Q3 FY2026 · ended Sep 30, 2026 · Revenue $5.34B, +17.4% YoY · Filed Oct 29, 2026
LPL Financial Holdings Inc. (LPLA) files with the SEC under industry code 6200, Security & Commodity Brokers, Dealers, Exchanges & Services. In Q3 of fiscal 2026, the quarter ended Sep 30, 2026, it reported revenue of $5.3 billion and net income of $356.6 million. Free cash flow was $67.5 million. As of Sep 30, 2026 it held $1.2 billion in cash and investments and $8.0 billion in total debt.
Company profile
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200)
- Listed as
- LPLA (Nasdaq)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- San Diego, CA
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1397911
- Former names
- LPL Investment Holdings Inc. (until Jun 5, 2012)
Other Security & Commodity Brokers, Dealers, Exchanges & Services companies
- Cme Group Inc. CME
- Intercontinental Exchange, Inc. ICE
- Nasdaq, Inc. NDAQ
- Cboe Global Markets, Inc. CBOE
- Tradeweb Markets Inc. TW
- StoneX Group Inc. SNEX
- BGC Group, Inc. BGC
- TOP Financial Group Ltd TOP
All 18 Security & Commodity Brokers, Dealers, Exchanges & Services companies
Key figures
Fiscal-year totals from the annual reports; switch to Annual for the full-year view. Balance sheet lines are as of each year end.
| Line | Q3 FY2026 Sep 30, 2026 |
Q2 FY2026 Jun 30, 2026 |
Q1 FY2026 Mar 31, 2026 |
Q4 FY2025 Dec 31, 2025 |
Q3 FY2025 Sep 30, 2025 |
|---|---|---|---|---|---|
| Revenue | $5.3B | $5.2B | $4.9B | $4.9B | $4.6B |
| Net income | $356.6M | $379.3M | $356.4M | $300.7M | -$29.5M |
| Diluted EPS | $4.52 | $4.74 | $4.43 | $3.74 | -$0.37 |
| Operating cash flow | $297.1M | $401.9M | $290.4M | $785.0M | -$1.7B |
| Free cash flow | $67.5M | $202.5M | $124.6M | $613.3M | -$1.9B |
| Total assets | $19.9B | $19.8B | $18.8B | $18.5B | $18.0B |
| Total liabilities | $14.1B | $14.0B | $13.1B | $13.1B | $13.0B |
| Stockholders' equity | $5.8B | $5.8B | $5.7B | $5.3B | $5.0B |
| Cash and investments | $1.2B | $1.5B | $1.1B | $1.1B | $1.6B |
| Total debt | $8.0B | $7.7B | $7.4B | $7.5B | $7.7B |
Recent SEC filings
| Form | Description | Filed | Period |
|---|---|---|---|
| 10-Q | Quarterly report | Oct 29, 2026 | Sep 30, 2026 |
| 8-K |
Current report
Results of operations
|
Oct 27, 2026 | Oct 27, 2026 |
| 10-Q | Quarterly report | Aug 3, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Results of operations
|
Jul 30, 2026 | Jul 30, 2026 |
| 8-K |
Current report
Bylaw or fiscal year change, Shareholder vote results
|
May 15, 2026 | May 14, 2026 |
| 10-Q | Quarterly report | May 4, 2026 | Mar 31, 2026 |
All 1000 LPL Financial Holdings Inc. SEC filings
Source: SEC EDGAR filings. This is company-reported data, not investment advice.