XAI Floating Rate & Alternative Income Trust SEC filings XFLT
XAI Floating Rate & Alternative Income Trust has 542 filings in SEC EDGAR's recent list, going back to Apr 7, 2017. The most recent current report (Form 8-K) was filed on Aug 10, 2026 (other events). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Oct 26, 2026 | Oct 23, 2026 |
| 4 | Insider transaction | Oct 22, 2026 | Oct 21, 2026 |
| SC TO-I/A | Filing | Oct 21, 2026 | — |
| SC TO-I/A | Filing | Oct 20, 2026 | — |
| SC TO-I | Filing | Sep 18, 2026 | — |
| 40-APP | Filing | Sep 17, 2026 | — |
| NPORT-P | Filing | Aug 28, 2026 | Jun 30, 2026 |
| N-PX | Filing | Aug 14, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Other events
|
Aug 10, 2026 | Aug 6, 2026 |
| DEFA14A | Additional proxy material | Aug 5, 2026 | — |
| DEFA14A | Additional proxy material | Aug 5, 2026 | — |
| DEFA14A | Additional proxy material | Aug 4, 2026 | — |
| DEFA14A | Additional proxy material | Aug 4, 2026 | — |
| DEFA14A | Additional proxy material | Aug 4, 2026 | — |
| DEFA14A | Additional proxy material | Aug 4, 2026 | — |
| DEFA14A | Additional proxy material | Aug 3, 2026 | — |
| DEFA14A | Additional proxy material | Aug 3, 2026 | — |
| DEFA14A | Additional proxy material | Aug 3, 2026 | — |
| DEFA14A | Additional proxy material | Aug 3, 2026 | — |
| DEFA14A | Additional proxy material | Aug 3, 2026 | — |
| DFAN14A | Definitive additional materials | Aug 3, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 31, 2026 | — |
| DEFA14A | Additional proxy material | Jul 31, 2026 | — |
| DEFA14A | Additional proxy material | Jul 31, 2026 | — |
| DEFA14A | Additional proxy material | Jul 31, 2026 | — |
| DEFA14A | Additional proxy material | Jul 31, 2026 | — |
| DEFA14A | Additional proxy material | Jul 31, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 30, 2026 | — |
| 8-K |
Current report
Other events
|
Jul 30, 2026 | Jul 30, 2026 |
| DEFA14A | Additional proxy material | Jul 30, 2026 | — |
| DEFA14A | Additional proxy material | Jul 30, 2026 | — |
| DEFA14A | Additional proxy material | Jul 29, 2026 | — |
| DEFA14A | Additional proxy material | Jul 28, 2026 | — |
| DEFA14A | Additional proxy material | Jul 28, 2026 | — |
| DEFA14A | Additional proxy material | Jul 28, 2026 | — |
| DEFA14A | Additional proxy material | Jul 28, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 28, 2026 | — |
| DEFA14A | Additional proxy material | Jul 27, 2026 | — |
| DEFA14A | Additional proxy material | Jul 27, 2026 | — |
| DEFA14A | Additional proxy material | Jul 27, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 27, 2026 | — |
| DEFA14A | Additional proxy material | Jul 24, 2026 | — |
| DEFA14A | Additional proxy material | Jul 24, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 23, 2026 | — |
| DEFA14A | Additional proxy material | Jul 23, 2026 | — |
| DEFA14A | Additional proxy material | Jul 23, 2026 | — |
| DEFA14A | Additional proxy material | Jul 23, 2026 | — |
| DEFA14A | Additional proxy material | Jul 22, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 22, 2026 | — |
| DEFA14A | Additional proxy material | Jul 22, 2026 | — |
| DEFA14A | Additional proxy material | Jul 22, 2026 | — |
| DEFA14A | Additional proxy material | Jul 22, 2026 | — |
| DEFA14A | Additional proxy material | Jul 21, 2026 | — |
| DEFA14A | Additional proxy material | Jul 21, 2026 | — |
| DEFA14A | Additional proxy material | Jul 21, 2026 | — |
| DEFA14A | Additional proxy material | Jul 21, 2026 | — |
| DEFA14A | Additional proxy material | Jul 21, 2026 | — |
| DEFA14A | Additional proxy material | Jul 20, 2026 | — |
| DEFA14A | Additional proxy material | Jul 20, 2026 | — |
| DEFA14A | Additional proxy material | Jul 20, 2026 | — |
| DEFA14A | Additional proxy material | Jul 20, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 20, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 20, 2026 | — |
| DEFA14A | Additional proxy material | Jul 17, 2026 | — |
| DEFA14A | Additional proxy material | Jul 17, 2026 | — |
| DEFA14A | Additional proxy material | Jul 17, 2026 | — |
| DEFA14A | Additional proxy material | Jul 17, 2026 | — |
| DEFA14A | Additional proxy material | Jul 16, 2026 | — |
| DEFA14A | Additional proxy material | Jul 16, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 15, 2026 | — |
| DEFA14A | Additional proxy material | Jul 13, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 13, 2026 | — |
| DEFA14A | Additional proxy material | Jul 13, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 13, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 9, 2026 | — |
| DEFC14A | Proxy statement | Jul 9, 2026 | — |
| DEFA14A | Additional proxy material | Jul 1, 2026 | — |
| PREC14A | Filing | Jun 29, 2026 | — |
| DFAN14A | Soliciting material pursuant to 240.14a-12 | Jun 29, 2026 | — |
| DEFA14A | Additional proxy material | Jun 24, 2026 | — |
| DEF 14A | Proxy statement | Jun 23, 2026 | Jul 30, 2026 |
| DEFA14A | Additional proxy material | Jun 22, 2026 | — |
| N-CSRS | Filing | Jun 5, 2026 | Mar 31, 2026 |
| PRE 14A | Preliminary proxy statement | May 29, 2026 | May 29, 2026 |
| 8-K |
Current report
Other events
|
May 29, 2026 | May 29, 2026 |
| NPORT-P | Filing | May 28, 2026 | Mar 31, 2026 |
| DEFA14A | Additional proxy material | May 19, 2026 | — |
| 8-K |
Current report
Other events
|
May 19, 2026 | May 14, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 5, 2026 | — |
| DEF 14A | Proxy statement | Apr 6, 2026 | May 7, 2026 |
| NPORT-P | Filing | Feb 26, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Feb 19, 2026 | Feb 19, 2026 |
| 8-K |
Current report
Other events
|
Jan 30, 2026 | Jan 30, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Jan 6, 2026 | — |
| 4 | Insider transaction | Dec 30, 2025 | Oct 1, 2025 |
| 8-K |
Current report
Bylaw or fiscal year change, Other events
|
Dec 30, 2025 | Dec 29, 2025 |
| N-23C-2 | Filing | Dec 30, 2025 | Dec 30, 2025 |
| 4 | Insider transaction | Dec 30, 2025 | Oct 1, 2025 |
| 4 | Insider transaction | Dec 30, 2025 | Dec 24, 2025 |
| 4 | Insider transaction | Dec 30, 2025 | Oct 1, 2025 |
| 8-K |
Current report
Unregistered share sale
|
Dec 19, 2025 | Dec 18, 2025 |
| N-CEN | Filing | Dec 15, 2025 | Sep 30, 2025 |
| N-CSR | Filing | Dec 1, 2025 | Sep 30, 2025 |
| NPORT-P | Filing | Nov 26, 2025 | Sep 30, 2025 |
| 5 | Annual insider ownership | Nov 14, 2025 | Sep 30, 2025 |
| 5 | Annual insider ownership | Nov 14, 2025 | Sep 30, 2025 |
| 5 | Annual insider ownership | Nov 14, 2025 | Sep 30, 2025 |
| 5 | Annual insider ownership | Nov 13, 2025 | Sep 30, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Nov 7, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 5, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 5, 2025 | — |
| 25-NSE | Delisting notice | Oct 31, 2025 | — |
| 4 | Insider transaction | Oct 27, 2025 | Oct 24, 2025 |
| 8-K |
Current report
Material agreement, Unregistered share sale, Bylaw or fiscal year change
|
Oct 23, 2025 | Oct 21, 2025 |
| 8-K |
Current report
Other events
|
Oct 10, 2025 | Oct 10, 2025 |
| N-23C-2 | Filing | Oct 1, 2025 | Sep 30, 2025 |
| 40-17G | Filing | Sep 25, 2025 | — |
| 4 | Insider transaction | Sep 12, 2025 | Sep 11, 2025 |
| NPORT-P | Filing | Aug 28, 2025 | Jun 30, 2025 |
| N-PX | Filing | Aug 12, 2025 | Jun 30, 2025 |
| EFFECT | Filing | Jul 1, 2025 | — |
| N-2/A | Filing | Jun 16, 2025 | — |
| N-CSRS | Filing | Jun 6, 2025 | Mar 31, 2025 |
| NPORT-P | Filing | May 29, 2025 | Mar 31, 2025 |
| DEF 14A | Proxy statement | May 8, 2025 | Jun 4, 2025 |
| 8-K |
Current report
Material agreement
|
Mar 26, 2025 | Mar 21, 2025 |
| 3 | Initial insider ownership | Mar 20, 2025 | Feb 26, 2025 |
| 3 | Initial insider ownership | Feb 27, 2025 | Feb 26, 2025 |
| NPORT-P | Filing | Feb 26, 2025 | Dec 31, 2024 |
| 4 | Insider transaction | Feb 21, 2025 | Feb 21, 2025 |
| 4 | Insider transaction | Feb 19, 2025 | Feb 19, 2025 |
| N-2 | Filing | Jan 24, 2025 | — |
| 4 | Insider transaction | Jan 16, 2025 | Dec 18, 2024 |
| 4 | Insider transaction | Jan 13, 2025 | Dec 18, 2024 |
| 4 | Insider transaction | Jan 13, 2025 | Dec 18, 2024 |
| 4 | Insider transaction | Jan 13, 2025 | Dec 18, 2024 |
| 4 | Insider transaction | Dec 20, 2024 | Dec 19, 2024 |
| N-CEN | Filing | Dec 13, 2024 | Sep 30, 2024 |
| N-CSR | Filing | Dec 3, 2024 | Sep 30, 2024 |
| NPORT-P | Filing | Nov 27, 2024 | Sep 30, 2024 |
| 5 | Annual insider ownership | Nov 15, 2024 | Sep 30, 2024 |
| 5 | Annual insider ownership | Nov 15, 2024 | Sep 30, 2024 |
| 5 | Annual insider ownership | Nov 15, 2024 | Sep 30, 2024 |
| 5 | Annual insider ownership | Nov 14, 2024 | Sep 30, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 7, 2024 | — |
| 8-K |
Current report
Unregistered share sale
|
Oct 11, 2024 | Oct 10, 2024 |
| 8-K |
Current report
Unregistered share sale
|
Oct 2, 2024 | Oct 1, 2024 |
| 8-K |
Current report
Unregistered share sale
|
Sep 23, 2024 | Sep 20, 2024 |
| 40-17G | Filing | Sep 6, 2024 | — |
| NPORT-P | Filing | Aug 28, 2024 | Jun 30, 2024 |
| N-PX | Filing | Aug 22, 2024 | Jun 30, 2024 |
| 8-K |
Current report
Unregistered share sale
|
Aug 1, 2024 | Jul 31, 2024 |
| 8-K |
Current report
Material agreement, Unregistered share sale, Bylaw or fiscal year change, Regulation FD disclosure
|
Jun 14, 2024 | Jun 10, 2024 |
| 8-K |
Current report
Material agreement, Other events
|
Jun 5, 2024 | Jun 5, 2024 |
| 424B2 | Prospectus | Jun 4, 2024 | — |
| N-CSRS | Filing | May 29, 2024 | Mar 31, 2024 |
| NPORT-P | Filing | May 28, 2024 | Mar 31, 2024 |
| 4 | Insider transaction | May 23, 2024 | May 21, 2024 |
| 4 | Insider transaction | May 10, 2024 | May 9, 2024 |
| 4 | Insider transaction | May 10, 2024 | May 9, 2024 |
| DEF 14A | Proxy statement | Apr 12, 2024 | May 21, 2024 |
| 8-K |
Current report
Material agreement, Agreement ended
|
Apr 9, 2024 | Apr 3, 2024 |
| 8-K |
Current report
Unregistered share sale
|
Apr 5, 2024 | Apr 4, 2024 |
| 8-K |
Current report
Unregistered share sale
|
Feb 29, 2024 | Feb 28, 2024 |
| NPORT-P | Filing | Feb 26, 2024 | Dec 31, 2023 |
| 8-K |
Current report
Unregistered share sale
|
Feb 14, 2024 | Feb 14, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2024 | — |
| 424B2 | Prospectus | Feb 9, 2024 | — |
| SC 13G | Ownership over 5% (passive) | Feb 8, 2024 | — |
| 8-K |
Current report
Material agreement, Regulation FD disclosure, Other events
|
Feb 2, 2024 | Feb 1, 2024 |
| 424B2 | Prospectus | Feb 2, 2024 | — |
| 424B2 | Prospectus | Feb 2, 2024 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Jan 25, 2024 | Jan 24, 2024 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Jan 4, 2024 | Jan 1, 2024 |
| 3 | Initial insider ownership | Jan 3, 2024 | Jan 1, 2024 |
| DEFA14A | Additional proxy material | Dec 20, 2023 | — |
| DEFA14A | Additional proxy material | Dec 20, 2023 | — |
| DEFA14A | Additional proxy material | Dec 20, 2023 | — |
| 4 | Insider transaction | Dec 13, 2023 | Dec 11, 2023 |
| 4 | Insider transaction | Dec 13, 2023 | Dec 11, 2023 |
| 4 | Insider transaction | Dec 13, 2023 | Dec 11, 2023 |
| 4 | Insider transaction | Dec 13, 2023 | Dec 11, 2023 |
| N-CEN | Filing | Dec 12, 2023 | Sep 30, 2023 |
| 4 | Insider transaction | Dec 6, 2023 | Dec 5, 2023 |
| 4 | Insider transaction | Dec 6, 2023 | Dec 5, 2023 |
| DEFA14A | Additional proxy material | Dec 5, 2023 | — |
| DEFA14A | Additional proxy material | Dec 1, 2023 | — |
| N-CSR | Filing | Nov 29, 2023 | Sep 30, 2023 |
| NPORT-P | Filing | Nov 28, 2023 | Sep 30, 2023 |
| DEFA14A | Additional proxy material | Nov 17, 2023 | — |
| 4 | Insider transaction | Nov 16, 2023 | Nov 13, 2023 |
| 4 | Insider transaction | Nov 16, 2023 | Nov 13, 2023 |
| DEF 14A | Proxy statement | Nov 8, 2023 | Dec 19, 2023 |
| 8-K |
Current report
Material agreement, Bylaw or fiscal year change, Regulation FD disclosure
|
Nov 7, 2023 | Nov 6, 2023 |
| 40-17G | Filing | Oct 30, 2023 | — |
| PRE 14A | Preliminary proxy statement | Oct 26, 2023 | Oct 26, 2023 |
| DEFA14A | Additional proxy material | Oct 26, 2023 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 26, 2023 | Oct 26, 2023 |
| 8-K |
Current report
Material agreement, Agreement ended, Other events
|
Oct 10, 2023 | Oct 1, 2023 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- XFLT (NYSE)
- Fiscal year ends
- September 30
- Incorporated in
- DE
- Headquarters
- Chicago, IL
- SEC CIK
- 1703079
- Former names
- XAI Octagon Floating Rate & Alternative Income Trust (until Jun 5, 2026); XAI Octagon Floating Rate & Alternative Income Term Trust (until Feb 2, 2024); XAI Octagon Floating Rate Alternative Income Term Trust (until Sep 1, 2017); XAI Octagon Floating Rate Income & Credit Alternative Trust (until Apr 7, 2017)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.