XAI Floating Rate & Alternative Income Trust SEC filings XFLT
XAI Floating Rate & Alternative Income Trust has 542 filings in SEC EDGAR's recent list, going back to Apr 7, 2017. The most recent current report (Form 8-K) was filed on Aug 10, 2026 (other events). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| SC TO-I/A | Filing | Oct 21, 2026 | — |
| SC TO-I/A | Filing | Oct 20, 2026 | — |
| SC TO-I | Filing | Sep 18, 2026 | — |
| 40-APP | Filing | Sep 17, 2026 | — |
| NPORT-P | Filing | Aug 28, 2026 | Jun 30, 2026 |
| N-PX | Filing | Aug 14, 2026 | Jun 30, 2026 |
| DFAN14A | Definitive additional materials | Aug 3, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 31, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 30, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 28, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 27, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 23, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 22, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 20, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 20, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 15, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 13, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 13, 2026 | — |
| DFAN14A | Definitive additional materials | Jul 9, 2026 | — |
| DEFC14A | Proxy statement | Jul 9, 2026 | — |
| PREC14A | Filing | Jun 29, 2026 | — |
| DFAN14A | Soliciting material pursuant to 240.14a-12 | Jun 29, 2026 | — |
| N-CSRS | Filing | Jun 5, 2026 | Mar 31, 2026 |
| NPORT-P | Filing | May 28, 2026 | Mar 31, 2026 |
| NPORT-P | Filing | Feb 26, 2026 | Dec 31, 2025 |
| N-23C-2 | Filing | Dec 30, 2025 | Dec 30, 2025 |
| N-CEN | Filing | Dec 15, 2025 | Sep 30, 2025 |
| N-CSR | Filing | Dec 1, 2025 | Sep 30, 2025 |
| NPORT-P | Filing | Nov 26, 2025 | Sep 30, 2025 |
| 25-NSE | Delisting notice | Oct 31, 2025 | — |
| N-23C-2 | Filing | Oct 1, 2025 | Sep 30, 2025 |
| 40-17G | Filing | Sep 25, 2025 | — |
| NPORT-P | Filing | Aug 28, 2025 | Jun 30, 2025 |
| N-PX | Filing | Aug 12, 2025 | Jun 30, 2025 |
| EFFECT | Filing | Jul 1, 2025 | — |
| N-2/A | Filing | Jun 16, 2025 | — |
| N-CSRS | Filing | Jun 6, 2025 | Mar 31, 2025 |
| NPORT-P | Filing | May 29, 2025 | Mar 31, 2025 |
| NPORT-P | Filing | Feb 26, 2025 | Dec 31, 2024 |
| N-2 | Filing | Jan 24, 2025 | — |
| N-CEN | Filing | Dec 13, 2024 | Sep 30, 2024 |
| N-CSR | Filing | Dec 3, 2024 | Sep 30, 2024 |
| NPORT-P | Filing | Nov 27, 2024 | Sep 30, 2024 |
| 40-17G | Filing | Sep 6, 2024 | — |
| NPORT-P | Filing | Aug 28, 2024 | Jun 30, 2024 |
| N-PX | Filing | Aug 22, 2024 | Jun 30, 2024 |
| N-CSRS | Filing | May 29, 2024 | Mar 31, 2024 |
| NPORT-P | Filing | May 28, 2024 | Mar 31, 2024 |
| NPORT-P | Filing | Feb 26, 2024 | Dec 31, 2023 |
| N-CEN | Filing | Dec 12, 2023 | Sep 30, 2023 |
| N-CSR | Filing | Nov 29, 2023 | Sep 30, 2023 |
| NPORT-P | Filing | Nov 28, 2023 | Sep 30, 2023 |
| 40-17G | Filing | Oct 30, 2023 | — |
| NPORT-P | Filing | Aug 25, 2023 | Jun 30, 2023 |
| N-PX | Filing | Aug 11, 2023 | Jun 30, 2023 |
| NPORT-P | Filing | May 26, 2023 | Mar 31, 2023 |
| N-CSRS | Filing | May 24, 2023 | — |
| NPORT-P | Filing | Feb 28, 2023 | Dec 31, 2022 |
| N-CEN | Filing | Dec 14, 2022 | Sep 30, 2022 |
| N-CSR | Filing | Dec 1, 2022 | — |
| NPORT-P | Filing | Nov 28, 2022 | Sep 30, 2022 |
| 40-17G | Filing | Oct 7, 2022 | — |
| NPORT-P | Filing | Aug 17, 2022 | Jun 30, 2022 |
| N-PX | Filing | Aug 16, 2022 | Jun 30, 2022 |
| NPORT-P | Filing | May 26, 2022 | Mar 31, 2022 |
| N-CSRS | Filing | May 26, 2022 | Mar 31, 2022 |
| NPORT-P | Filing | Feb 23, 2022 | Dec 31, 2021 |
| EFFECT | Filing | Jan 24, 2022 | — |
| N-2/A | Filing | Jan 21, 2022 | — |
| CORRESP | Letter to the SEC | Jan 18, 2022 | — |
| N-CEN | Filing | Dec 14, 2021 | Sep 30, 2021 |
| N-2 | Filing | Dec 7, 2021 | — |
| N-CSR | Filing | Nov 29, 2021 | Sep 30, 2021 |
| NPORT-P | Filing | Nov 24, 2021 | Sep 30, 2021 |
| 40-17G | Filing | Oct 14, 2021 | — |
| N-PX | Filing | Aug 26, 2021 | Jun 30, 2021 |
| NPORT-P | Filing | Aug 16, 2021 | Jun 30, 2021 |
| 497AD | Filing | Jul 21, 2021 | — |
| 497AD | Filing | Jul 20, 2021 | — |
| N-CSRS | Filing | May 26, 2021 | Mar 31, 2021 |
| NPORT-P | Filing | May 26, 2021 | Mar 31, 2021 |
| CERT | Nyse certification | Mar 30, 2021 | — |
| 8-A12B | Filing | Mar 26, 2021 | — |
| 497AD | Filing | Mar 24, 2021 | — |
| 497AD | Filing | Mar 23, 2021 | — |
| 497AD | Filing | Feb 25, 2021 | — |
| 497AD | Filing | Feb 24, 2021 | — |
| NPORT-P | Filing | Feb 24, 2021 | Dec 31, 2020 |
| EFFECT | Filing | Feb 2, 2021 | — |
| N-2/A | Filing | Feb 2, 2021 | — |
| N-2/A | Filing | Feb 1, 2021 | — |
| CORRESP | Letter to the SEC | Jan 25, 2021 | — |
| N-2 | Filing | Dec 18, 2020 | — |
| POS EX | Filing | Dec 7, 2020 | — |
| N-CEN | Filing | Dec 4, 2020 | Sep 30, 2020 |
| N-CSR | Filing | Dec 2, 2020 | Sep 30, 2020 |
| NPORT-P | Filing | Nov 27, 2020 | Sep 30, 2020 |
| 40-17G | Filing | Oct 15, 2020 | — |
| CORRESP | Letter to the SEC | Oct 7, 2020 | — |
| NPORT-P | Filing | Aug 11, 2020 | Jun 30, 2020 |
| N-PX | Filing | Aug 3, 2020 | Jun 30, 2020 |
| 497 | Filing | Jun 11, 2020 | — |
| NPORT-P | Filing | May 28, 2020 | Mar 31, 2020 |
| N-CSRS | Filing | May 26, 2020 | Mar 31, 2020 |
| 497 | Filing | Mar 3, 2020 | — |
| N-Q | Filing | Feb 25, 2020 | Dec 31, 2019 |
| 497 | Filing | Feb 14, 2020 | — |
| POS EX | Filing | Jan 17, 2020 | — |
| 497 | Filing | Jan 17, 2020 | — |
| 497 | Xai octagon floating rate & alternative income term fund | Jan 3, 2020 | — |
| 486BPOS | Xai octagon floating rate & alternative income term trust | Jan 3, 2020 | — |
| N-CEN/A | Filing | Dec 16, 2019 | Sep 30, 2019 |
| N-CSR/A | Filing | Dec 6, 2019 | Sep 30, 2019 |
| N-CEN | Filing | Dec 4, 2019 | Sep 30, 2019 |
| N-CSR | Filing | Dec 2, 2019 | Sep 30, 2019 |
| 40-17G | Filing | Nov 26, 2019 | — |
| POS EX | Xai octagon floating rate & alternative income term trust | Nov 15, 2019 | — |
| 497 | Xai octagon floating rate & alternative income term fund | Nov 15, 2019 | — |
| 497AD | Xai octagon floating rate & alternative income term trust | Nov 15, 2019 | — |
| 497 | Xai octagon floating rate & alternative income term fund | Nov 14, 2019 | — |
| 497AD | Xai octagon floating rate & alternative income term trust | Nov 14, 2019 | — |
| N-Q | Filing | Aug 19, 2019 | Jun 30, 2019 |
| N-PX | Filing | Aug 13, 2019 | Jun 30, 2019 |
| N-CSRS | Filing | May 24, 2019 | Mar 31, 2019 |
| POS EX | Xai octagon floating rate & alternative income term trust | Mar 28, 2019 | — |
| 497 | Xai octagon floating rate & alternative income term fund | Mar 28, 2019 | — |
| EFFECT | Filing | Mar 12, 2019 | — |
| CORRESP | Letter to the SEC | Mar 7, 2019 | — |
| N-2/A | Xai octagon floating rate & alternative income term trust | Mar 7, 2019 | — |
| CORRESP | Letter to the SEC | Mar 7, 2019 | — |
| N-Q | Filing | Feb 20, 2019 | Dec 31, 2018 |
| N-2/A | Xai octagon floating rate & alternative income term trust | Jan 23, 2019 | — |
| CORRESP | Letter to the SEC | Jan 22, 2019 | — |
| N-CEN | Filing | Dec 12, 2018 | Sep 30, 2018 |
| N-CSR | Filing | Dec 7, 2018 | Sep 30, 2018 |
| 40-17G | Filing | Oct 15, 2018 | — |
| N-2 | Xai octagon floating rate & alternative income term trust | Oct 1, 2018 | — |
| N-Q | Filing | Aug 27, 2018 | Jun 30, 2018 |
| N-PX | Filing | Aug 27, 2018 | Jun 30, 2018 |
| N-CSRS | Filing | Jun 6, 2018 | Mar 31, 2018 |
| NSAR-A | Filing | May 30, 2018 | Mar 31, 2018 |
| N-Q | Filing | Feb 28, 2018 | Dec 31, 2017 |
| 40-17G | Filing | Feb 1, 2018 | — |
| N-CSR | Filing | Dec 7, 2017 | Sep 30, 2017 |
| NSAR-B | Filing | Nov 29, 2017 | Sep 30, 2017 |
| 497 | Xai octagon floating rate & alternative income term trust | Sep 27, 2017 | — |
| EFFECT | Filing | Sep 26, 2017 | — |
| AW | Xai octagon floating rate & alternative income term trust | Sep 26, 2017 | — |
| CERTNYS | Auto-generated paper document | Sep 25, 2017 | — |
| N-2/A | Xai octagon floating rate & alternative income term trust | Sep 25, 2017 | — |
| N-2/A | Xai octagon floating rate & alternative income term trust | Sep 25, 2017 | — |
| CORRESP | Letter to the SEC | Sep 22, 2017 | — |
| 8-A12B | Xai octagon floating rate alternative income term trust | Sep 22, 2017 | — |
| N-2/A | Xai octagon floating rate & alternative income term trust | Sep 1, 2017 | — |
| CORRESP | Letter to the SEC | Sep 1, 2017 | — |
| UPLOAD | Letter from the SEC | Aug 29, 2017 | — |
| N-2/A | Xai octagon floating rate alternative income term trust | Aug 28, 2017 | — |
| CORRESP | Letter to the SEC | Aug 25, 2017 | — |
| CORRESP | Letter to the SEC | Jul 18, 2017 | — |
| N-2/A | Filing | Jul 18, 2017 | — |
| N-2 | Form n-2 for xai octagon floating rate income & credit alternative trust | Apr 7, 2017 | — |
| N-8A | Form n-8a | Apr 7, 2017 | — |
Showing 162 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- XFLT (NYSE)
- Fiscal year ends
- September 30
- Incorporated in
- DE
- Headquarters
- Chicago, IL
- SEC CIK
- 1703079
- Former names
- XAI Octagon Floating Rate & Alternative Income Trust (until Jun 5, 2026); XAI Octagon Floating Rate & Alternative Income Term Trust (until Feb 2, 2024); XAI Octagon Floating Rate Alternative Income Term Trust (until Sep 1, 2017); XAI Octagon Floating Rate Income & Credit Alternative Trust (until Apr 7, 2017)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.