| 4 | Insider transaction | Oct 29, 2025 | Oct 20, 2025 |
| 4 | Insider transaction | Oct 27, 2025 | Oct 20, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Oct 23, 2025 | — |
| 4 | Insider transaction | Oct 23, 2025 | Oct 20, 2025 |
| 4 | Insider transaction | Oct 22, 2025 | Oct 20, 2025 |
| 4 | Insider transaction | Oct 22, 2025 | Oct 20, 2025 |
| 4 | Insider transaction | Oct 22, 2025 | Oct 20, 2025 |
| 4 | Insider transaction | Oct 3, 2025 | Oct 2, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 3, 2025 | — |
| 4 | Insider transaction | Oct 2, 2025 | Sep 30, 2025 |
| 4 | Insider transaction | Sep 30, 2025 | Sep 26, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Sep 26, 2025 | — |
| 4 | Insider transaction | Sep 26, 2025 | Sep 24, 2025 |
| 4 | Insider transaction | Sep 19, 2025 | Sep 17, 2025 |
| 4 | Insider transaction | Sep 16, 2025 | Jul 29, 2025 |
| 4 | Insider transaction | Jul 31, 2025 | Jul 29, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jul 8, 2025 | — |
| SCHEDULE 13D | Ownership over 5% (active) | Jul 2, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jun 6, 2025 | — |
| 4 | Insider transaction | Jun 6, 2025 | Jun 4, 2025 |
| 4 | Insider transaction | Jun 3, 2025 | May 30, 2025 |
| 3 | Initial insider ownership | May 30, 2025 | May 22, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 30, 2025 | — |
| 3 | Initial insider ownership | May 30, 2025 | May 22, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | May 15, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 17, 2025 | — |
| SCHEDULE 13D | Ownership over 5% (active) | Dec 23, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 14, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Mar 11, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Dec 2, 2021 | — |
| SC 13D/A | Amended ownership over 5% (active) | Feb 26, 2021 | — |
| SC 13D | Ownership over 5% (active) | Feb 11, 2021 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jan 28, 2021 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jan 12, 2021 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jan 12, 2021 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jan 4, 2021 | — |
| 4 | Insider transaction | Dec 14, 2020 | Dec 1, 2020 |
| 3 | Initial insider ownership | Dec 14, 2020 | Nov 30, 2020 |
| SC 13D | Ownership over 5% (active) | Dec 10, 2020 | — |
| SC 13D/A | Amended ownership over 5% (active) | Dec 2, 2020 | — |
| SC 13D/A | Amended ownership over 5% (active) | Oct 27, 2020 | — |
| SC 13D | Ownership over 5% (active) | Jul 16, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Oct 10, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Sep 23, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Sep 4, 2019 | — |
| SC 13G | Ownership over 5% (passive) | Jul 3, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2017 | — |
| SC 13G | Ownership over 5% (passive) | Jun 28, 2016 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2016 | — |
| 4 | Insider transaction | Feb 27, 2015 | Feb 26, 2015 |
| 4 | Insider transaction | Dec 11, 2014 | Dec 10, 2014 |
| 4 | Insider transaction | Dec 9, 2014 | Dec 5, 2014 |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 5, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 7, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 7, 2014 | — |
| 4/A | Amended statement of changes in beneficial ownership of securities | Nov 7, 2014 | Sep 27, 2013 |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 6, 2014 | — |
| SC 13G | Ownership over 5% (passive) | Jan 8, 2014 | — |
| SC 13G | Ownership over 5% (passive) | Jan 8, 2014 | — |
| 4/A | Primary document | Dec 31, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Dec 6, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Dec 6, 2013 | Sep 27, 2013 |
| SC 13G | Ownership over 5% (passive) | Nov 19, 2013 | — |
| SC 13G | Ownership over 5% (passive) | Nov 19, 2013 | — |
| 4 | Insider transaction | Nov 18, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Nov 18, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Nov 13, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Nov 13, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Nov 8, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Nov 8, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Oct 23, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Oct 23, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Oct 10, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Oct 10, 2013 | Sep 27, 2013 |
| 4 | Insider transaction | Oct 3, 2013 | Sep 27, 2013 |
| SC 13G/A | Amended ownership over 5% (passive) | Sep 27, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Sep 27, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Sep 24, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Sep 24, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jun 11, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jun 11, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 15, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Sep 24, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Sep 21, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2012 | — |
| 4/A | Primary document | Dec 15, 2011 | Dec 14, 2011 |
| 4 | Insider transaction | Dec 15, 2011 | Dec 14, 2011 |
| 3 | Initial insider ownership | Dec 15, 2011 | Jul 24, 2008 |
| 4 | Insider transaction | Dec 14, 2011 | Dec 14, 2011 |
| 4 | Insider transaction | Dec 14, 2011 | Dec 14, 2011 |
| 4 | Insider transaction | Dec 14, 2011 | Dec 14, 2011 |
| 4 | Insider transaction | Dec 14, 2011 | Dec 14, 2011 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 29, 2011 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 21, 2011 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 15, 2011 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2010 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2009 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2009 | — |
| 4 | Insider transaction | Dec 4, 2008 | Dec 3, 2008 |
| SC 13G | Ownership over 5% (passive) | Nov 20, 2008 | — |
| SC 13G/A | Amended ownership over 5% (passive) | May 15, 2008 | — |
| 4 | Insider transaction | Mar 14, 2008 | Mar 12, 2008 |
| 4 | Insider transaction | Mar 5, 2008 | Mar 4, 2008 |
| 4 | Insider transaction | Feb 21, 2008 | Feb 19, 2008 |
| 4 | Insider transaction | Feb 19, 2008 | Feb 15, 2008 |
| SC 13G | Ownership over 5% (passive) | Feb 19, 2008 | — |
| SC 13G | Ownership over 5% (passive) | Feb 14, 2008 | — |
| 4 | Insider transaction | Feb 14, 2008 | Feb 14, 2008 |
| SC 13G | Ownership over 5% (passive) | Feb 13, 2008 | — |
| 4 | Insider transaction | Nov 1, 2007 | Nov 1, 2007 |
| SC 13G | Ownership over 5% (passive) | Sep 28, 2007 | — |
| 4 | Insider transaction | May 3, 2007 | May 2, 2007 |
| 4 | Insider transaction | Mar 20, 2007 | Mar 19, 2007 |
| 4 | Insider transaction | Mar 13, 2007 | Mar 12, 2007 |
| 4 | Insider transaction | Feb 27, 2007 | Feb 23, 2007 |
| 4 | Insider transaction | Feb 22, 2007 | Feb 20, 2007 |
| 4 | Insider transaction | Feb 15, 2007 | Feb 15, 2007 |
| SC 13G | Ownership over 5% (passive) | Feb 14, 2007 | — |
| 4/A | Primary document | Feb 14, 2007 | Feb 13, 2007 |
| 4 | Insider transaction | Feb 14, 2007 | Feb 13, 2007 |
| 4 | Insider transaction | Jan 31, 2007 | Jan 30, 2007 |
| 4 | Insider transaction | Jan 10, 2007 | Jan 9, 2007 |
| 4 | Insider transaction | Jan 4, 2007 | Jan 4, 2007 |
| 4/A | Primary document | Dec 12, 2006 | Dec 11, 2006 |
| 4 | Insider transaction | Dec 12, 2006 | Dec 11, 2006 |
| 4 | Insider transaction | Nov 24, 2006 | Nov 22, 2006 |
| 4 | Insider transaction | Nov 17, 2006 | Nov 17, 2006 |
| 4 | Insider transaction | Nov 17, 2006 | Nov 15, 2006 |
| SC 13D/A | Amended ownership over 5% (active) | Nov 1, 2006 | — |
| 4 | Insider transaction | Oct 25, 2006 | Oct 24, 2006 |
| 4 | Insider transaction | Oct 19, 2006 | Oct 18, 2006 |
| 4 | Insider transaction | Sep 15, 2006 | Sep 13, 2006 |
| 4 | Insider transaction | Sep 15, 2006 | Sep 13, 2006 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Industry
- Wholesale-Electronic Parts & Equipment, NEC (SIC 5065)
- Listed as
- DCM (NYSE), UUU
- Fiscal year ends
- December 31
- Incorporated in
- MD
- Headquarters
- Owings Mills, MD
- SEC filer status
- Non-accelerated filer, Smaller reporting company
- SEC CIK
- 102109
- Former names
- UNIVERSAL SAFETY PRODUCTS, INC. (until Oct 15, 2026); UNIVERSAL SECURITY INSTRUMENTS INC (until Jun 6, 2025)
Other Wholesale-Electronic Parts & Equipment, NEC companies
- TE Connectivity plc TEL
- Arrow Electronics, Inc. ARW
- Avnet Inc AVT
- Ituran Location & Control Ltd. ITRN
- Eaco Corp EACO
- Richardson Electronics, Ltd. RELL
- First America Resources Corp MEGR
- Surge Components Inc SPRS
All 10 Wholesale-Electronic Parts & Equipment, NEC companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.