Hercules Capital, Inc. SEC filings HCXY

Hercules Capital, Inc. has 1,003 filings in SEC EDGAR's recent list, going back to Mar 14, 2017. Its latest annual report, Form 10-K, was filed on Feb 12, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 29, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 29, 2026 (results of operations, other events). The company's fiscal year ends on December 31.

Hercules Capital, Inc. SEC filings
Form Description Filed Period
4 Insider transaction Oct 13, 2026 Oct 9, 2026
4 Insider transaction Oct 13, 2026 Oct 9, 2026
4 Insider transaction Oct 13, 2026 Oct 9, 2026
4 Insider transaction Oct 13, 2026 Oct 9, 2026
4 Insider transaction Sep 21, 2026 Sep 17, 2026
3 Initial insider ownership Sep 21, 2026 Sep 17, 2026
4 Insider transaction Sep 11, 2026 Sep 9, 2026
4 Insider transaction Jul 13, 2026 Jul 9, 2026
4 Insider transaction Jul 13, 2026 Jul 9, 2026
4 Insider transaction Jul 13, 2026 Jul 9, 2026
4 Insider transaction Jul 13, 2026 Jul 9, 2026
4 Insider transaction Jun 23, 2026 Jun 18, 2026
4 Insider transaction Jun 23, 2026 Jun 18, 2026
4 Insider transaction Jun 23, 2026 Jun 18, 2026
4 Insider transaction Jun 23, 2026 Jun 18, 2026
4 Insider transaction Jun 10, 2026 Jun 9, 2026
3 Initial insider ownership May 28, 2026 May 18, 2026
4 Insider transaction Apr 13, 2026 Apr 9, 2026
4 Insider transaction Apr 13, 2026 Apr 9, 2026
4 Insider transaction Apr 13, 2026 Apr 9, 2026
4 Insider transaction Apr 13, 2026 Apr 9, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 9, 2026 Mar 5, 2026
4/A Primary document Mar 5, 2026 Mar 4, 2026
4 Insider transaction Mar 5, 2026 Mar 4, 2026
4 Insider transaction Mar 5, 2026 Mar 4, 2026
4/A Primary document Mar 2, 2026 Feb 27, 2026
4 Insider transaction Feb 27, 2026 Feb 27, 2026
4 Insider transaction Feb 27, 2026 Feb 27, 2026
4 Insider transaction Feb 27, 2026 Feb 27, 2026
4 Insider transaction Feb 27, 2026 Feb 27, 2026
4 Insider transaction Feb 27, 2026 Feb 27, 2026
4 Insider transaction Feb 27, 2026 Feb 27, 2026
4 Insider transaction Feb 26, 2026 Feb 25, 2026
4 Insider transaction Feb 25, 2026 Feb 24, 2026
4 Insider transaction Feb 25, 2026 Feb 24, 2026
4 Insider transaction Feb 25, 2026 Feb 23, 2026
4 Insider transaction Feb 24, 2026 Feb 24, 2026
4 Insider transaction Feb 19, 2026 Feb 17, 2026
4 Insider transaction Feb 19, 2026 Feb 17, 2026
4 Insider transaction Jan 13, 2026 Jan 9, 2026
4 Insider transaction Jan 13, 2026 Jan 9, 2026
4 Insider transaction Jan 13, 2026 Jan 9, 2026
4 Insider transaction Jan 13, 2026 Jan 9, 2026
4 Insider transaction Jan 12, 2026 Jan 8, 2026
4 Insider transaction Jan 12, 2026 Jan 8, 2026
4 Insider transaction Jan 12, 2026 Jan 8, 2026
4 Insider transaction Jan 12, 2026 Jan 8, 2026
4 Insider transaction Dec 8, 2025 Dec 4, 2025
4 Insider transaction Dec 8, 2025 Dec 4, 2025
4 Insider transaction Dec 8, 2025 Dec 4, 2025
4 Insider transaction Dec 8, 2025 Dec 4, 2025
4 Insider transaction Nov 4, 2025 Nov 3, 2025
4 Insider transaction Oct 15, 2025 Oct 11, 2025
4 Insider transaction Oct 15, 2025 Oct 11, 2025
4 Insider transaction Oct 15, 2025 Oct 11, 2025
4 Insider transaction Oct 15, 2025 Oct 11, 2025
4 Insider transaction Oct 14, 2025 Oct 9, 2025
4 Insider transaction Oct 14, 2025 Oct 9, 2025
4 Insider transaction Oct 14, 2025 Oct 9, 2025
4 Insider transaction Oct 14, 2025 Oct 9, 2025
4 Insider transaction Jul 15, 2025 Jul 11, 2025
4 Insider transaction Jul 15, 2025 Jul 11, 2025
4 Insider transaction Jul 15, 2025 Jul 11, 2025
4 Insider transaction Jul 15, 2025 Jul 11, 2025
4 Insider transaction Jul 11, 2025 Jul 9, 2025
4 Insider transaction Jul 11, 2025 Jul 9, 2025
4 Insider transaction Jul 11, 2025 Jul 9, 2025
4 Insider transaction Jul 11, 2025 Jul 9, 2025
SCHEDULE 13G/A Amended ownership over 5% (passive) Jul 8, 2025 —
4 Insider transaction Jun 20, 2025 Jun 18, 2025
4 Insider transaction Jun 20, 2025 Jun 18, 2025
4 Insider transaction Jun 5, 2025 Jun 5, 2025
4 Insider transaction May 9, 2025 May 8, 2025
4 Insider transaction May 9, 2025 May 8, 2025
4 Insider transaction May 9, 2025 May 8, 2025
4 Insider transaction May 9, 2025 May 8, 2025
4 Insider transaction May 9, 2025 May 8, 2025
4 Insider transaction May 9, 2025 May 8, 2025
4 Insider transaction Apr 15, 2025 Apr 11, 2025
4 Insider transaction Apr 15, 2025 Apr 11, 2025
4 Insider transaction Apr 15, 2025 Apr 11, 2025
4 Insider transaction Apr 15, 2025 Apr 11, 2025
4 Insider transaction Apr 11, 2025 Apr 9, 2025
4 Insider transaction Apr 11, 2025 Apr 9, 2025
4 Insider transaction Apr 11, 2025 Apr 9, 2025
4 Insider transaction Apr 11, 2025 Apr 9, 2025
4 Insider transaction Jan 14, 2025 Jan 11, 2025
4 Insider transaction Jan 14, 2025 Jan 11, 2025
4 Insider transaction Jan 14, 2025 Jan 10, 2025
4 Insider transaction Jan 14, 2025 Jan 11, 2025
4 Insider transaction Jan 13, 2025 Jan 9, 2025
4 Insider transaction Jan 13, 2025 Jan 9, 2025
4 Insider transaction Jan 13, 2025 Jan 9, 2025
4 Insider transaction Jan 13, 2025 Jan 9, 2025
4 Insider transaction Dec 9, 2024 Dec 5, 2024
4 Insider transaction Dec 9, 2024 Dec 5, 2024
4 Insider transaction Dec 9, 2024 Dec 5, 2024
4 Insider transaction Dec 9, 2024 Dec 5, 2024
4 Insider transaction Oct 15, 2024 Oct 11, 2024
4 Insider transaction Oct 15, 2024 Oct 11, 2024
4 Insider transaction Oct 15, 2024 Oct 11, 2024
4 Insider transaction Oct 15, 2024 Oct 10, 2024
4 Insider transaction Sep 27, 2024 Sep 26, 2024
144 Notice of proposed sale Sep 26, 2024 —
4 Insider transaction Aug 8, 2024 Aug 6, 2024
4 Insider transaction Aug 8, 2024 Aug 6, 2024
4 Insider transaction Aug 8, 2024 Aug 6, 2024
4 Insider transaction Aug 8, 2024 Aug 6, 2024
4 Insider transaction Aug 8, 2024 Aug 6, 2024
4 Insider transaction Aug 8, 2024 Aug 6, 2024
4 Insider transaction Jul 15, 2024 Jul 11, 2024
4 Insider transaction Jul 15, 2024 Jul 11, 2024
4 Insider transaction Jul 15, 2024 Jul 11, 2024
4 Insider transaction Jul 15, 2024 Jul 11, 2024
4 Insider transaction Jul 12, 2024 Jul 10, 2024
4 Insider transaction Jun 26, 2024 Jun 25, 2024
4 Insider transaction Jun 24, 2024 Jun 20, 2024
4 Insider transaction Jun 24, 2024 Jun 20, 2024
4 Insider transaction Jun 24, 2024 Jun 20, 2024
4/A Primary document Jun 24, 2024 Jun 18, 2024
4 Insider transaction Jun 21, 2024 Jun 18, 2024
144 Notice of proposed sale Jun 20, 2024 —
4 Insider transaction Apr 15, 2024 Apr 11, 2024
4 Insider transaction Apr 15, 2024 Apr 11, 2024
4 Insider transaction Apr 15, 2024 Apr 11, 2024
4 Insider transaction Apr 15, 2024 Apr 11, 2024
4 Insider transaction Apr 12, 2024 Apr 10, 2024
4/A Primary document Apr 10, 2024 Jan 11, 2024
4/A Primary document Jan 30, 2024 Jan 12, 2024
4/A Primary document Jan 30, 2024 Jan 12, 2024
4/A Primary document Jan 30, 2024 Jan 11, 2024
4 Insider transaction Jan 17, 2024 Jan 12, 2024
4 Insider transaction Jan 17, 2024 Jan 12, 2024
4 Insider transaction Jan 17, 2024 Jan 12, 2024
4 Insider transaction Jan 16, 2024 Jan 11, 2024
4 Insider transaction Jan 16, 2024 Jan 11, 2024
4 Insider transaction Jan 16, 2024 Jan 11, 2024
4 Insider transaction Jan 16, 2024 Jan 11, 2024
4 Insider transaction Jan 12, 2024 Jan 10, 2024
4 Insider transaction Jan 10, 2024 Jan 9, 2024
4 Insider transaction Jan 10, 2024 Jan 9, 2024
4 Insider transaction Jan 10, 2024 Jan 9, 2024
4 Insider transaction Jan 10, 2024 Jan 9, 2024
4 Insider transaction Dec 11, 2023 Dec 7, 2023
4 Insider transaction Dec 11, 2023 Dec 7, 2023
4 Insider transaction Dec 11, 2023 Dec 7, 2023
4 Insider transaction Dec 11, 2023 Dec 7, 2023
4 Insider transaction Nov 27, 2023 Nov 22, 2023
4 Insider transaction Nov 27, 2023 Nov 22, 2023
4 Insider transaction Nov 27, 2023 Nov 22, 2023
4 Insider transaction Nov 27, 2023 Nov 22, 2023
4 Insider transaction Nov 27, 2023 Nov 22, 2023
4 Insider transaction Oct 16, 2023 Oct 12, 2023
4 Insider transaction Oct 16, 2023 Oct 12, 2023
4 Insider transaction Oct 16, 2023 Oct 12, 2023
4 Insider transaction Oct 13, 2023 Oct 11, 2023
4 Insider transaction Oct 13, 2023 Oct 11, 2023
4 Insider transaction Oct 13, 2023 Oct 11, 2023
4 Insider transaction Oct 12, 2023 Oct 10, 2023
4 Insider transaction Sep 25, 2023 Sep 21, 2023
3 Initial insider ownership Sep 25, 2023 Sep 21, 2023
4 Insider transaction Sep 11, 2023 Sep 8, 2023
4 Insider transaction Sep 11, 2023 Sep 8, 2023
4 Insider transaction Sep 11, 2023 Sep 8, 2023
4 Insider transaction Sep 11, 2023 Sep 8, 2023
4 Insider transaction Sep 11, 2023 Sep 8, 2023
4 Insider transaction Aug 28, 2023 Aug 25, 2023
4 Insider transaction Aug 28, 2023 Aug 25, 2023
4 Insider transaction Aug 28, 2023 Aug 25, 2023
4 Insider transaction Aug 28, 2023 Aug 25, 2023
4/A Primary document Jul 17, 2023 Jul 11, 2023
4/A Primary document Jul 17, 2023 Jul 11, 2023
4 Insider transaction Jul 13, 2023 Jul 11, 2023
4 Insider transaction Jul 13, 2023 Jul 11, 2023
4 Insider transaction Jul 13, 2023 Jul 11, 2023
4 Insider transaction Jul 12, 2023 Jul 10, 2023
4 Insider transaction Jun 26, 2023 Jun 22, 2023
4 Insider transaction Jun 26, 2023 Jun 22, 2023
4 Insider transaction May 25, 2023 May 23, 2023
4 Insider transaction May 25, 2023 May 23, 2023
4 Insider transaction May 25, 2023 May 23, 2023
4 Insider transaction May 25, 2023 May 23, 2023
4 Insider transaction May 9, 2023 May 8, 2023
SC 13G Ownership over 5% (passive) May 8, 2023 —
4 Insider transaction May 3, 2023 May 2, 2023
4 Insider transaction Apr 14, 2023 Apr 12, 2023
4 Insider transaction Apr 14, 2023 Apr 12, 2023
4 Insider transaction Apr 14, 2023 Apr 12, 2023
4 Insider transaction Apr 13, 2023 Apr 11, 2023
4 Insider transaction Apr 13, 2023 Apr 11, 2023
4 Insider transaction Apr 13, 2023 Apr 11, 2023
4 Insider transaction Apr 12, 2023 Apr 10, 2023
4 Insider transaction Mar 21, 2023 Mar 17, 2023

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Listed as
HTGC (NYSE), HCXY (NYSE)
Fiscal year ends
December 31
Incorporated in
MD
Headquarters
San Mateo, CA
SEC filer status
Large accelerated filer
SEC CIK
1280784
Former names
HERCULES TECHNOLOGY GROWTH CAPITAL INC (until Feb 19, 2016)

Source: SEC EDGAR filings. This is company-reported data, not investment advice.