PhenixFIN Corp SEC filings PFX
PhenixFIN Corp has 891 filings in SEC EDGAR's recent list, going back to May 3, 2010. Its latest annual report, Form 10-K, was filed on Dec 12, 2025 for the period ended Sep 30, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 5, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Aug 5, 2026 (results of operations). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| 10-Q | Quarterly report | Aug 5, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Results of operations
|
Aug 5, 2026 | Aug 5, 2026 |
| 40-17G | Form 40-17g | Jul 2, 2026 | — |
| 4 | Insider transaction | Jun 3, 2026 | Jun 1, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 14, 2026 | — |
| 4 | Insider transaction | May 14, 2026 | May 12, 2026 |
| 10-Q | Quarterly report | May 5, 2026 | Mar 31, 2026 |
| 8-K |
Current report
Results of operations
|
May 5, 2026 | May 5, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 2, 2026 | — |
| 8-K |
Current report
Shareholder vote results
|
Mar 20, 2026 | Mar 20, 2026 |
| 4 | Insider transaction | Mar 5, 2026 | Mar 3, 2026 |
| 10-Q | Quarterly report | Feb 9, 2026 | Dec 31, 2025 |
| 8-K |
Current report
Results of operations
|
Feb 9, 2026 | Feb 9, 2026 |
| DEF 14A | Proxy statement | Jan 28, 2026 | Mar 20, 2026 |
| 4 | Insider transaction | Dec 29, 2025 | Dec 22, 2025 |
| 4 | Insider transaction | Dec 29, 2025 | Dec 22, 2025 |
| 4 | Insider transaction | Dec 19, 2025 | Dec 17, 2025 |
| 4 | Insider transaction | Dec 17, 2025 | Dec 15, 2025 |
| 10-K | Annual report | Dec 12, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Results of operations
|
Dec 12, 2025 | Dec 12, 2025 |
| 4 | Insider transaction | Sep 25, 2025 | Sep 23, 2025 |
| 4 | Insider transaction | Sep 18, 2025 | Sep 16, 2025 |
| 4 | Insider transaction | Sep 15, 2025 | Sep 11, 2025 |
| 4 | Insider transaction | Sep 11, 2025 | Sep 9, 2025 |
| 4 | Insider transaction | Sep 8, 2025 | Sep 3, 2025 |
| 4 | Insider transaction | Sep 5, 2025 | Sep 3, 2025 |
| 4 | Insider transaction | Aug 21, 2025 | Aug 19, 2025 |
| 4 | Insider transaction | Aug 18, 2025 | Jun 23, 2025 |
| 4 | Insider transaction | Aug 18, 2025 | Aug 14, 2025 |
| 4 | Insider transaction | Aug 12, 2025 | Aug 8, 2025 |
| 10-Q | Quarterly report | Aug 6, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Results of operations
|
Aug 6, 2025 | Aug 6, 2025 |
| 40-17G | Form 40-17g | Jul 15, 2025 | — |
| 4 | Insider transaction | Jun 20, 2025 | Jun 17, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jun 18, 2025 | — |
| 4 | Insider transaction | Jun 18, 2025 | Jun 16, 2025 |
| 10-Q | Quarterly report | May 7, 2025 | Mar 31, 2025 |
| 8-K |
Current report
Results of operations
|
May 7, 2025 | May 6, 2025 |
| 4 | Insider transaction | Apr 24, 2025 | Apr 23, 2025 |
| 8-K |
Current report
Material agreement
|
Apr 22, 2025 | Apr 17, 2025 |
| 8-K |
Current report
Shareholder vote results
|
Mar 21, 2025 | Mar 20, 2025 |
| 4 | Insider transaction | Mar 11, 2025 | Mar 7, 2025 |
| 4 | Insider transaction | Mar 5, 2025 | Mar 3, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Mar 5, 2025 | — |
| 4 | Insider transaction | Feb 21, 2025 | Feb 19, 2025 |
| 4 | Insider transaction | Feb 14, 2025 | Feb 12, 2025 |
| 4 | Insider transaction | Feb 13, 2025 | Feb 11, 2025 |
| 10-Q | Quarterly report | Feb 7, 2025 | Dec 31, 2024 |
| 8-K |
Current report
Results of operations
|
Feb 7, 2025 | Feb 7, 2025 |
| ARS | Annual report to shareholders | Jan 22, 2025 | Sep 30, 2024 |
| DEF 14A | Proxy statement | Jan 22, 2025 | Mar 12, 2025 |
| 4 | Insider transaction | Dec 20, 2024 | Dec 18, 2024 |
| 10-K | Annual report | Dec 17, 2024 | Sep 30, 2024 |
| 8-K |
Current report
Results of operations
|
Dec 17, 2024 | Dec 16, 2024 |
| 4 | Insider transaction | Nov 22, 2024 | Nov 20, 2024 |
| CORRESP | Letter to the SEC | Oct 1, 2024 | — |
| 10-Q | Quarterly report | Aug 6, 2024 | Jun 30, 2024 |
| 8-K |
Current report
Results of operations
|
Aug 6, 2024 | Aug 6, 2024 |
| 40-17G | Filing | Jul 11, 2024 | — |
| 4 | Insider transaction | Jun 21, 2024 | Jun 18, 2024 |
| 4 | Insider transaction | Jun 18, 2024 | Jun 14, 2024 |
| 4 | Insider transaction | Jun 14, 2024 | Jun 12, 2024 |
| 10-Q | Quarterly report | May 10, 2024 | Mar 31, 2024 |
| 8-K |
Current report
Results of operations
|
May 10, 2024 | May 9, 2024 |
| 8-K |
Current report
Shareholder vote results
|
Apr 15, 2024 | Apr 10, 2024 |
| 4 | Insider transaction | Mar 13, 2024 | Mar 11, 2024 |
| 4 | Insider transaction | Mar 5, 2024 | Mar 1, 2024 |
| 4/A | Form 4 | Mar 5, 2024 | Feb 23, 2024 |
| SC 13D/A | Amended ownership over 5% (active) | Mar 5, 2024 | — |
| 4 | Insider transaction | Feb 27, 2024 | Feb 23, 2024 |
| ARS | Annual report to shareholders | Feb 27, 2024 | Sep 30, 2023 |
| DEF 14A | Proxy statement | Feb 26, 2024 | Apr 10, 2024 |
| 8-K |
Current report
Material agreement, New debt
|
Feb 21, 2024 | Feb 21, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| 10-Q | Quarterly report | Feb 8, 2024 | Dec 31, 2023 |
| 8-K |
Current report
Results of operations
|
Feb 8, 2024 | Feb 8, 2024 |
| 10-K/A | Amended annual report | Jan 26, 2024 | Sep 30, 2023 |
| 10-K | Annual report | Dec 22, 2023 | Sep 30, 2023 |
| 8-K |
Current report
Results of operations
|
Dec 22, 2023 | Dec 14, 2023 |
| 4 | Insider transaction | Sep 26, 2023 | Jun 6, 2023 |
| 4 | Insider transaction | Sep 22, 2023 | Sep 20, 2023 |
| 4 | Insider transaction | Aug 16, 2023 | Aug 14, 2023 |
| 10-Q | Quarterly report | Aug 11, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Results of operations
|
Aug 11, 2023 | Aug 10, 2023 |
| 40-17G | Form 40-17g | Jul 7, 2023 | — |
| 4 | Insider transaction | Jun 21, 2023 | Jun 6, 2023 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 20, 2023 | — |
| 4 | Insider transaction | Jun 16, 2023 | Jun 14, 2023 |
| 4 | Insider transaction | Jun 8, 2023 | Jun 6, 2023 |
| 10-Q | Quarterly report | May 11, 2023 | Mar 31, 2023 |
| 8-K |
Current report
Results of operations
|
May 11, 2023 | May 10, 2023 |
| 8-K |
Current report
Shareholder vote results
|
May 3, 2023 | Apr 27, 2023 |
| DEF 14A | Proxy statement | Mar 10, 2023 | Apr 27, 2023 |
| 8-K |
Current report
Auditor change
|
Mar 3, 2023 | Feb 27, 2023 |
| 4 | Insider transaction | Mar 2, 2023 | Feb 28, 2023 |
| 4 | Insider transaction | Feb 23, 2023 | Feb 21, 2023 |
| 4 | Insider transaction | Feb 23, 2023 | Feb 21, 2023 |
| 4 | Insider transaction | Feb 14, 2023 | Feb 10, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| SC 13G | Ownership over 5% (passive) | Feb 13, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2023 | — |
| SC 13G | Ownership over 5% (passive) | Feb 13, 2023 | — |
| 10-Q | Quarterly report | Feb 9, 2023 | Dec 31, 2022 |
| 8-K |
Current report
Results of operations
|
Feb 9, 2023 | Feb 9, 2023 |
| 10-K/A | Amended annual report | Jan 27, 2023 | Sep 30, 2022 |
| 25-NSE | Delisting notice | Jan 17, 2023 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jan 3, 2023 | — |
| 4 | Insider transaction | Dec 28, 2022 | Dec 23, 2022 |
| 4 | Insider transaction | Dec 22, 2022 | Dec 20, 2022 |
| 10-K | Annual report | Dec 16, 2022 | Sep 30, 2022 |
| 8-K |
Current report
Results of operations
|
Dec 16, 2022 | Dec 16, 2022 |
| N-23C-2 | Form n-23c-2 | Dec 16, 2022 | Dec 15, 2022 |
| 4 | Insider transaction | Sep 28, 2022 | Sep 22, 2022 |
| 4 | Insider transaction | Sep 9, 2022 | Sep 7, 2022 |
| 40-17G | Filing | Sep 2, 2022 | — |
| 4 | Insider transaction | Aug 30, 2022 | Aug 26, 2022 |
| 4/A | Form 4/a | Aug 18, 2022 | Aug 16, 2022 |
| 4 | Insider transaction | Aug 15, 2022 | Aug 11, 2022 |
| 10-Q | Quarterly report | Aug 10, 2022 | Jun 30, 2022 |
| 8-K |
Current report
Results of operations
|
Aug 10, 2022 | Aug 9, 2022 |
| 8-K |
Current report
Shareholder vote results
|
May 26, 2022 | May 25, 2022 |
| SC 13D/A | Amended ownership over 5% (active) | May 16, 2022 | — |
| 4 | Insider transaction | May 13, 2022 | May 11, 2022 |
| 10-Q | Quarterly report | May 10, 2022 | Mar 31, 2022 |
| 8-K |
Current report
Results of operations
|
May 10, 2022 | May 9, 2022 |
| DEF 14A | Proxy statement | Apr 13, 2022 | May 25, 2022 |
| 4 | Insider transaction | Mar 18, 2022 | Mar 16, 2022 |
| 4 | Insider transaction | Mar 7, 2022 | Mar 2, 2022 |
| 4 | Insider transaction | Mar 2, 2022 | Mar 1, 2022 |
| 4 | Insider transaction | Feb 28, 2022 | Feb 24, 2022 |
| 4 | Insider transaction | Feb 28, 2022 | Feb 24, 2022 |
| 4 | Insider transaction | Feb 18, 2022 | Feb 16, 2022 |
| 4 | Insider transaction | Feb 16, 2022 | Feb 14, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| 10-Q | Quarterly report | Feb 10, 2022 | Dec 31, 2021 |
| 8-K |
Current report
Results of operations
|
Feb 10, 2022 | Feb 10, 2022 |
| 10-K/A | Amended annual report | Jan 28, 2022 | Sep 30, 2021 |
| SC 13D | Ownership over 5% (active) | Dec 20, 2021 | — |
| 8-K |
Current report
Results of operations
|
Dec 20, 2021 | Dec 20, 2021 |
| 10-K | Annual report | Dec 20, 2021 | Sep 30, 2021 |
| 4 | Insider transaction | Dec 10, 2021 | Dec 8, 2021 |
| CERT | Filing | Nov 16, 2021 | — |
| 8-A12B | Filing | Nov 16, 2021 | — |
| N-23C-2 | Filing | Nov 15, 2021 | Nov 15, 2021 |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Nov 15, 2021 | Nov 15, 2021 |
| 8-K |
Current report
Material agreement
|
Nov 12, 2021 | Nov 9, 2021 |
| 424B2 | Prospectus | Nov 12, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 10, 2021 | — |
| 497AD | Filing | Nov 10, 2021 | — |
| FWP | Free writing prospectus | Nov 10, 2021 | — |
| 497AD | Filing | Nov 8, 2021 | — |
| 8-K |
Current report
Results of operations
|
Nov 8, 2021 | Nov 8, 2021 |
| 424B2 | Prospectus | Nov 8, 2021 | — |
| 305B2 | Filing | Nov 8, 2021 | — |
| EFFECT | Filing | Oct 19, 2021 | — |
| N-2/A | Filing | Oct 15, 2021 | — |
| 4 | Insider transaction | Aug 31, 2021 | Aug 27, 2021 |
| N-2 | Registration statement | Aug 19, 2021 | — |
| 10-Q | Quarterly report | Aug 11, 2021 | Jun 30, 2021 |
| 8-K |
Current report
Results of operations
|
Aug 11, 2021 | Aug 11, 2021 |
| 40-17G | Form 40-17g | Jul 16, 2021 | — |
| 4 | Insider transaction | May 26, 2021 | May 24, 2021 |
| 4 | Insider transaction | May 26, 2021 | May 24, 2021 |
| 4 | Insider transaction | May 26, 2021 | May 24, 2021 |
| 4 | Insider transaction | May 24, 2021 | May 20, 2021 |
| 4 | Insider transaction | May 24, 2021 | May 19, 2021 |
| 4 | Insider transaction | May 19, 2021 | May 17, 2021 |
| 4 | Insider transaction | May 18, 2021 | May 14, 2021 |
| 10-Q | Quarterly report | May 13, 2021 | Mar 31, 2021 |
| 8-K |
Current report
Results of operations
|
May 13, 2021 | May 12, 2021 |
| 8-K |
Current report
Shareholder vote results
|
Apr 12, 2021 | Apr 8, 2021 |
| 8-K |
Current report
Other events
|
Mar 16, 2021 | Mar 16, 2021 |
| DEF 14A | Proxy statement | Feb 26, 2021 | Apr 8, 2021 |
| SC 13G | Ownership over 5% (passive) | Feb 26, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2021 | — |
| 8-K |
Current report
Results of operations, Bylaw or fiscal year change
|
Feb 16, 2021 | Feb 10, 2021 |
| 10-Q | Quarterly report | Feb 16, 2021 | Dec 31, 2020 |
| 10-K/A | Amended annual report | Jan 28, 2021 | Jan 28, 2021 |
| 8-K |
Current report
Officer or director change
|
Jan 21, 2021 | Jan 21, 2021 |
| 3 | Initial insider ownership | Jan 8, 2021 | Jan 1, 2021 |
| CERT | Filing | Jan 4, 2021 | — |
| 8-A12B | Filing | Jan 4, 2021 | — |
| 8-A12B | Filing | Jan 4, 2021 | — |
| 25 | Form 25 | Jan 4, 2021 | — |
| 25 | Filing | Jan 4, 2021 | — |
| 8-K |
Current report
Bylaw or fiscal year change
|
Dec 28, 2020 | Dec 28, 2020 |
| 10-K | Annual report | Dec 11, 2020 | Dec 11, 2020 |
| 8-K |
Current report
Results of operations
|
Dec 11, 2020 | Dec 11, 2020 |
| 8-K |
Current report
Material agreement, Officer or director change, Regulation FD disclosure
|
Nov 24, 2020 | Nov 18, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 23, 2020 | — |
| 25-NSE | Delisting notice | Nov 20, 2020 | — |
| 25 | Filing | Oct 21, 2020 | — |
| N-23C-2 | Filing | Oct 21, 2020 | Oct 21, 2020 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Oct 21, 2020 | Oct 21, 2020 |
| 8-K |
Current report
Material agreement, Acquisition or sale of assets, Regulation FD disclosure
|
Oct 13, 2020 | Oct 8, 2020 |
| 8-K |
Current report
Other events
|
Sep 30, 2020 | Sep 29, 2020 |
| SC 13G | Ownership over 5% (passive) | Sep 18, 2020 | — |
| 3 | Initial insider ownership | Aug 24, 2020 | Aug 19, 2020 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- PFX (Nasdaq), PFXNZ (Nasdaq)
- Fiscal year ends
- September 30
- Incorporated in
- DE
- Headquarters
- New York, NY
- SEC filer status
- Non-accelerated filer
- SEC CIK
- 1490349
- Former names
- Medley Capital Corp (until Jan 4, 2021); Medley Capital BDC LLC (until Jan 6, 2011)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.