XAI Floating Rate & Alternative Income Trust SEC filings XFLT
XAI Floating Rate & Alternative Income Trust has 542 filings in SEC EDGAR's recent list, going back to Apr 7, 2017. The most recent current report (Form 8-K) was filed on Aug 10, 2026 (other events). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Oct 26, 2026 | Oct 23, 2026 |
| 4 | Insider transaction | Oct 22, 2026 | Oct 21, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 5, 2026 | — |
| 4 | Insider transaction | Feb 19, 2026 | Feb 19, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Jan 6, 2026 | — |
| 4 | Insider transaction | Dec 30, 2025 | Oct 1, 2025 |
| 4 | Insider transaction | Dec 30, 2025 | Oct 1, 2025 |
| 4 | Insider transaction | Dec 30, 2025 | Dec 24, 2025 |
| 4 | Insider transaction | Dec 30, 2025 | Oct 1, 2025 |
| 5 | Annual insider ownership | Nov 14, 2025 | Sep 30, 2025 |
| 5 | Annual insider ownership | Nov 14, 2025 | Sep 30, 2025 |
| 5 | Annual insider ownership | Nov 14, 2025 | Sep 30, 2025 |
| 5 | Annual insider ownership | Nov 13, 2025 | Sep 30, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Nov 7, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 5, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 5, 2025 | — |
| 4 | Insider transaction | Oct 27, 2025 | Oct 24, 2025 |
| 4 | Insider transaction | Sep 12, 2025 | Sep 11, 2025 |
| 3 | Initial insider ownership | Mar 20, 2025 | Feb 26, 2025 |
| 3 | Initial insider ownership | Feb 27, 2025 | Feb 26, 2025 |
| 4 | Insider transaction | Feb 21, 2025 | Feb 21, 2025 |
| 4 | Insider transaction | Feb 19, 2025 | Feb 19, 2025 |
| 4 | Insider transaction | Jan 16, 2025 | Dec 18, 2024 |
| 4 | Insider transaction | Jan 13, 2025 | Dec 18, 2024 |
| 4 | Insider transaction | Jan 13, 2025 | Dec 18, 2024 |
| 4 | Insider transaction | Jan 13, 2025 | Dec 18, 2024 |
| 4 | Insider transaction | Dec 20, 2024 | Dec 19, 2024 |
| 5 | Annual insider ownership | Nov 15, 2024 | Sep 30, 2024 |
| 5 | Annual insider ownership | Nov 15, 2024 | Sep 30, 2024 |
| 5 | Annual insider ownership | Nov 15, 2024 | Sep 30, 2024 |
| 5 | Annual insider ownership | Nov 14, 2024 | Sep 30, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 7, 2024 | — |
| 4 | Insider transaction | May 23, 2024 | May 21, 2024 |
| 4 | Insider transaction | May 10, 2024 | May 9, 2024 |
| 4 | Insider transaction | May 10, 2024 | May 9, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2024 | — |
| SC 13G | Ownership over 5% (passive) | Feb 8, 2024 | — |
| 3 | Initial insider ownership | Jan 3, 2024 | Jan 1, 2024 |
| 4 | Insider transaction | Dec 13, 2023 | Dec 11, 2023 |
| 4 | Insider transaction | Dec 13, 2023 | Dec 11, 2023 |
| 4 | Insider transaction | Dec 13, 2023 | Dec 11, 2023 |
| 4 | Insider transaction | Dec 13, 2023 | Dec 11, 2023 |
| 4 | Insider transaction | Dec 6, 2023 | Dec 5, 2023 |
| 4 | Insider transaction | Dec 6, 2023 | Dec 5, 2023 |
| 4 | Insider transaction | Nov 16, 2023 | Nov 13, 2023 |
| 4 | Insider transaction | Nov 16, 2023 | Nov 13, 2023 |
| 3 | Initial insider ownership | Oct 3, 2023 | Oct 2, 2023 |
| 5 | Annual insider ownership | Oct 2, 2023 | Sep 30, 2023 |
| 4 | Insider transaction | Jul 26, 2023 | Jul 24, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2023 | — |
| 4 | Insider transaction | Dec 23, 2022 | Dec 22, 2022 |
| 5 | Annual insider ownership | Nov 15, 2022 | Sep 30, 2022 |
| 4 | Insider transaction | Nov 15, 2022 | Nov 11, 2022 |
| 4 | Insider transaction | Nov 15, 2022 | Nov 11, 2022 |
| 4 | Insider transaction | Nov 14, 2022 | Nov 10, 2022 |
| 4 | Insider transaction | Nov 14, 2022 | Nov 10, 2022 |
| 4/A | Primary document | Nov 9, 2022 | Nov 8, 2022 |
| 4/A | Primary document | Nov 9, 2022 | Nov 8, 2022 |
| 4 | Insider transaction | Nov 9, 2022 | Nov 8, 2021 |
| 4 | Insider transaction | Nov 9, 2022 | Nov 8, 2021 |
| 4/A | Primary document | Nov 9, 2022 | Nov 3, 2022 |
| 4/A | Primary document | Nov 9, 2022 | Nov 3, 2022 |
| 4 | Insider transaction | Nov 4, 2022 | Nov 3, 2022 |
| 4 | Insider transaction | Nov 4, 2022 | Nov 3, 2022 |
| 4 | Insider transaction | Sep 23, 2022 | Sep 23, 2022 |
| 4 | Insider transaction | Sep 2, 2022 | Sep 2, 2022 |
| 4 | Insider transaction | Aug 22, 2022 | Aug 19, 2022 |
| 4 | Insider transaction | Apr 11, 2022 | Apr 8, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| 5/A | Primary document | Jan 7, 2022 | Sep 30, 2021 |
| 4 | Insider transaction | Dec 20, 2021 | Dec 20, 2021 |
| 5 | Annual insider ownership | Dec 20, 2021 | Sep 30, 2021 |
| 5 | Annual insider ownership | Dec 20, 2021 | Sep 30, 2021 |
| 5 | Annual insider ownership | Dec 17, 2021 | Sep 30, 2021 |
| 5/A | Primary document | Dec 17, 2021 | Sep 30, 2021 |
| 5 | Annual insider ownership | Dec 17, 2021 | Sep 30, 2021 |
| 4 | Insider transaction | Dec 9, 2021 | Dec 8, 2021 |
| 3 | Initial insider ownership | Sep 20, 2021 | Sep 9, 2021 |
| SC 13D | Ownership over 5% (active) | Sep 20, 2021 | — |
| 4 | Insider transaction | Jul 27, 2021 | Jul 27, 2021 |
| 4 | Insider transaction | Jul 22, 2021 | Jul 21, 2021 |
| 4 | Insider transaction | Jul 21, 2021 | Jul 21, 2021 |
| SC 13G | Ownership over 5% (passive) | Apr 22, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Apr 9, 2021 | — |
| 5 | Annual insider ownership | Dec 7, 2020 | Sep 30, 2020 |
| 5 | Annual insider ownership | Dec 3, 2020 | Sep 30, 2020 |
| 5 | Annual insider ownership | Dec 2, 2020 | Sep 30, 2020 |
| 3 | Initial insider ownership | Apr 16, 2020 | Apr 9, 2020 |
| 4 | Insider transaction | Mar 25, 2020 | Mar 24, 2020 |
| 4 | Insider transaction | Mar 23, 2020 | Mar 19, 2020 |
| 4 | Insider transaction | Mar 18, 2020 | Mar 18, 2020 |
| 4 | Insider transaction | Mar 16, 2020 | Mar 16, 2020 |
| 4 | Insider transaction | Mar 16, 2020 | Mar 16, 2020 |
| 4/A | Primary document | Mar 13, 2020 | Mar 12, 2020 |
| 4 | Insider transaction | Mar 12, 2020 | Mar 12, 2020 |
| 4 | Insider transaction | Mar 10, 2020 | Mar 10, 2020 |
| 3 | Initial insider ownership | Mar 9, 2020 | Feb 25, 2020 |
| 4 | Insider transaction | Mar 6, 2020 | Mar 6, 2020 |
| 3 | Initial insider ownership | Mar 6, 2020 | Feb 27, 2020 |
| 4 | Insider transaction | Jan 21, 2020 | Jan 21, 2020 |
| 4/A | Primary document | Jan 14, 2020 | Jan 9, 2020 |
| 5 | Annual insider ownership | Jan 13, 2020 | Sep 30, 2019 |
| 5 | Annual insider ownership | Jan 13, 2020 | Sep 30, 2019 |
| 4 | Insider transaction | Jan 13, 2020 | Jan 9, 2020 |
| 3 | Initial insider ownership | Dec 9, 2019 | Nov 21, 2019 |
| 4 | Insider transaction | Apr 3, 2019 | Apr 3, 2019 |
| 4 | Insider transaction | Jan 18, 2019 | Jan 18, 2019 |
| 4 | Insider transaction | Jan 15, 2019 | Jan 11, 2019 |
| 4 | Insider transaction | Dec 26, 2018 | Dec 26, 2018 |
| 4 | Insider transaction | Dec 21, 2018 | Dec 21, 2018 |
| 5 | Annual insider ownership | Dec 4, 2018 | Sep 30, 2018 |
| 4 | Insider transaction | Nov 6, 2018 | Oct 25, 2018 |
| 4 | Insider transaction | Oct 30, 2018 | Oct 29, 2018 |
| 4 | Insider transaction | Oct 12, 2018 | Oct 11, 2018 |
| 4 | Insider transaction | Oct 12, 2018 | Oct 11, 2018 |
| 4 | Insider transaction | Oct 11, 2018 | Oct 10, 2018 |
| 4 | Insider transaction | Oct 11, 2018 | Oct 10, 2018 |
| 4 | Insider transaction | Oct 9, 2018 | Oct 8, 2018 |
| 4 | Insider transaction | Oct 9, 2018 | Oct 8, 2018 |
| 4 | Insider transaction | Oct 9, 2018 | Oct 5, 2018 |
| 4 | Insider transaction | Oct 5, 2018 | Oct 4, 2018 |
| 4 | Insider transaction | Oct 5, 2018 | Oct 4, 2018 |
| 4 | Insider transaction | Oct 4, 2018 | Oct 3, 2018 |
| 4 | Insider transaction | Oct 4, 2018 | Oct 3, 2018 |
| 4 | Insider transaction | Oct 3, 2018 | Oct 2, 2018 |
| 4 | Insider transaction | Oct 3, 2018 | Oct 2, 2018 |
| 4 | Insider transaction | Oct 2, 2018 | Oct 1, 2018 |
| 4 | Insider transaction | Oct 2, 2018 | Oct 1, 2018 |
| 4 | Insider transaction | Oct 1, 2018 | Sep 26, 2018 |
| 4 | Insider transaction | Oct 1, 2018 | Sep 26, 2018 |
| 4 | Insider transaction | Sep 28, 2018 | Sep 27, 2018 |
| 4 | Insider transaction | Sep 28, 2018 | Sep 27, 2018 |
| 4 | Insider transaction | Sep 26, 2018 | Sep 25, 2018 |
| 4 | Insider transaction | Sep 26, 2018 | Sep 25, 2018 |
| 4 | Insider transaction | Sep 21, 2018 | Sep 20, 2018 |
| 4 | Insider transaction | Sep 21, 2018 | Sep 20, 2018 |
| 4 | Insider transaction | Sep 20, 2018 | Sep 19, 2018 |
| 4 | Insider transaction | Sep 20, 2018 | Sep 19, 2018 |
| 4 | Insider transaction | Sep 19, 2018 | Sep 18, 2018 |
| 4 | Insider transaction | Sep 19, 2018 | Sep 18, 2018 |
| 4 | Insider transaction | Sep 18, 2018 | Sep 17, 2018 |
| 4 | Insider transaction | Sep 18, 2018 | Sep 17, 2018 |
| 4 | Insider transaction | Sep 17, 2018 | Sep 14, 2018 |
| 4 | Insider transaction | Sep 17, 2018 | Sep 14, 2018 |
| 4 | Insider transaction | Sep 14, 2018 | Sep 13, 2018 |
| 4 | Insider transaction | Sep 14, 2018 | Sep 13, 2018 |
| 4 | Insider transaction | Sep 13, 2018 | Sep 10, 2018 |
| 4 | Insider transaction | Sep 13, 2018 | Sep 12, 2018 |
| 4 | Insider transaction | Sep 13, 2018 | Sep 12, 2018 |
| 4 | Insider transaction | Sep 13, 2018 | Sep 12, 2018 |
| 4 | Insider transaction | Sep 12, 2018 | Sep 11, 2018 |
| 4 | Insider transaction | Sep 12, 2018 | Sep 11, 2018 |
| 4 | Insider transaction | Sep 12, 2018 | Sep 11, 2018 |
| 4 | Insider transaction | Sep 11, 2018 | Sep 10, 2018 |
| 4 | Insider transaction | Sep 11, 2018 | Sep 10, 2018 |
| 4 | Insider transaction | Sep 10, 2018 | Sep 10, 2018 |
| 4 | Insider transaction | Sep 10, 2018 | Sep 7, 2018 |
| 4 | Insider transaction | Sep 10, 2018 | Sep 7, 2018 |
| 4 | Insider transaction | Sep 7, 2018 | Sep 6, 2018 |
| 4 | Insider transaction | Sep 7, 2018 | Sep 6, 2018 |
| 4 | Insider transaction | Sep 6, 2018 | Sep 5, 2018 |
| 4 | Insider transaction | Sep 6, 2018 | Sep 5, 2018 |
| 4 | Insider transaction | Sep 5, 2018 | Sep 4, 2018 |
| 4 | Insider transaction | Sep 5, 2018 | Sep 4, 2018 |
| 4 | Insider transaction | Sep 4, 2018 | Aug 31, 2018 |
| 4 | Insider transaction | Sep 4, 2018 | Aug 31, 2018 |
| 4 | Insider transaction | Aug 31, 2018 | Aug 30, 2018 |
| 4 | Insider transaction | Aug 30, 2018 | Aug 28, 2018 |
| 4 | Insider transaction | Aug 30, 2018 | Aug 28, 2018 |
| 4 | Insider transaction | Aug 30, 2018 | Aug 29, 2018 |
| 4/A | Primary document | Mar 22, 2018 | Mar 20, 2018 |
| 4/A | Primary document | Mar 22, 2018 | Mar 20, 2018 |
| 4 | Insider transaction | Mar 21, 2018 | Mar 20, 2018 |
| 4 | Insider transaction | Mar 20, 2018 | Mar 20, 2018 |
| 4 | Insider transaction | Mar 20, 2018 | Mar 20, 2018 |
| 4 | Insider transaction | Feb 8, 2018 | Feb 7, 2018 |
| 4 | Insider transaction | Feb 8, 2018 | Feb 7, 2018 |
| 3 | Initial insider ownership | Jan 17, 2018 | Jan 2, 2018 |
| 3 | Initial insider ownership | Jan 17, 2018 | Jan 2, 2018 |
| 4 | Insider transaction | Jan 2, 2018 | Dec 22, 2017 |
| 4 | Insider transaction | Jan 2, 2018 | Dec 29, 2017 |
| 4 | Insider transaction | Sep 29, 2017 | Sep 28, 2017 |
| 3 | Initial insider ownership | Sep 29, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 28, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 28, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 28, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 27, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 27, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 27, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 27, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 27, 2017 | Sep 27, 2017 |
| 3/A | Primary document | Sep 27, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 27, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 27, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 27, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 27, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 27, 2017 | Sep 27, 2017 |
| 3 | Initial insider ownership | Sep 27, 2017 | Sep 27, 2017 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- XFLT (NYSE)
- Fiscal year ends
- September 30
- Incorporated in
- DE
- Headquarters
- Chicago, IL
- SEC CIK
- 1703079
- Former names
- XAI Octagon Floating Rate & Alternative Income Trust (until Jun 5, 2026); XAI Octagon Floating Rate & Alternative Income Term Trust (until Feb 2, 2024); XAI Octagon Floating Rate Alternative Income Term Trust (until Sep 1, 2017); XAI Octagon Floating Rate Income & Credit Alternative Trust (until Apr 7, 2017)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.