SWK Holdings Corp SEC filings SWKHL
SWK Holdings Corp has 1,000 filings in SEC EDGAR's recent list, going back to May 23, 2005. Its latest annual report, Form 10-K, was filed on Mar 20, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 6, 2025, covering the quarter ended Sep 30, 2025. The most recent current report (Form 8-K) was filed on Apr 6, 2026 (material agreement, agreement ended, acquisition or sale of assets, listing notice, change to shareholder rights, change in control, officer or director change, bylaw or fiscal year change). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 15-12G | Deregistration | Apr 16, 2026 | — |
| EFFECT | Filing | Apr 8, 2026 | — |
| EFFECT | Filing | Apr 8, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| POS AM | Filing | Apr 7, 2026 | — |
| POS AM | Filing | Apr 7, 2026 | — |
| 25-NSE | Delisting notice | Apr 6, 2026 | — |
| 8-K |
Current report
Material agreement, Agreement ended, Acquisition or sale of assets, Listing notice, Change to shareholder rights, Change in control, Officer or director change, Bylaw or fiscal year change
|
Apr 6, 2026 | Apr 6, 2026 |
| 425 | Filing | Mar 31, 2026 | — |
| 8-K |
Current report
Shareholder vote results
|
Mar 31, 2026 | Mar 31, 2026 |
| 10-K | Annual report | Mar 20, 2026 | Dec 31, 2025 |
| DEFM14A | Filing | Mar 3, 2026 | — |
| 8-K |
Current report
New debt
|
Feb 13, 2026 | Feb 13, 2026 |
| 8-K |
Current report
New debt
|
Dec 5, 2025 | Dec 4, 2025 |
| 425 | Filing | Dec 4, 2025 | — |
| 8-K |
Current report
Other events
|
Dec 4, 2025 | Dec 2, 2025 |
| 425 | Filing | Nov 10, 2025 | — |
| 425 | Filing | Nov 7, 2025 | — |
| 425 | Filing | Nov 7, 2025 | — |
| 10-Q | Quarterly report | Nov 6, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Results of operations
|
Nov 6, 2025 | Nov 6, 2025 |
| 425 | Filing | Oct 14, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 8-K |
Current report
Material agreement
|
Oct 10, 2025 | Oct 9, 2025 |
| 8-K |
Current report
Other events
|
Oct 9, 2025 | Oct 9, 2025 |
| 8-K |
Current report
Other events
|
Oct 1, 2025 | Oct 1, 2025 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 14, 2025 | Aug 14, 2025 |
| 10-Q | Quarterly report | Aug 14, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Material agreement
|
Jul 17, 2025 | Jul 15, 2025 |
| 8-K |
Current report
Officer or director change, Shareholder vote results
|
Jun 16, 2025 | Jun 16, 2025 |
| 8-K |
Current report
Other events
|
May 19, 2025 | May 19, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
May 15, 2025 | May 15, 2025 |
| 8-K |
Current report
Results of operations
|
May 15, 2025 | May 15, 2025 |
| 10-Q | Quarterly report | May 15, 2025 | Mar 31, 2025 |
| DEFR14A | Filing | Apr 30, 2025 | — |
| ARS | Annual report to shareholders | Apr 29, 2025 | Dec 31, 2024 |
| ANNLRPT | Filing | Apr 29, 2025 | Dec 31, 2024 |
| DEF 14A | Proxy statement | Apr 29, 2025 | Dec 31, 2024 |
| DEFA14A | Additional proxy material | Apr 29, 2025 | — |
| 8-K |
Current report
Acquisition or sale of assets, Regulation FD disclosure, Other events
|
Apr 10, 2025 | Apr 10, 2025 |
| 8-K |
Current report
Material agreement, Regulation FD disclosure, Other events
|
Mar 20, 2025 | Mar 20, 2025 |
| 8-K | Current report | Mar 20, 2025 | Mar 20, 2025 |
| 8-K |
Current report
Results of operations
|
Mar 20, 2025 | Mar 20, 2025 |
| 10-K | Annual report | Mar 20, 2025 | Dec 31, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Nov 15, 2024 | Nov 15, 2024 |
| 8-K |
Current report
Results of operations
|
Nov 14, 2024 | Nov 14, 2024 |
| 10-Q | Quarterly report | Nov 14, 2024 | Sep 30, 2024 |
| 8-K |
Current report
Officer or director change
|
Oct 3, 2024 | Oct 1, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 15, 2024 | Aug 15, 2024 |
| 8-K |
Current report
Results of operations
|
Aug 15, 2024 | Aug 15, 2024 |
| 10-Q | Quarterly report | Aug 14, 2024 | Jun 30, 2024 |
| 8-K |
Current report
Results of operations
|
Jul 19, 2024 | Jul 17, 2024 |
| 8-K |
Current report
Officer or director change
|
Jul 8, 2024 | Jul 3, 2024 |
| 8-K |
Current report
Shareholder vote results
|
Jun 17, 2024 | Jun 14, 2024 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
May 20, 2024 | May 16, 2024 |
| 8-K |
Current report
Results of operations
|
May 15, 2024 | May 15, 2024 |
| 10-Q | Quarterly report | May 15, 2024 | Mar 31, 2024 |
| ARS | Annual report to shareholders | Apr 26, 2024 | Dec 31, 2023 |
| DEFA14A | Additional proxy material | Apr 26, 2024 | — |
| DEF 14A | Proxy statement | Apr 26, 2024 | Jun 14, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 22, 2024 | Mar 22, 2024 |
| 8-K |
Current report
Results of operations
|
Mar 21, 2024 | Mar 21, 2024 |
| 10-K | Annual report | Mar 20, 2024 | Dec 31, 2023 |
| 8-K |
Current report
Material agreement, Regulation FD disclosure
|
Mar 19, 2024 | Mar 13, 2024 |
| 8-K |
Current report
Officer or director change
|
Feb 5, 2024 | Jan 30, 2024 |
| 8-K |
Current report
Results of operations
|
Nov 9, 2023 | Nov 9, 2023 |
| 10-Q | Quarterly report | Nov 8, 2023 | Sep 30, 2023 |
| 8-K |
Current report
New debt
|
Oct 13, 2023 | Oct 10, 2023 |
| 8-A12B | Filing | Oct 3, 2023 | — |
| 8-K |
Current report
Material agreement, New debt
|
Oct 3, 2023 | Sep 28, 2023 |
| CERT | Filing | Oct 3, 2023 | — |
| 424B4 | Prospectus | Sep 29, 2023 | — |
| EFFECT | Filing | Sep 28, 2023 | — |
| FWP | Free writing prospectus | Sep 28, 2023 | — |
| S-1/A | Amended registration statement | Sep 28, 2023 | — |
| CORRESP | Letter to the SEC | Sep 26, 2023 | — |
| CORRESP | Letter to the SEC | Sep 26, 2023 | — |
| S-1/A | Amended registration statement | Sep 26, 2023 | — |
| UPLOAD | Letter from the SEC | Sep 21, 2023 | — |
| S-1 | Registration statement | Sep 14, 2023 | — |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 11, 2023 | Aug 9, 2023 |
| 10-Q | Quarterly report | Aug 10, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Results of operations
|
Aug 10, 2023 | Aug 9, 2023 |
| 8-K |
Current report
Material agreement, Agreement ended, New debt
|
Jun 30, 2023 | Jun 28, 2023 |
| 8-K |
Current report
Shareholder vote results
|
Jun 14, 2023 | Jun 14, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
May 17, 2023 | May 17, 2023 |
| 8-K |
Current report
Other events
|
May 16, 2023 | May 16, 2023 |
| 8-K |
Current report
Results of operations
|
May 11, 2023 | May 11, 2023 |
| 10-Q | Quarterly report | May 10, 2023 | Mar 31, 2023 |
| ARS | Annual report to shareholders | May 1, 2023 | Dec 31, 2022 |
| DEF 14A | Proxy statement | May 1, 2023 | Jun 14, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 4, 2023 | Apr 4, 2023 |
| 8-K |
Current report
Results of operations
|
Apr 3, 2023 | Apr 3, 2023 |
| 10-K | Annual report | Mar 31, 2023 | Dec 31, 2022 |
| 8-K |
Current report
Officer or director change
|
Mar 15, 2023 | Mar 10, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 13, 2023 | Mar 13, 2023 |
| 8-K |
Current report
Officer or director change
|
Jan 3, 2023 | Dec 12, 2022 |
| 8-K |
Current report
Material agreement, New debt
|
Nov 22, 2022 | Nov 16, 2022 |
| 8-K |
Current report
Results of operations
|
Nov 9, 2022 | Nov 9, 2022 |
| 10-Q | Quarterly report | Nov 9, 2022 | Sep 30, 2022 |
| 8-K |
Current report
Officer or director change
|
Oct 6, 2022 | Oct 3, 2022 |
| 8-K |
Current report
Material agreement
|
Sep 28, 2022 | Sep 26, 2022 |
| 8-K/A |
Amended current report
Officer or director change
|
Sep 23, 2022 | Aug 31, 2022 |
| 8-K |
Current report
Officer or director change
|
Sep 1, 2022 | Aug 31, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 24, 2022 | Aug 24, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 17, 2022 | Aug 17, 2022 |
| 8-A12G/A | Filing | Aug 15, 2022 | — |
| 8-K |
Current report
Bylaw or fiscal year change, Shareholder vote results
|
Aug 15, 2022 | Aug 10, 2022 |
| 8-K |
Current report
Results of operations
|
Aug 10, 2022 | Aug 10, 2022 |
| 10-Q | Quarterly report | Aug 10, 2022 | Jun 30, 2022 |
| DEF 14A | Proxy statement | Jul 18, 2022 | Aug 10, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 13, 2022 | Jul 13, 2022 |
| PRE 14A | Preliminary proxy statement | Jul 8, 2022 | Aug 10, 2022 |
| 8-K |
Current report
Officer or director change
|
Jul 8, 2022 | Jun 30, 2022 |
| 8-K |
Current report
Material agreement, Other events
|
Jun 29, 2022 | Jun 28, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Jun 27, 2022 | Jun 27, 2022 |
| EFFECT | Filing | May 27, 2022 | — |
| CORRESP | Letter to the SEC | May 25, 2022 | — |
| UPLOAD | Letter from the SEC | May 23, 2022 | — |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
May 19, 2022 | May 19, 2022 |
| S-3 | Shelf registration | May 19, 2022 | — |
| 8-K |
Current report
Regulation FD disclosure
|
May 18, 2022 | May 17, 2022 |
| 8-K |
Current report
Results of operations
|
May 11, 2022 | May 11, 2022 |
| 10-Q | Quarterly report | May 10, 2022 | Mar 31, 2022 |
| 10-K/A | Amended annual report | May 2, 2022 | Dec 31, 2021 |
| 8-K |
Current report
Officer or director change
|
Apr 1, 2022 | Mar 31, 2022 |
| 8-A12B/A | Filing | Apr 1, 2022 | — |
| 8-K |
Current report
Material agreement, Change to shareholder rights
|
Apr 1, 2022 | Mar 31, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 29, 2022 | Mar 28, 2022 |
| 8-K |
Current report
Results of operations
|
Mar 28, 2022 | Mar 28, 2022 |
| 10-K | Annual report | Mar 25, 2022 | Dec 31, 2021 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Feb 16, 2022 | Feb 15, 2022 |
| 8-K |
Current report
Listing notice, Officer or director change
|
Feb 10, 2022 | Feb 4, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Feb 9, 2022 | Feb 9, 2022 |
| 8-K |
Current report
Officer or director change
|
Jan 7, 2022 | Jan 5, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Jan 6, 2022 | Jan 5, 2022 |
| 8-K |
Current report
Officer or director change
|
Jan 4, 2022 | Dec 31, 2021 |
| 8-K |
Current report
Officer or director change
|
Jan 3, 2022 | Dec 30, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 10, 2021 | Dec 9, 2021 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Nov 24, 2021 | Nov 23, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Nov 23, 2021 | Nov 23, 2021 |
| 8-K |
Current report
Results of operations
|
Nov 12, 2021 | Nov 12, 2021 |
| 10-Q | Quarterly report | Nov 12, 2021 | Sep 30, 2021 |
| 8-K |
Current report
Officer or director change
|
Nov 12, 2021 | Nov 9, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Nov 1, 2021 | Nov 1, 2021 |
| 8-K |
Current report
Material agreement
|
Oct 1, 2021 | Sep 27, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 8, 2021 | Sep 8, 2021 |
| 8-K |
Current report
Officer or director change
|
Aug 17, 2021 | Aug 11, 2021 |
| 8-K |
Current report
Results of operations
|
Aug 16, 2021 | Aug 16, 2021 |
| 10-Q | Quarterly report | Aug 16, 2021 | Jun 30, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 19, 2021 | Jul 19, 2021 |
| 8-K |
Current report
Material agreement
|
Jun 29, 2021 | Jun 29, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Jun 23, 2021 | Jun 23, 2021 |
| 8-K |
Current report
Shareholder vote results
|
Jun 21, 2021 | Jun 17, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Jun 11, 2021 | Jun 11, 2021 |
| DEF 14A | Proxy statement | Jun 7, 2021 | Jun 17, 2021 |
| 8-K |
Current report
Other events
|
Jun 7, 2021 | Jun 4, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
May 20, 2021 | May 19, 2021 |
| 8-K |
Current report
Results of operations, Officer or director change, Regulation FD disclosure
|
May 17, 2021 | May 17, 2021 |
| 10-Q | Quarterly report | May 17, 2021 | Mar 31, 2021 |
| 10-K/A | Amended annual report | Apr 30, 2021 | Dec 31, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 6, 2021 | Apr 5, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 2, 2021 | Apr 1, 2021 |
| 8-K |
Current report
Results of operations
|
Apr 1, 2021 | Mar 31, 2021 |
| 10-K | Annual report | Mar 31, 2021 | Dec 31, 2020 |
| 8-K |
Current report
Other events
|
Mar 5, 2021 | Mar 3, 2021 |
| 8-A12B/A | Filing | Feb 24, 2021 | — |
| 8-K |
Current report
Material agreement, Change to shareholder rights
|
Feb 24, 2021 | Feb 23, 2021 |
| 8-K |
Current report
Listing notice, Regulation FD disclosure
|
Dec 28, 2020 | Dec 24, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
Nov 17, 2020 | Nov 16, 2020 |
| 8-K |
Current report
Results of operations
|
Nov 16, 2020 | Nov 13, 2020 |
| 10-Q | Quarterly report | Nov 13, 2020 | Sep 30, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 29, 2020 | Oct 29, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 27, 2020 | Oct 27, 2020 |
| S-8 | Employee stock plan registration | Aug 18, 2020 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 17, 2020 | Aug 17, 2020 |
| 8-K |
Current report
Results of operations
|
Aug 17, 2020 | Aug 17, 2020 |
| 10-Q | Quarterly report | Aug 14, 2020 | Jun 30, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
May 29, 2020 | May 29, 2020 |
| 8-K |
Current report
Shareholder vote results
|
May 19, 2020 | May 18, 2020 |
| DEFA14A | Additional proxy material | May 15, 2020 | — |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Miscellaneous Business Credit Institution (SIC 6159)
- Listed as
- SWKHL (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- Dallas, TX
- SEC filer status
- Non-accelerated filer, Smaller reporting company
- SEC CIK
- 1089907
- Former names
- KANA SOFTWARE INC (until Dec 29, 2009); KANA COMMUNICATIONS INC (until Apr 10, 2001)
Other Miscellaneous Business Credit Institution companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.