SWK Holdings Corp SEC filings SWKHL
SWK Holdings Corp has 1,000 filings in SEC EDGAR's recent list, going back to May 23, 2005. Its latest annual report, Form 10-K, was filed on Mar 20, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 6, 2025, covering the quarter ended Sep 30, 2025. The most recent current report (Form 8-K) was filed on Apr 6, 2026 (material agreement, agreement ended, acquisition or sale of assets, listing notice, change to shareholder rights, change in control, officer or director change, bylaw or fiscal year change). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 15-12G | Deregistration | Apr 16, 2026 | — |
| EFFECT | Filing | Apr 8, 2026 | — |
| EFFECT | Filing | Apr 8, 2026 | — |
| 25-NSE | Delisting notice | Apr 6, 2026 | — |
| 425 | Filing | Mar 31, 2026 | — |
| 425 | Filing | Dec 4, 2025 | — |
| 425 | Filing | Nov 10, 2025 | — |
| 425 | Filing | Nov 7, 2025 | — |
| 425 | Filing | Nov 7, 2025 | — |
| 425 | Filing | Oct 14, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| DEFR14A | Filing | Apr 30, 2025 | — |
| ANNLRPT | Filing | Apr 29, 2025 | Dec 31, 2024 |
| 8-A12B | Filing | Oct 3, 2023 | — |
| CERT | Filing | Oct 3, 2023 | — |
| EFFECT | Filing | Sep 28, 2023 | — |
| CORRESP | Letter to the SEC | Sep 26, 2023 | — |
| CORRESP | Letter to the SEC | Sep 26, 2023 | — |
| UPLOAD | Letter from the SEC | Sep 21, 2023 | — |
| 8-A12G/A | Filing | Aug 15, 2022 | — |
| EFFECT | Filing | May 27, 2022 | — |
| CORRESP | Letter to the SEC | May 25, 2022 | — |
| UPLOAD | Letter from the SEC | May 23, 2022 | — |
| 8-A12B/A | Filing | Apr 1, 2022 | — |
| 8-A12B/A | Filing | Feb 24, 2021 | — |
| SEC STAFF LETTER | Filing | Mar 2, 2020 | — |
| EFFECT | Filing | Feb 19, 2020 | — |
| CORRESP | Letter to the SEC | Feb 14, 2020 | — |
| UPLOAD | Letter from the SEC | Feb 13, 2020 | — |
| SEC STAFF LETTER | Filing | Feb 7, 2020 | — |
| CERT | Filing | Jan 23, 2020 | — |
| 8-A12B/A | Filing | Jan 22, 2020 | — |
| 8-A12B | Filing | Jan 21, 2020 | — |
| 8-A12G/A | Filing | Apr 8, 2019 | — |
| DEFR14A | Filing | Apr 23, 2018 | — |
| 8-A12G | Filing | Apr 18, 2016 | — |
| 8-A12G/A | Filing | Apr 18, 2016 | — |
| CT ORDER | Filing | Mar 16, 2015 | — |
| CT ORDER | Filing | Oct 27, 2014 | — |
| EFFECT | Filing | Oct 24, 2014 | — |
| UPLOAD | Letter from the SEC | Oct 24, 2014 | — |
| CORRESP | Letter to the SEC | Oct 24, 2014 | — |
| CORRESP | Letter to the SEC | Oct 22, 2014 | — |
| CORRESP | Letter to the SEC | Sep 29, 2014 | — |
| UPLOAD | Letter from the SEC | Sep 25, 2014 | — |
| CORRESP | Letter to the SEC | Sep 5, 2014 | — |
| SC 14F1 | Filing | Aug 27, 2014 | — |
| DFAN14A | Soliciting material | Aug 19, 2014 | — |
| NT 10-Q | Filing | Aug 15, 2014 | Jun 30, 2014 |
| UPLOAD | Letter from the SEC | Jul 21, 2014 | — |
| DFAN14A | Filing | Jul 16, 2014 | — |
| CORRESP | Letter to the SEC | Jun 19, 2014 | — |
| UPLOAD | Letter from the SEC | Jun 5, 2014 | — |
| CORRESP | Letter to the SEC | May 20, 2014 | — |
| UPLOAD | Letter from the SEC | May 5, 2014 | — |
| UPLOAD | Letter from the SEC | Mar 11, 2014 | — |
| UPLOAD | Letter from the SEC | Nov 20, 2009 | — |
| PRER14A | Revised preliminary proxy statement relating to a merger | Nov 20, 2009 | — |
| UPLOAD | Letter from the SEC | Nov 17, 2009 | — |
| DFAN14A | Filing | Jun 22, 2009 | — |
| DFAN14A | Filing | Jun 19, 2009 | — |
| NT 10-Q | Notification of late filing | May 18, 2009 | Mar 31, 2009 |
| NT 10-K | Notification of late filing | Mar 31, 2009 | Dec 31, 2008 |
| NT 10-Q | Notification of late filing | May 12, 2008 | Mar 31, 2008 |
| EFFECT | Filing | Jan 4, 2008 | — |
| REGDEX | Auto-generated paper document | Nov 7, 2007 | — |
| EFFECT | Filing | Sep 17, 2007 | — |
| CORRESP | Letter to the SEC | Sep 13, 2007 | — |
| UPLOAD | Letter from the SEC | Sep 13, 2007 | — |
| CORRESP | Letter to the SEC | Sep 11, 2007 | — |
| CORRESP | Letter to the SEC | May 15, 2007 | — |
| UPLOAD | Letter from the SEC | Mar 12, 2007 | — |
| REGDEX/A | Auto-generated paper document | Nov 30, 2006 | — |
| EFFECT | Filing | Nov 9, 2006 | — |
| CORRESP | Letter to the SEC | Nov 8, 2006 | — |
| CORRESP | Letter to the SEC | Nov 7, 2006 | — |
| CORRESP | Letter to the SEC | Oct 23, 2006 | — |
| UPLOAD | Letter from the SEC | Oct 18, 2006 | — |
| UPLOAD | Letter from the SEC | Oct 18, 2006 | — |
| CORRESP | Letter to the SEC | Oct 13, 2006 | — |
| NT 10-Q | Notification of late filing | May 16, 2006 | Mar 31, 2006 |
| NT 10-K | Notification of late filing | Apr 3, 2006 | Dec 31, 2005 |
| UPLOAD | Letter from the SEC | Mar 2, 2006 | — |
| 8-A12G | Form 8-a | Jan 31, 2006 | — |
| CORRESP | Letter to the SEC | Jan 24, 2006 | — |
| UPLOAD | Letter from the SEC | Jan 13, 2006 | — |
| REGDEX | Auto-generated paper document | Oct 31, 2005 | — |
Showing 92 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Miscellaneous Business Credit Institution (SIC 6159)
- Listed as
- SWKHL (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- Dallas, TX
- SEC filer status
- Non-accelerated filer, Smaller reporting company
- SEC CIK
- 1089907
- Former names
- KANA SOFTWARE INC (until Dec 29, 2009); KANA COMMUNICATIONS INC (until Apr 10, 2001)
Other Miscellaneous Business Credit Institution companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.