SWK Holdings Corp SEC filings SWKHL
SWK Holdings Corp has 1,000 filings in SEC EDGAR's recent list, going back to May 23, 2005. Its latest annual report, Form 10-K, was filed on Mar 20, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 6, 2025, covering the quarter ended Sep 30, 2025. The most recent current report (Form 8-K) was filed on Apr 6, 2026 (material agreement, agreement ended, acquisition or sale of assets, listing notice, change to shareholder rights, change in control, officer or director change, bylaw or fiscal year change). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 23, 2026 | — |
| 15-12G | Deregistration | Apr 16, 2026 | — |
| EFFECT | Filing | Apr 8, 2026 | — |
| EFFECT | Filing | Apr 8, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 8, 2026 | — |
| 4 | Insider transaction | Apr 8, 2026 | Apr 6, 2026 |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| S-8 POS | Filing | Apr 7, 2026 | — |
| POS AM | Filing | Apr 7, 2026 | — |
| POS AM | Filing | Apr 7, 2026 | — |
| 25-NSE | Delisting notice | Apr 6, 2026 | — |
| 8-K |
Current report
Material agreement, Agreement ended, Acquisition or sale of assets, Listing notice, Change to shareholder rights, Change in control, Officer or director change, Bylaw or fiscal year change
|
Apr 6, 2026 | Apr 6, 2026 |
| 425 | Filing | Mar 31, 2026 | — |
| 8-K |
Current report
Shareholder vote results
|
Mar 31, 2026 | Mar 31, 2026 |
| 10-K | Annual report | Mar 20, 2026 | Dec 31, 2025 |
| DEFM14A | Filing | Mar 3, 2026 | — |
| 8-K |
Current report
New debt
|
Feb 13, 2026 | Feb 13, 2026 |
| 8-K |
Current report
New debt
|
Dec 5, 2025 | Dec 4, 2025 |
| 425 | Filing | Dec 4, 2025 | — |
| 8-K |
Current report
Other events
|
Dec 4, 2025 | Dec 2, 2025 |
| 425 | Filing | Nov 10, 2025 | — |
| 425 | Filing | Nov 7, 2025 | — |
| 425 | Filing | Nov 7, 2025 | — |
| 10-Q | Quarterly report | Nov 6, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Results of operations
|
Nov 6, 2025 | Nov 6, 2025 |
| 425 | Filing | Oct 14, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 425 | Filing | Oct 10, 2025 | — |
| 8-K |
Current report
Material agreement
|
Oct 10, 2025 | Oct 9, 2025 |
| 8-K |
Current report
Other events
|
Oct 9, 2025 | Oct 9, 2025 |
| 8-K |
Current report
Other events
|
Oct 1, 2025 | Oct 1, 2025 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 14, 2025 | Aug 14, 2025 |
| 10-Q | Quarterly report | Aug 14, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Material agreement
|
Jul 17, 2025 | Jul 15, 2025 |
| 4 | Insider transaction | Jun 18, 2025 | Jun 16, 2025 |
| 4 | Insider transaction | Jun 18, 2025 | Jun 16, 2025 |
| 4 | Insider transaction | Jun 18, 2025 | Jun 16, 2025 |
| 8-K |
Current report
Officer or director change, Shareholder vote results
|
Jun 16, 2025 | Jun 16, 2025 |
| 8-K |
Current report
Other events
|
May 19, 2025 | May 19, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
May 15, 2025 | May 15, 2025 |
| 8-K |
Current report
Results of operations
|
May 15, 2025 | May 15, 2025 |
| 10-Q | Quarterly report | May 15, 2025 | Mar 31, 2025 |
| DEFR14A | Filing | Apr 30, 2025 | — |
| ARS | Annual report to shareholders | Apr 29, 2025 | Dec 31, 2024 |
| ANNLRPT | Filing | Apr 29, 2025 | Dec 31, 2024 |
| DEF 14A | Proxy statement | Apr 29, 2025 | Dec 31, 2024 |
| DEFA14A | Additional proxy material | Apr 29, 2025 | — |
| 4 | Insider transaction | Apr 17, 2025 | Apr 15, 2025 |
| 8-K |
Current report
Acquisition or sale of assets, Regulation FD disclosure, Other events
|
Apr 10, 2025 | Apr 10, 2025 |
| 8-K |
Current report
Material agreement, Regulation FD disclosure, Other events
|
Mar 20, 2025 | Mar 20, 2025 |
| 8-K | Current report | Mar 20, 2025 | Mar 20, 2025 |
| 8-K |
Current report
Results of operations
|
Mar 20, 2025 | Mar 20, 2025 |
| 10-K | Annual report | Mar 20, 2025 | Dec 31, 2024 |
| 4 | Insider transaction | Feb 4, 2025 | Jan 31, 2025 |
| 4 | Insider transaction | Feb 4, 2025 | Jan 31, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Nov 15, 2024 | Nov 15, 2024 |
| 8-K |
Current report
Results of operations
|
Nov 14, 2024 | Nov 14, 2024 |
| 10-Q | Quarterly report | Nov 14, 2024 | Sep 30, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 14, 2024 | — |
| 3 | Initial insider ownership | Nov 1, 2024 | Oct 23, 2024 |
| 3 | Initial insider ownership | Nov 1, 2024 | Oct 23, 2024 |
| 3 | Initial insider ownership | Nov 1, 2024 | Oct 23, 2024 |
| 3 | Initial insider ownership | Nov 1, 2024 | Oct 23, 2024 |
| 3 | Initial insider ownership | Nov 1, 2024 | Oct 23, 2024 |
| 3 | Initial insider ownership | Nov 1, 2024 | Oct 23, 2024 |
| 4 | Insider transaction | Oct 25, 2024 | Oct 23, 2024 |
| SC 13D/A | Amended ownership over 5% (active) | Oct 25, 2024 | — |
| 8-K |
Current report
Officer or director change
|
Oct 3, 2024 | Oct 1, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 15, 2024 | Aug 15, 2024 |
| 8-K |
Current report
Results of operations
|
Aug 15, 2024 | Aug 15, 2024 |
| 10-Q | Quarterly report | Aug 14, 2024 | Jun 30, 2024 |
| 8-K |
Current report
Results of operations
|
Jul 19, 2024 | Jul 17, 2024 |
| 4 | Insider transaction | Jul 8, 2024 | Jul 3, 2024 |
| 3 | Initial insider ownership | Jul 8, 2024 | Jul 3, 2024 |
| 8-K |
Current report
Officer or director change
|
Jul 8, 2024 | Jul 3, 2024 |
| 4 | Insider transaction | Jul 1, 2024 | Jun 27, 2024 |
| 4 | Insider transaction | Jul 1, 2024 | Jun 27, 2024 |
| 4 | Insider transaction | Jul 1, 2024 | Jun 27, 2024 |
| 4 | Insider transaction | Jul 1, 2024 | Jun 27, 2024 |
| 8-K |
Current report
Shareholder vote results
|
Jun 17, 2024 | Jun 14, 2024 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
May 20, 2024 | May 16, 2024 |
| 8-K |
Current report
Results of operations
|
May 15, 2024 | May 15, 2024 |
| 10-Q | Quarterly report | May 15, 2024 | Mar 31, 2024 |
| ARS | Annual report to shareholders | Apr 26, 2024 | Dec 31, 2023 |
| DEFA14A | Additional proxy material | Apr 26, 2024 | — |
| DEF 14A | Proxy statement | Apr 26, 2024 | Jun 14, 2024 |
| 4 | Insider transaction | Apr 3, 2024 | Apr 1, 2024 |
| 4 | Insider transaction | Apr 3, 2024 | Apr 1, 2024 |
| 4 | Insider transaction | Apr 3, 2024 | Apr 1, 2024 |
| 4 | Insider transaction | Apr 3, 2024 | Apr 1, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 22, 2024 | Mar 22, 2024 |
| 8-K |
Current report
Results of operations
|
Mar 21, 2024 | Mar 21, 2024 |
| 10-K | Annual report | Mar 20, 2024 | Dec 31, 2023 |
| 8-K |
Current report
Material agreement, Regulation FD disclosure
|
Mar 19, 2024 | Mar 13, 2024 |
| 4 | Insider transaction | Mar 5, 2024 | Mar 1, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2024 | — |
| 8-K |
Current report
Officer or director change
|
Feb 5, 2024 | Jan 30, 2024 |
| 4 | Insider transaction | Jan 4, 2024 | Jan 2, 2024 |
| 4 | Insider transaction | Jan 4, 2024 | Jan 2, 2024 |
| 4 | Insider transaction | Jan 4, 2024 | Jan 2, 2024 |
| 4 | Insider transaction | Jan 4, 2024 | Jan 2, 2024 |
| 8-K |
Current report
Results of operations
|
Nov 9, 2023 | Nov 9, 2023 |
| 10-Q | Quarterly report | Nov 8, 2023 | Sep 30, 2023 |
| 8-K |
Current report
New debt
|
Oct 13, 2023 | Oct 10, 2023 |
| 4 | Insider transaction | Oct 3, 2023 | Oct 2, 2023 |
| 4 | Insider transaction | Oct 3, 2023 | Oct 2, 2023 |
| 4 | Insider transaction | Oct 3, 2023 | Oct 2, 2023 |
| 4 | Insider transaction | Oct 3, 2023 | Oct 2, 2023 |
| 8-A12B | Filing | Oct 3, 2023 | — |
| 8-K |
Current report
Material agreement, New debt
|
Oct 3, 2023 | Sep 28, 2023 |
| CERT | Filing | Oct 3, 2023 | — |
| 424B4 | Prospectus | Sep 29, 2023 | — |
| EFFECT | Filing | Sep 28, 2023 | — |
| FWP | Free writing prospectus | Sep 28, 2023 | — |
| S-1/A | Amended registration statement | Sep 28, 2023 | — |
| CORRESP | Letter to the SEC | Sep 26, 2023 | — |
| CORRESP | Letter to the SEC | Sep 26, 2023 | — |
| S-1/A | Amended registration statement | Sep 26, 2023 | — |
| UPLOAD | Letter from the SEC | Sep 21, 2023 | — |
| S-1 | Registration statement | Sep 14, 2023 | — |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Aug 11, 2023 | Aug 9, 2023 |
| 10-Q | Quarterly report | Aug 10, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Results of operations
|
Aug 10, 2023 | Aug 9, 2023 |
| 4 | Insider transaction | Jul 5, 2023 | Jun 30, 2023 |
| 4 | Insider transaction | Jul 5, 2023 | Jun 30, 2023 |
| 4 | Insider transaction | Jul 5, 2023 | Jun 30, 2023 |
| 4 | Insider transaction | Jul 5, 2023 | Jun 30, 2023 |
| 4/A | Amended statement of changes in beneficial ownership of securities | Jul 5, 2023 | Dec 30, 2022 |
| 8-K |
Current report
Material agreement, Agreement ended, New debt
|
Jun 30, 2023 | Jun 28, 2023 |
| 8-K |
Current report
Shareholder vote results
|
Jun 14, 2023 | Jun 14, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
May 17, 2023 | May 17, 2023 |
| 8-K |
Current report
Other events
|
May 16, 2023 | May 16, 2023 |
| 8-K |
Current report
Results of operations
|
May 11, 2023 | May 11, 2023 |
| 10-Q | Quarterly report | May 10, 2023 | Mar 31, 2023 |
| ARS | Annual report to shareholders | May 1, 2023 | Dec 31, 2022 |
| DEF 14A | Proxy statement | May 1, 2023 | Jun 14, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Apr 17, 2023 | — |
| 4 | Insider transaction | Apr 4, 2023 | Mar 31, 2023 |
| 4 | Insider transaction | Apr 4, 2023 | Mar 31, 2023 |
| 4 | Insider transaction | Apr 4, 2023 | Mar 31, 2023 |
| 4 | Insider transaction | Apr 4, 2023 | Mar 31, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 4, 2023 | Apr 4, 2023 |
| 8-K |
Current report
Results of operations
|
Apr 3, 2023 | Apr 3, 2023 |
| 10-K | Annual report | Mar 31, 2023 | Dec 31, 2022 |
| 3 | Initial insider ownership | Mar 21, 2023 | Mar 15, 2023 |
| 8-K |
Current report
Officer or director change
|
Mar 15, 2023 | Mar 10, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 13, 2023 | Mar 13, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2023 | — |
| 4 | Insider transaction | Jan 4, 2023 | Dec 30, 2022 |
| 4 | Insider transaction | Jan 4, 2023 | Dec 30, 2022 |
| 4 | Insider transaction | Jan 4, 2023 | Dec 30, 2022 |
| 4 | Insider transaction | Jan 4, 2023 | Dec 30, 2022 |
| 8-K |
Current report
Officer or director change
|
Jan 3, 2023 | Dec 12, 2022 |
| 8-K |
Current report
Material agreement, New debt
|
Nov 22, 2022 | Nov 16, 2022 |
| 8-K |
Current report
Results of operations
|
Nov 9, 2022 | Nov 9, 2022 |
| 10-Q | Quarterly report | Nov 9, 2022 | Sep 30, 2022 |
| 8-K |
Current report
Officer or director change
|
Oct 6, 2022 | Oct 3, 2022 |
| 4 | Insider transaction | Oct 5, 2022 | Oct 3, 2022 |
| 3 | Initial insider ownership | Oct 5, 2022 | Oct 3, 2022 |
| 4 | Insider transaction | Oct 4, 2022 | Sep 30, 2022 |
| 4 | Insider transaction | Oct 4, 2022 | Sep 30, 2022 |
| 4 | Insider transaction | Oct 4, 2022 | Sep 30, 2022 |
| 4 | Insider transaction | Oct 4, 2022 | Sep 30, 2022 |
| 8-K |
Current report
Material agreement
|
Sep 28, 2022 | Sep 26, 2022 |
| 8-K/A |
Amended current report
Officer or director change
|
Sep 23, 2022 | Aug 31, 2022 |
| 4 | Insider transaction | Sep 21, 2022 | Sep 19, 2022 |
| 4/A | Filing | Sep 21, 2022 | Aug 31, 2022 |
| 4/A | Filing | Sep 16, 2022 | Sep 9, 2022 |
| 3/A | Filing | Sep 16, 2022 | Sep 1, 2022 |
| 4 | Insider transaction | Sep 13, 2022 | Sep 9, 2022 |
| 3 | Initial insider ownership | Sep 12, 2022 | Sep 1, 2022 |
| 4 | Insider transaction | Sep 7, 2022 | Aug 31, 2022 |
| 8-K |
Current report
Officer or director change
|
Sep 1, 2022 | Aug 31, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 24, 2022 | Aug 24, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 17, 2022 | Aug 17, 2022 |
| 8-A12G/A | Filing | Aug 15, 2022 | — |
| 8-K |
Current report
Bylaw or fiscal year change, Shareholder vote results
|
Aug 15, 2022 | Aug 10, 2022 |
| 8-K |
Current report
Results of operations
|
Aug 10, 2022 | Aug 10, 2022 |
| 10-Q | Quarterly report | Aug 10, 2022 | Jun 30, 2022 |
| DEF 14A | Proxy statement | Jul 18, 2022 | Aug 10, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 13, 2022 | Jul 13, 2022 |
| SC 13G | Ownership over 5% (passive) | Jul 11, 2022 | — |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Miscellaneous Business Credit Institution (SIC 6159)
- Listed as
- SWKHL (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- Dallas, TX
- SEC filer status
- Non-accelerated filer, Smaller reporting company
- SEC CIK
- 1089907
- Former names
- KANA SOFTWARE INC (until Dec 29, 2009); KANA COMMUNICATIONS INC (until Apr 10, 2001)
Other Miscellaneous Business Credit Institution companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.