PhenixFIN Corp SEC filings PFX
PhenixFIN Corp has 891 filings in SEC EDGAR's recent list, going back to May 3, 2010. Its latest annual report, Form 10-K, was filed on Dec 12, 2025 for the period ended Sep 30, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 5, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Aug 5, 2026 (results of operations). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Jun 3, 2026 | Jun 1, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 14, 2026 | — |
| 4 | Insider transaction | May 14, 2026 | May 12, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 2, 2026 | — |
| 4 | Insider transaction | Mar 5, 2026 | Mar 3, 2026 |
| 4 | Insider transaction | Dec 29, 2025 | Dec 22, 2025 |
| 4 | Insider transaction | Dec 29, 2025 | Dec 22, 2025 |
| 4 | Insider transaction | Dec 19, 2025 | Dec 17, 2025 |
| 4 | Insider transaction | Dec 17, 2025 | Dec 15, 2025 |
| 4 | Insider transaction | Sep 25, 2025 | Sep 23, 2025 |
| 4 | Insider transaction | Sep 18, 2025 | Sep 16, 2025 |
| 4 | Insider transaction | Sep 15, 2025 | Sep 11, 2025 |
| 4 | Insider transaction | Sep 11, 2025 | Sep 9, 2025 |
| 4 | Insider transaction | Sep 8, 2025 | Sep 3, 2025 |
| 4 | Insider transaction | Sep 5, 2025 | Sep 3, 2025 |
| 4 | Insider transaction | Aug 21, 2025 | Aug 19, 2025 |
| 4 | Insider transaction | Aug 18, 2025 | Jun 23, 2025 |
| 4 | Insider transaction | Aug 18, 2025 | Aug 14, 2025 |
| 4 | Insider transaction | Aug 12, 2025 | Aug 8, 2025 |
| 4 | Insider transaction | Jun 20, 2025 | Jun 17, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jun 18, 2025 | — |
| 4 | Insider transaction | Jun 18, 2025 | Jun 16, 2025 |
| 4 | Insider transaction | Apr 24, 2025 | Apr 23, 2025 |
| 4 | Insider transaction | Mar 11, 2025 | Mar 7, 2025 |
| 4 | Insider transaction | Mar 5, 2025 | Mar 3, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Mar 5, 2025 | — |
| 4 | Insider transaction | Feb 21, 2025 | Feb 19, 2025 |
| 4 | Insider transaction | Feb 14, 2025 | Feb 12, 2025 |
| 4 | Insider transaction | Feb 13, 2025 | Feb 11, 2025 |
| 4 | Insider transaction | Dec 20, 2024 | Dec 18, 2024 |
| 4 | Insider transaction | Nov 22, 2024 | Nov 20, 2024 |
| 4 | Insider transaction | Jun 21, 2024 | Jun 18, 2024 |
| 4 | Insider transaction | Jun 18, 2024 | Jun 14, 2024 |
| 4 | Insider transaction | Jun 14, 2024 | Jun 12, 2024 |
| 4 | Insider transaction | Mar 13, 2024 | Mar 11, 2024 |
| 4 | Insider transaction | Mar 5, 2024 | Mar 1, 2024 |
| 4/A | Form 4 | Mar 5, 2024 | Feb 23, 2024 |
| SC 13D/A | Amended ownership over 5% (active) | Mar 5, 2024 | — |
| 4 | Insider transaction | Feb 27, 2024 | Feb 23, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| 4 | Insider transaction | Sep 26, 2023 | Jun 6, 2023 |
| 4 | Insider transaction | Sep 22, 2023 | Sep 20, 2023 |
| 4 | Insider transaction | Aug 16, 2023 | Aug 14, 2023 |
| 4 | Insider transaction | Jun 21, 2023 | Jun 6, 2023 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 20, 2023 | — |
| 4 | Insider transaction | Jun 16, 2023 | Jun 14, 2023 |
| 4 | Insider transaction | Jun 8, 2023 | Jun 6, 2023 |
| 4 | Insider transaction | Mar 2, 2023 | Feb 28, 2023 |
| 4 | Insider transaction | Feb 23, 2023 | Feb 21, 2023 |
| 4 | Insider transaction | Feb 23, 2023 | Feb 21, 2023 |
| 4 | Insider transaction | Feb 14, 2023 | Feb 10, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| SC 13G | Ownership over 5% (passive) | Feb 13, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2023 | — |
| SC 13G | Ownership over 5% (passive) | Feb 13, 2023 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jan 3, 2023 | — |
| 4 | Insider transaction | Dec 28, 2022 | Dec 23, 2022 |
| 4 | Insider transaction | Dec 22, 2022 | Dec 20, 2022 |
| 4 | Insider transaction | Sep 28, 2022 | Sep 22, 2022 |
| 4 | Insider transaction | Sep 9, 2022 | Sep 7, 2022 |
| 4 | Insider transaction | Aug 30, 2022 | Aug 26, 2022 |
| 4/A | Form 4/a | Aug 18, 2022 | Aug 16, 2022 |
| 4 | Insider transaction | Aug 15, 2022 | Aug 11, 2022 |
| SC 13D/A | Amended ownership over 5% (active) | May 16, 2022 | — |
| 4 | Insider transaction | May 13, 2022 | May 11, 2022 |
| 4 | Insider transaction | Mar 18, 2022 | Mar 16, 2022 |
| 4 | Insider transaction | Mar 7, 2022 | Mar 2, 2022 |
| 4 | Insider transaction | Mar 2, 2022 | Mar 1, 2022 |
| 4 | Insider transaction | Feb 28, 2022 | Feb 24, 2022 |
| 4 | Insider transaction | Feb 28, 2022 | Feb 24, 2022 |
| 4 | Insider transaction | Feb 18, 2022 | Feb 16, 2022 |
| 4 | Insider transaction | Feb 16, 2022 | Feb 14, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13D | Ownership over 5% (active) | Dec 20, 2021 | — |
| 4 | Insider transaction | Dec 10, 2021 | Dec 8, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 10, 2021 | — |
| 4 | Insider transaction | Aug 31, 2021 | Aug 27, 2021 |
| 4 | Insider transaction | May 26, 2021 | May 24, 2021 |
| 4 | Insider transaction | May 26, 2021 | May 24, 2021 |
| 4 | Insider transaction | May 26, 2021 | May 24, 2021 |
| 4 | Insider transaction | May 24, 2021 | May 20, 2021 |
| 4 | Insider transaction | May 24, 2021 | May 19, 2021 |
| 4 | Insider transaction | May 19, 2021 | May 17, 2021 |
| 4 | Insider transaction | May 18, 2021 | May 14, 2021 |
| SC 13G | Ownership over 5% (passive) | Feb 26, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2021 | — |
| 3 | Initial insider ownership | Jan 8, 2021 | Jan 1, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 23, 2020 | — |
| SC 13G | Ownership over 5% (passive) | Sep 18, 2020 | — |
| 3 | Initial insider ownership | Aug 24, 2020 | Aug 19, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 24, 2020 | — |
| 4 | Insider transaction | Aug 14, 2020 | Aug 12, 2020 |
| 4 | Insider transaction | Aug 11, 2020 | Aug 7, 2020 |
| 4 | Insider transaction | Aug 6, 2020 | Aug 4, 2020 |
| 4 | Insider transaction | Aug 3, 2020 | Jul 30, 2020 |
| 4 | Insider transaction | Jul 29, 2020 | Jul 27, 2020 |
| 4 | Insider transaction | Jul 24, 2020 | Jul 22, 2020 |
| 4 | Insider transaction | Jul 21, 2020 | Jul 17, 2020 |
| SC 13D | Ownership over 5% (active) | Jul 20, 2020 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jul 17, 2020 | — |
| 4 | Insider transaction | Jul 16, 2020 | Jul 14, 2020 |
| 4 | Insider transaction | Jul 13, 2020 | Jul 9, 2020 |
| 4 | Insider transaction | Jul 8, 2020 | Jul 6, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Jul 8, 2020 | — |
| 4 | Insider transaction | Jul 2, 2020 | Jun 30, 2020 |
| 4 | Insider transaction | Jun 26, 2020 | Jun 24, 2020 |
| SC 13D | Ownership over 5% (active) | May 15, 2020 | — |
| SC 13D/A | Amended ownership over 5% (active) | Mar 12, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2020 | — |
| 4 | Insider transaction | Feb 11, 2020 | Feb 7, 2020 |
| 4 | Insider transaction | Feb 6, 2020 | Feb 4, 2020 |
| 4 | Insider transaction | Jan 30, 2020 | Jan 28, 2020 |
| 4 | Insider transaction | Jan 24, 2020 | Jan 22, 2020 |
| 4 | Insider transaction | Jan 17, 2020 | Jan 15, 2020 |
| 4 | Insider transaction | Jan 14, 2020 | Jan 10, 2020 |
| 4 | Insider transaction | Jan 9, 2020 | Jan 7, 2020 |
| 4 | Insider transaction | Jan 6, 2020 | Jan 2, 2020 |
| 4 | Insider transaction | Dec 27, 2019 | Dec 23, 2019 |
| SC 13D | Ownership over 5% (active) | Dec 27, 2019 | — |
| 4 | Insider transaction | Dec 19, 2019 | Dec 17, 2019 |
| 4 | Insider transaction | Dec 16, 2019 | Dec 12, 2019 |
| 4 | Insider transaction | Dec 11, 2019 | Dec 9, 2019 |
| 4 | Insider transaction | Dec 4, 2019 | Dec 2, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 3, 2019 | — |
| 4 | Insider transaction | Nov 27, 2019 | Nov 26, 2019 |
| 4 | Insider transaction | Nov 22, 2019 | Nov 20, 2019 |
| 4 | Insider transaction | Nov 19, 2019 | Nov 15, 2019 |
| 4 | Insider transaction | Nov 13, 2019 | Nov 8, 2019 |
| SC 13G | Ownership over 5% (passive) | Nov 4, 2019 | — |
| 3 | Initial insider ownership | Nov 4, 2019 | Oct 25, 2019 |
| 4 | Insider transaction | Oct 29, 2019 | Oct 25, 2019 |
| 4 | Insider transaction | Oct 29, 2019 | Oct 25, 2019 |
| SC 13D/A | Amended ownership over 5% (active) | Oct 28, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Oct 10, 2019 | — |
| SC 13G | Ownership over 5% (passive) | Sep 23, 2019 | — |
| 3 | Initial insider ownership | Apr 24, 2019 | Apr 15, 2019 |
| 3 | Initial insider ownership | Apr 19, 2019 | Apr 15, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 15, 2019 | — |
| SC 13G | Ownership over 5% (passive) | Jan 10, 2019 | — |
| SC 13D/A | Amended ownership over 5% (active) | Mar 1, 2018 | — |
| 4 | Insider transaction | Jul 12, 2017 | Jul 10, 2017 |
| 4 | Insider transaction | Jul 12, 2017 | Jul 10, 2017 |
| 4 | Insider transaction | Jul 7, 2017 | Jul 5, 2017 |
| 4 | Insider transaction | Jul 7, 2017 | Jul 5, 2017 |
| 4 | Insider transaction | Jul 3, 2017 | Jun 29, 2017 |
| 4 | Insider transaction | Jul 3, 2017 | Jun 29, 2017 |
| 4 | Insider transaction | Jun 28, 2017 | Jun 26, 2017 |
| 4 | Insider transaction | Jun 28, 2017 | Jun 26, 2017 |
| 4 | Insider transaction | Jun 23, 2017 | Jun 21, 2017 |
| 4 | Insider transaction | Jun 23, 2017 | Jun 21, 2017 |
| 3 | Initial insider ownership | Jun 23, 2017 | Jun 19, 2017 |
| 4 | Insider transaction | Jun 20, 2017 | Jun 16, 2017 |
| 4 | Insider transaction | Jun 20, 2017 | Jun 16, 2017 |
| 4 | Insider transaction | Jun 15, 2017 | Jun 13, 2017 |
| 4 | Insider transaction | Jun 15, 2017 | Jun 13, 2017 |
| 4 | Insider transaction | Jun 12, 2017 | Jun 8, 2017 |
| 4 | Insider transaction | Jun 12, 2017 | Jun 8, 2017 |
| SC 13G/A | Amended ownership over 5% (passive) | Jun 9, 2017 | — |
| 4 | Insider transaction | Jun 7, 2017 | Jun 5, 2017 |
| 4 | Insider transaction | Jun 7, 2017 | Jun 5, 2017 |
| 4 | Insider transaction | Jun 2, 2017 | May 31, 2017 |
| 4 | Insider transaction | Jun 2, 2017 | May 31, 2017 |
| 4 | Insider transaction | May 30, 2017 | May 25, 2017 |
| 4 | Insider transaction | May 30, 2017 | May 25, 2017 |
| 4 | Insider transaction | May 24, 2017 | May 22, 2017 |
| 4 | Insider transaction | May 24, 2017 | May 22, 2017 |
| 4 | Insider transaction | May 19, 2017 | May 17, 2017 |
| 4 | Insider transaction | May 19, 2017 | May 17, 2017 |
| 4 | Insider transaction | May 16, 2017 | May 12, 2017 |
| 4 | Insider transaction | May 16, 2017 | May 12, 2017 |
| 4 | Insider transaction | May 11, 2017 | May 9, 2017 |
| 4 | Insider transaction | May 11, 2017 | May 9, 2017 |
| 4 | Insider transaction | Mar 20, 2017 | Mar 16, 2017 |
| 4 | Insider transaction | Mar 20, 2017 | Mar 16, 2017 |
| 4 | Insider transaction | Mar 15, 2017 | Mar 13, 2017 |
| 4 | Insider transaction | Mar 15, 2017 | Mar 13, 2017 |
| 4 | Insider transaction | Mar 9, 2017 | Mar 7, 2017 |
| 4 | Insider transaction | Mar 9, 2017 | Mar 7, 2017 |
| SC 13D | Ownership over 5% (active) | Feb 14, 2017 | — |
| SC 13G | Ownership over 5% (passive) | Feb 10, 2017 | — |
| 4 | Insider transaction | Feb 1, 2017 | Jan 30, 2017 |
| 4 | Insider transaction | Feb 1, 2017 | Jan 30, 2017 |
| 4 | Insider transaction | Jan 23, 2017 | Jan 19, 2017 |
| 4 | Insider transaction | Jan 23, 2017 | Jan 19, 2017 |
| 4 | Insider transaction | Jan 4, 2017 | Dec 30, 2016 |
| 4 | Insider transaction | Jan 4, 2017 | Dec 30, 2016 |
| 4 | Insider transaction | Dec 29, 2016 | Dec 27, 2016 |
| 4 | Insider transaction | Dec 29, 2016 | Dec 27, 2016 |
| 4 | Insider transaction | Dec 21, 2016 | Dec 19, 2016 |
| 4 | Insider transaction | Dec 21, 2016 | Dec 19, 2016 |
| 4 | Insider transaction | Dec 16, 2016 | Dec 14, 2016 |
| 4 | Insider transaction | Dec 16, 2016 | Dec 14, 2016 |
| 4 | Insider transaction | Dec 13, 2016 | Dec 9, 2016 |
| 4 | Insider transaction | Dec 13, 2016 | Dec 9, 2016 |
| 4 | Insider transaction | Nov 9, 2016 | Nov 7, 2016 |
| 4 | Insider transaction | Nov 9, 2016 | Nov 7, 2016 |
| 4 | Insider transaction | Nov 4, 2016 | Nov 2, 2016 |
| 4 | Insider transaction | Nov 4, 2016 | Nov 2, 2016 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- PFX (Nasdaq), PFXNZ (Nasdaq)
- Fiscal year ends
- September 30
- Incorporated in
- DE
- Headquarters
- New York, NY
- SEC filer status
- Non-accelerated filer
- SEC CIK
- 1490349
- Former names
- Medley Capital Corp (until Jan 4, 2021); Medley Capital BDC LLC (until Jan 6, 2011)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.