Hercules Capital, Inc. SEC filings HCXY
Hercules Capital, Inc. has 1,003 filings in SEC EDGAR's recent list, going back to Mar 14, 2017. Its latest annual report, Form 10-K, was filed on Feb 12, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 29, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 29, 2026 (results of operations, other events). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 497AD | Filing | Oct 5, 2026 | — |
| 497AD | Filing | Jul 21, 2026 | — |
| 497AD | Filing | Jun 16, 2026 | — |
| ABS-15G | Filing | Feb 27, 2026 | Dec 31, 2025 |
| 497AD | Filing | Feb 5, 2026 | — |
| 497AD | Filing | Feb 4, 2026 | — |
| 40-17G | Filing | Dec 17, 2025 | — |
| 497AD | Filing | Jun 11, 2025 | — |
| 497AD | Filing | Jun 10, 2025 | — |
| 305B2 | Filing | Apr 21, 2025 | — |
| ABS-15G | Filing | Feb 14, 2025 | Dec 31, 2024 |
| 40-17G | Filing | Dec 27, 2024 | — |
| N-2ASR | Filing | Dec 11, 2024 | — |
| CORRESP | Letter to the SEC | Oct 28, 2024 | — |
| CORRESP | Letter to the SEC | Apr 23, 2024 | — |
| ABS-15G | Form abs-15g | Jan 22, 2024 | Jan 22, 2024 |
| ABS-15G | Form abs-15g | Oct 27, 2023 | Oct 27, 2023 |
| 40-17G | Filing | Oct 19, 2023 | — |
| 497AD | Filing | Aug 8, 2023 | — |
| 497AD | Filing | Aug 7, 2023 | — |
| CORRESP | Letter to the SEC | Apr 27, 2023 | — |
| CORRESP | Letter to the SEC | Apr 25, 2023 | — |
| 40-17G | Filing | Jun 15, 2022 | — |
| 497AD | Filing | Jan 20, 2022 | — |
| 497AD | Filing | Jan 18, 2022 | — |
| 497AD | Filing | Jan 18, 2022 | — |
| 497AD | Filing | Jan 14, 2022 | — |
| 497AD | Filing | Jan 11, 2022 | — |
| N-2ASR | Filing | Dec 17, 2021 | — |
| CORRESP | Letter to the SEC | Nov 12, 2021 | — |
| 497AD | Filing | Sep 16, 2021 | — |
| 497AD | Filing | Sep 14, 2021 | — |
| 497AD | Filing | Sep 14, 2021 | — |
| 497AD | Filing | Sep 14, 2021 | — |
| 497AD | Filing | Sep 13, 2021 | — |
| 497AD | Filing | Sep 7, 2021 | — |
| 25-NSE | Delisting notice | Jul 2, 2021 | — |
| 40-17G | Filing | Jun 14, 2021 | — |
| ABS-15G | Filing | Feb 12, 2021 | Dec 31, 2020 |
| 497 | Form 497 | Jul 2, 2020 | — |
| 40-17G | Form 40-17g | Jun 16, 2020 | — |
| ABS-15G | Filing | Feb 13, 2020 | Dec 31, 2019 |
| 497 | Form 497 | Jun 13, 2019 | — |
| 40-17G | Form 40-17g | Jun 13, 2019 | — |
| 497AD | Form 497ad | Jun 13, 2019 | — |
| 497AD | Form 497ad | Jun 12, 2019 | — |
| 497AD | Form 497ad | Jun 12, 2019 | — |
| 497 | Form 497 | Jun 12, 2019 | — |
| POS EX | Form pos ex | May 6, 2019 | — |
| 497 | Form 497 | May 6, 2019 | — |
| POS EX | Form pos ex | Apr 30, 2019 | — |
| N-2 | Form n-2 | Apr 29, 2019 | — |
| POS EX | Filing | Feb 28, 2019 | — |
| 497 | Filing | Feb 28, 2019 | — |
| 25-NSE | Delisting notice | Feb 4, 2019 | — |
| APP ORDR | Filing | Jan 30, 2019 | — |
| APP NTC | Filing | Jan 30, 2019 | — |
| ABS-15G | Form abs-15g | Jan 28, 2019 | Dec 31, 2018 |
| ABS-15G | Form abs-15g | Jan 7, 2019 | Jan 4, 2019 |
| N-23C-2 | Filing | Dec 12, 2018 | Dec 12, 2018 |
| 497 | Filing | Nov 9, 2018 | — |
| ABS-15G | Filing | Oct 17, 2018 | Oct 17, 2018 |
| CORRESP | Letter to the SEC | Oct 5, 2018 | — |
| 40-APP/A | Filing | Sep 27, 2018 | — |
| CERT | Nyse certification filing - hercules capital, inc. | Sep 25, 2018 | — |
| 8-A12B | Filing | Sep 24, 2018 | — |
| POS EX | Filing | Sep 24, 2018 | — |
| 497 | Filing | Sep 20, 2018 | — |
| 497AD | Filing | Sep 20, 2018 | — |
| 497AD | Filing | Sep 20, 2018 | — |
| 497 | Filing | Sep 18, 2018 | — |
| 497 | Filing | Aug 9, 2018 | — |
| 40-17G | Filing | Jun 21, 2018 | — |
| POS EX | Filing | Jun 14, 2018 | — |
| 497 | Filing | Jun 13, 2018 | — |
| 497AD | Filing | Jun 12, 2018 | — |
| 497AD | Filing | Jun 11, 2018 | — |
| 497 | Filing | Jun 11, 2018 | — |
| 497 | Filing | Jun 6, 2018 | — |
| EFFECT | Filing | Jun 5, 2018 | — |
| CORRESP | Letter to the SEC | Jun 1, 2018 | — |
| N-2/A | Amendment no. 1 to form n-2 | Jun 1, 2018 | — |
| CORRESP | Letter to the SEC | May 31, 2018 | — |
| 40-APP | Filing | May 29, 2018 | — |
| POS EX | Filing | May 9, 2018 | — |
| 497 | Filing | May 9, 2018 | — |
| CERT | Nyse certification - hercules capital, inc. | Apr 30, 2018 | — |
| 8-A12B | Filing | Apr 26, 2018 | — |
| POS EX | Filing | Apr 26, 2018 | — |
| 497 | Filing | Apr 24, 2018 | — |
| 497AD | Filing | Apr 24, 2018 | — |
| 497 | Filing | Apr 23, 2018 | — |
| N-2 | Registration statement on form n-2 | Apr 13, 2018 | — |
| POS EX | Filing | Mar 9, 2018 | — |
| 497 | Filing | Mar 9, 2018 | — |
| 497AD | Filing | Jan 16, 2018 | — |
| 497 | Filing | Jan 16, 2018 | — |
| 497 | Filing | Nov 8, 2017 | — |
| POS EX | Filing | Oct 25, 2017 | — |
| 497 | Filing | Oct 19, 2017 | — |
| 497AD | Filing | Oct 18, 2017 | — |
| 497AD | Filing | Oct 18, 2017 | — |
| 497AD | Filing | Oct 17, 2017 | — |
| 497AD | Filing | Oct 10, 2017 | — |
| 497 | Filing | Oct 10, 2017 | — |
| POS EX | Filing | Sep 13, 2017 | — |
| 497 | Filing | Sep 8, 2017 | — |
| EFFECT | Filing | Sep 7, 2017 | — |
| CORRESP | Letter to the SEC | Sep 6, 2017 | — |
| CORRESP | Letter to the SEC | Sep 5, 2017 | — |
| N-2/A | Amendment no. 2 to form n-2 | Sep 5, 2017 | — |
| CORRESP | Letter to the SEC | Jul 21, 2017 | — |
| N-2/A | Amendment no. 1 to form n-2 | Jul 21, 2017 | — |
| 40-17G | Form 40-17g | Jun 16, 2017 | — |
| CORRESP | Letter to the SEC | May 15, 2017 | — |
| DFAN14A | Tcw group inc | May 10, 2017 | — |
| PREC14A | Tcw group inc | May 10, 2017 | — |
Showing 117 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- HTGC (NYSE), HCXY (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- MD
- Headquarters
- San Mateo, CA
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1280784
- Former names
- HERCULES TECHNOLOGY GROWTH CAPITAL INC (until Feb 19, 2016)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.