PhenixFIN Corp SEC filings PFX
PhenixFIN Corp has 891 filings in SEC EDGAR's recent list, going back to May 3, 2010. Its latest annual report, Form 10-K, was filed on Dec 12, 2025 for the period ended Sep 30, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 5, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Aug 5, 2026 (results of operations). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| 40-17G | Form 40-17g | Jul 2, 2026 | — |
| 40-17G | Form 40-17g | Jul 15, 2025 | — |
| CORRESP | Letter to the SEC | Oct 1, 2024 | — |
| 40-17G | Filing | Jul 11, 2024 | — |
| 40-17G | Form 40-17g | Jul 7, 2023 | — |
| 25-NSE | Delisting notice | Jan 17, 2023 | — |
| N-23C-2 | Form n-23c-2 | Dec 16, 2022 | Dec 15, 2022 |
| 40-17G | Filing | Sep 2, 2022 | — |
| CERT | Filing | Nov 16, 2021 | — |
| 8-A12B | Filing | Nov 16, 2021 | — |
| N-23C-2 | Filing | Nov 15, 2021 | Nov 15, 2021 |
| 497AD | Filing | Nov 10, 2021 | — |
| 497AD | Filing | Nov 8, 2021 | — |
| 305B2 | Filing | Nov 8, 2021 | — |
| EFFECT | Filing | Oct 19, 2021 | — |
| N-2/A | Filing | Oct 15, 2021 | — |
| N-2 | Registration statement | Aug 19, 2021 | — |
| 40-17G | Form 40-17g | Jul 16, 2021 | — |
| CERT | Filing | Jan 4, 2021 | — |
| 8-A12B | Filing | Jan 4, 2021 | — |
| 8-A12B | Filing | Jan 4, 2021 | — |
| 25 | Form 25 | Jan 4, 2021 | — |
| 25 | Filing | Jan 4, 2021 | — |
| 25-NSE | Delisting notice | Nov 20, 2020 | — |
| 25 | Filing | Oct 21, 2020 | — |
| N-23C-2 | Filing | Oct 21, 2020 | Oct 21, 2020 |
| 40-17G | Filing | Aug 20, 2020 | — |
| CORRESP | Letter to the SEC | May 28, 2020 | — |
| 425 | Form 425 | Nov 21, 2019 | — |
| 40-APP/A | Amendment to form 40-app | Nov 14, 2019 | — |
| 40-33 | Form 40-33 | Nov 13, 2019 | — |
| 425 | Form 425 | Oct 15, 2019 | — |
| 40-APP/A | Amendment to form 40-app | Sep 3, 2019 | — |
| 425 | Form 425 | Aug 2, 2019 | — |
| 425 | Form 425 | Aug 2, 2019 | — |
| 425 | Form 425 | Jul 31, 2019 | — |
| 425 | Form 425 | Jul 29, 2019 | — |
| 425 | Form 425 | Jul 29, 2019 | — |
| DFAN14A | Filing | Jun 3, 2019 | — |
| DFAN14A | Filing | May 31, 2019 | — |
| DFAN14A | Filing | May 28, 2019 | — |
| DFAN14A | Filing | May 24, 2019 | — |
| DFAN14A | Filing | May 16, 2019 | — |
| DFRN14A | Filing | May 14, 2019 | — |
| DFAN14A | Filing | May 13, 2019 | — |
| DEFC14A | Filing | May 13, 2019 | — |
| DEFC14A | Filing | May 9, 2019 | — |
| PREC14A | Filing | May 1, 2019 | — |
| PREC14A | Preliminary proxy statement | Apr 19, 2019 | — |
| 425 | Form 425 | Apr 18, 2019 | — |
| 425 | Form 425 | Apr 18, 2019 | — |
| 425 | Form 425 | Apr 17, 2019 | — |
| N-2 | Registration statement | Apr 10, 2019 | — |
| DFAN14A | Filing | Apr 1, 2019 | — |
| DFAN14A | Filing | Apr 1, 2019 | — |
| 425 | Form 425 | Mar 29, 2019 | — |
| 425 | Form 425 | Mar 29, 2019 | — |
| 425 | Filing under securities act rule 425 | Mar 29, 2019 | — |
| 425 | Filing under securities act rule 425 | Mar 29, 2019 | — |
| PREC14A | Filing | Mar 22, 2019 | — |
| 425 | Form 425 | Mar 18, 2019 | — |
| 425 | Form 425 | Mar 18, 2019 | — |
| 425 | Form 425 | Mar 15, 2019 | — |
| 425 | Form 425 | Mar 15, 2019 | — |
| 425 | Form 425 | Mar 8, 2019 | — |
| 425 | Form 425 | Mar 8, 2019 | — |
| 425 | Form 425 | Mar 8, 2019 | — |
| DEFC14A | Filing | Mar 7, 2019 | — |
| DFAN14A | Form dfan14a | Mar 6, 2019 | — |
| 425 | Form 425 | Mar 4, 2019 | — |
| 425 | Form 425 | Mar 4, 2019 | — |
| DFAN14A | Filing | Feb 28, 2019 | — |
| PREC14A | Filing | Feb 25, 2019 | — |
| DFAN14A | Filing | Feb 25, 2019 | — |
| PX14A6G | Filing | Feb 25, 2019 | — |
| 425 | Form 425 | Feb 19, 2019 | — |
| 425 | Form 425 | Feb 19, 2019 | — |
| 40-APP/A | Amendment to form 40-app | Feb 15, 2019 | — |
| 425 | Filing under securities act rule 425 | Feb 15, 2019 | — |
| 425 | Form 425 | Feb 15, 2019 | — |
| 425 | Form 425 | Feb 13, 2019 | — |
| 425 | Form 425 | Feb 12, 2019 | — |
| 425 | Form 425 | Feb 8, 2019 | — |
| 425 | Form 425 | Feb 8, 2019 | — |
| 425 | Form 425 | Feb 7, 2019 | — |
| 40-APP/A | Amendment no. 2 to form 40-app | Feb 7, 2019 | — |
| 425 | Form 425 | Feb 6, 2019 | — |
| 425 | Form 425 | Feb 6, 2019 | — |
| PX14A6G | Filing | Feb 5, 2019 | — |
| PX14A6G | Filing | Feb 5, 2019 | — |
| 425 | Form 425 | Feb 5, 2019 | — |
| PX14A6G | Filing | Feb 4, 2019 | — |
| PX14A6G | Filing | Feb 4, 2019 | — |
| 425 | Form 425 | Feb 1, 2019 | — |
| 425 | Form 425 | Jan 31, 2019 | — |
| PX14A6G | Filing | Jan 30, 2019 | — |
| 425 | Form 425 | Jan 30, 2019 | — |
| 425 | Form 425 | Jan 30, 2019 | — |
| 425 | Filing under securities act rule of 425 | Jan 29, 2019 | — |
| 425 | Form 425 | Jan 28, 2019 | — |
| 425 | Form 425 | Jan 24, 2019 | — |
| 425 | Form 425 | Jan 23, 2019 | — |
| 425 | Form 425 | Jan 23, 2019 | — |
| PX14A6G | Filing | Jan 22, 2019 | — |
| PX14A6G | Filing | Jan 22, 2019 | — |
| 425 | Form 425 | Jan 18, 2019 | — |
| 425 | Form 425 | Jan 18, 2019 | — |
| 425 | Form 425 | Jan 17, 2019 | — |
| 425 | Form 425 | Jan 17, 2019 | — |
| 425 | Form 425 | Jan 16, 2019 | — |
| 425 | Form 425 | Jan 16, 2019 | — |
| PX14A6G | Filing | Jan 14, 2019 | — |
| 425 | Form 425 | Jan 11, 2019 | — |
| 425 | Form 425 | Jan 11, 2019 | — |
| 425 | Form 425 | Jan 10, 2019 | — |
| 425 | Form 425 | Jan 10, 2019 | — |
| 425 | Form 425 | Jan 9, 2019 | — |
| 425 | Form 425 | Jan 7, 2019 | — |
| 425 | Form 425 | Jan 3, 2019 | — |
| 425 | Form 425 | Dec 28, 2018 | — |
| 425 | Form 425 | Dec 28, 2018 | — |
| 425 | Form 425 | Dec 26, 2018 | — |
| 425 | Form 425 | Dec 26, 2018 | — |
| 425 | Form 425 | Dec 26, 2018 | — |
| 425 | Form 425 | Dec 26, 2018 | — |
| 40-APP/A | Amendment no.1 to form 40-app | Dec 21, 2018 | — |
| PX14A6G | Filing | Dec 19, 2018 | — |
| PX14A6G | Filing | Dec 13, 2018 | — |
| N-23C-2 | Filing | Nov 30, 2018 | Nov 30, 2018 |
| 40-APP | Application for exemption and other relief | Nov 7, 2018 | — |
| 425 | Filing | Aug 16, 2018 | — |
| 425 | Filing | Aug 16, 2018 | — |
| 425 | Filing | Aug 15, 2018 | — |
| 425 | Filing | Aug 14, 2018 | — |
| 425 | Filing | Aug 14, 2018 | — |
| 425 | Filing | Aug 13, 2018 | — |
| 425 | Filing | Aug 9, 2018 | — |
| 425 | Filing | Aug 9, 2018 | — |
| N-23C-2 | Filing | Feb 7, 2018 | Feb 7, 2018 |
| POS 8C | Filing | Dec 15, 2017 | — |
| APP ORDR | Filing | Oct 5, 2017 | — |
| APP NTC | Filing | Oct 5, 2017 | — |
| 40-17G | Filing | Jul 3, 2017 | — |
| 40-APP | Filing | May 24, 2017 | — |
| APP ORDR | Filing | Apr 13, 2017 | — |
| APP NTC | Filing | Apr 13, 2017 | — |
| 40-APP/A | Filing | Mar 20, 2017 | — |
| 25-NSE | Delisting notice | Feb 22, 2017 | — |
| EFFECT | Filing | Feb 6, 2017 | — |
| CORRESP | Letter to the SEC | Feb 3, 2017 | — |
| CORRESP | Letter to the SEC | Jan 27, 2017 | — |
| POS 8C | Filing | Jan 27, 2017 | — |
| N-23C-2 | Filing | Jan 24, 2017 | Feb 22, 2017 |
| 40-APP/A | Filing | Dec 23, 2016 | — |
| POS EX | Filing | Dec 16, 2016 | — |
| POS 8C | Filing | Dec 15, 2016 | — |
| 497 | Filing | Dec 12, 2016 | — |
| 40-APP | Filing | Jul 26, 2016 | — |
| 40-17G | Filing | Jun 13, 2016 | — |
| EFFECT | Filing | May 11, 2016 | — |
| N-2/A | Filing | May 10, 2016 | — |
| CORRESP | Letter to the SEC | May 6, 2016 | — |
| CORRESP | Letter to the SEC | Apr 21, 2016 | — |
| CORRESP | Letter to the SEC | Mar 29, 2016 | — |
| N-2/A | Filing | Mar 25, 2016 | — |
| N-2 | Filing | Dec 23, 2015 | — |
| 8-A12B | Form 8-a | Dec 18, 2015 | — |
| 497AD | Filing | Dec 17, 2015 | — |
| POS EX | Filing | Dec 17, 2015 | — |
| 497 | Filing | Dec 16, 2015 | — |
| 497AD | Filing | Dec 15, 2015 | — |
| 497 | Filing | Dec 10, 2015 | — |
| 497AD | Filing | Dec 10, 2015 | — |
| 40-17G | Filing | Sep 25, 2015 | — |
| EFFECT | Filing | Jan 30, 2015 | — |
| POS 8C | Filing | Jan 30, 2015 | — |
| CORRESP | Letter to the SEC | Jan 27, 2015 | — |
| POS 8C | Filing | Dec 12, 2014 | — |
| POS EX | Filing | Aug 26, 2014 | — |
| 497AD | Filing | Aug 26, 2014 | — |
| 497 | Filing | Aug 22, 2014 | — |
| 497AD | Filing | Aug 21, 2014 | — |
| 497 | Filing | Aug 20, 2014 | — |
| 497AD | Filing | Aug 20, 2014 | — |
| POS EX | Filing | Aug 5, 2014 | — |
| 497 | Filing | Aug 4, 2014 | — |
| 40-17G/A | Filing | Jul 8, 2014 | — |
| 40-17G | Filing | Jun 30, 2014 | — |
| 40-17G/A | Filing | May 23, 2014 | — |
| 497AD | Filing | Apr 28, 2014 | — |
| POS EX | Filing | Apr 25, 2014 | — |
| 497 | Final prospectus supplement | Apr 24, 2014 | — |
| 497AD | Filing | Apr 23, 2014 | — |
| 497 | Preliminary prospectus supplement | Apr 22, 2014 | — |
| 497AD | Filing | Apr 22, 2014 | — |
| 497AD | Filing | Feb 5, 2014 | — |
| POS EX | Form n-1 am. 5 | Feb 4, 2014 | — |
| 497 | Preliminary prospectus supplement | Feb 4, 2014 | — |
| 497AD | Filing | Jan 31, 2014 | — |
| 497 | Filing | Jan 30, 2014 | — |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- PFX (Nasdaq), PFXNZ (Nasdaq)
- Fiscal year ends
- September 30
- Incorporated in
- DE
- Headquarters
- New York, NY
- SEC filer status
- Non-accelerated filer
- SEC CIK
- 1490349
- Former names
- Medley Capital Corp (until Jan 4, 2021); Medley Capital BDC LLC (until Jan 6, 2011)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.