Hercules Capital, Inc. SEC filings HCXY
Hercules Capital, Inc. has 1,003 filings in SEC EDGAR's recent list, going back to Mar 14, 2017. Its latest annual report, Form 10-K, was filed on Feb 12, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 29, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 29, 2026 (results of operations, other events). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 8-K |
Current report
Results of operations, Other events
|
Oct 29, 2026 | Oct 27, 2026 |
| 10-Q | Quarterly report | Oct 29, 2026 | Sep 30, 2026 |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Oct 8, 2026 | Oct 5, 2026 |
| 424B2 | Prospectus | Oct 6, 2026 | — |
| 497AD | Filing | Oct 5, 2026 | — |
| FWP | Free writing prospectus | Oct 5, 2026 | — |
| 424B2 | Prospectus | Oct 5, 2026 | — |
| 8-K |
Current report
Officer or director change, Other events
|
Sep 17, 2026 | Sep 17, 2026 |
| 8-K |
Current report
Results of operations, Other events
|
Jul 30, 2026 | Jul 28, 2026 |
| 10-Q | Quarterly report | Jul 30, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Jul 24, 2026 | Jul 21, 2026 |
| 424B2 | Prospectus | Jul 23, 2026 | — |
| 497AD | Filing | Jul 21, 2026 | — |
| FWP | Free writing prospectus | Jul 21, 2026 | — |
| 8-K |
Current report
Results of operations, Other events
|
Jul 21, 2026 | Jul 21, 2026 |
| 424B2 | Prospectus | Jul 21, 2026 | — |
| S-8 | Employee stock plan registration | Jun 26, 2026 | — |
| 8-K |
Current report
Shareholder vote results
|
Jun 18, 2026 | Jun 18, 2026 |
| 497AD | Filing | Jun 16, 2026 | — |
| 8-K |
Current report
Results of operations, Other events
|
May 5, 2026 | Apr 30, 2026 |
| 10-Q | Quarterly report | May 5, 2026 | Mar 31, 2026 |
| DEFA14A | Additional proxy material | May 4, 2026 | — |
| 8-K |
Current report
Officer or director change
|
May 4, 2026 | Apr 29, 2026 |
| DEFA14A | Additional proxy material | Apr 23, 2026 | — |
| DEF 14A | Proxy statement | Apr 23, 2026 | Jun 18, 2026 |
| ABS-15G | Filing | Feb 27, 2026 | Dec 31, 2025 |
| 8-K |
Current report
Results of operations, Other events
|
Feb 12, 2026 | Feb 10, 2026 |
| 10-K | Annual report | Feb 12, 2026 | Dec 31, 2025 |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Feb 10, 2026 | Feb 5, 2026 |
| 424B2 | Prospectus | Feb 9, 2026 | — |
| FWP | Free writing prospectus | Feb 5, 2026 | — |
| 497AD | Filing | Feb 5, 2026 | — |
| 424B2 | Prospectus | Feb 5, 2026 | — |
| 497AD | Filing | Feb 4, 2026 | — |
| 8-K |
Current report
Results of operations, Other events
|
Feb 3, 2026 | Feb 3, 2026 |
| 40-17G | Filing | Dec 17, 2025 | — |
| 8-K |
Current report
Results of operations, Other events
|
Oct 30, 2025 | Oct 28, 2025 |
| 10-Q | Quarterly report | Oct 30, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Results of operations, Other events
|
Jul 31, 2025 | Jul 29, 2025 |
| 10-Q | Quarterly report | Jul 31, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Shareholder vote results
|
Jun 20, 2025 | Jun 18, 2025 |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Jun 16, 2025 | Jun 10, 2025 |
| 424B2 | Prospectus | Jun 13, 2025 | — |
| FWP | Free writing prospectus | Jun 11, 2025 | — |
| 497AD | Filing | Jun 11, 2025 | — |
| 424B2 | Prospectus | Jun 11, 2025 | — |
| 497AD | Filing | Jun 10, 2025 | — |
| 8-K |
Current report
Results of operations, Other events
|
May 1, 2025 | Apr 29, 2025 |
| 10-Q | Quarterly report | May 1, 2025 | Mar 31, 2025 |
| DEFA14A | Additional proxy material | Apr 24, 2025 | — |
| DEF 14A | Proxy statement | Apr 24, 2025 | Jun 18, 2025 |
| 305B2 | Filing | Apr 21, 2025 | — |
| PRE 14A | Preliminary proxy statement | Apr 14, 2025 | Jun 18, 2025 |
| 8-K |
Current report
Material agreement, New debt, Unregistered share sale, Regulation FD disclosure
|
Mar 10, 2025 | Mar 10, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 6, 2025 | Mar 5, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 5, 2025 | Mar 5, 2025 |
| ABS-15G | Filing | Feb 14, 2025 | Dec 31, 2024 |
| 8-K |
Current report
Results of operations, Other events
|
Feb 13, 2025 | Feb 11, 2025 |
| 10-K | Annual report | Feb 13, 2025 | Dec 31, 2024 |
| 8-K |
Current report
Material agreement, New debt
|
Feb 5, 2025 | Feb 5, 2025 |
| 40-17G | Filing | Dec 27, 2024 | — |
| 8-K |
Current report
Material agreement
|
Dec 12, 2024 | Dec 12, 2024 |
| 424B2 | Prospectus | Dec 12, 2024 | — |
| N-2ASR | Filing | Dec 11, 2024 | — |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Dec 2, 2024 | Nov 26, 2024 |
| 8-K |
Current report
Results of operations, Other events
|
Oct 30, 2024 | Oct 28, 2024 |
| 10-Q | Quarterly report | Oct 30, 2024 | Sep 30, 2024 |
| CORRESP | Letter to the SEC | Oct 28, 2024 | — |
| 424B3 | Prospectus | Aug 16, 2024 | — |
| 8-K |
Current report
Shareholder vote results
|
Aug 16, 2024 | Aug 15, 2024 |
| 8-K |
Current report
Results of operations, Other events
|
Aug 1, 2024 | Jul 30, 2024 |
| 10-Q | Quarterly report | Aug 1, 2024 | Jun 30, 2024 |
| 8-K |
Current report
Other events
|
Jul 17, 2024 | Jul 17, 2024 |
| 8-K |
Current report
Shareholder vote results
|
Jun 21, 2024 | Jun 20, 2024 |
| 8-K |
Current report
Results of operations, Other events
|
May 2, 2024 | Apr 30, 2024 |
| 10-Q | Quarterly report | May 2, 2024 | Mar 31, 2024 |
| DEF 14A | Proxy statement | Apr 23, 2024 | Jun 20, 2024 |
| CORRESP | Letter to the SEC | Apr 23, 2024 | — |
| PRE 14A | Preliminary proxy statement | Apr 12, 2024 | Jun 20, 2024 |
| 8-K |
Current report
Results of operations, Other events
|
Feb 15, 2024 | Feb 13, 2024 |
| 10-K | Annual report | Feb 15, 2024 | Dec 31, 2023 |
| ABS-15G | Form abs-15g | Jan 22, 2024 | Jan 22, 2024 |
| 8-K |
Current report
Results of operations, Other events
|
Nov 2, 2023 | Oct 31, 2023 |
| 10-Q | Quarterly report | Nov 2, 2023 | Sep 30, 2023 |
| ABS-15G | Form abs-15g | Oct 27, 2023 | Oct 27, 2023 |
| 40-17G | Filing | Oct 19, 2023 | — |
| 8-K |
Current report
Officer or director change, Other events
|
Sep 25, 2023 | Sep 21, 2023 |
| 424B3 | Prospectus | Aug 18, 2023 | — |
| 8-K |
Current report
Material agreement
|
Aug 10, 2023 | Aug 7, 2023 |
| 424B2 | Prospectus | Aug 9, 2023 | — |
| 497AD | Filing | Aug 8, 2023 | — |
| 497AD | Filing | Aug 7, 2023 | — |
| 424B2 | Prospectus | Aug 7, 2023 | — |
| 8-K |
Current report
Results of operations, Other events
|
Aug 3, 2023 | Aug 1, 2023 |
| 10-Q | Quarterly report | Aug 3, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Shareholder vote results
|
Jul 20, 2023 | Jul 20, 2023 |
| 8-K |
Current report
Shareholder vote results
|
Jun 23, 2023 | Jun 22, 2023 |
| DEFA14A | Additional proxy material | Jun 22, 2023 | — |
| DEFA14A | Additional proxy material | Jun 6, 2023 | — |
| 8-K |
Current report
Material agreement
|
May 5, 2023 | May 5, 2023 |
| 424B2 | Prospectus | May 5, 2023 | — |
| 8-K |
Current report
Results of operations, Other events
|
May 4, 2023 | May 2, 2023 |
| 10-Q | Quarterly report | May 4, 2023 | Mar 31, 2023 |
| ARS | Annual report to shareholders | May 2, 2023 | Dec 31, 2022 |
| DEF 14A | Proxy statement | Apr 28, 2023 | — |
| CORRESP | Letter to the SEC | Apr 27, 2023 | — |
| CORRESP | Letter to the SEC | Apr 25, 2023 | — |
| PRE 14A | Preliminary proxy statement | Apr 17, 2023 | — |
| 8-K |
Current report
Other events
|
Mar 13, 2023 | Mar 13, 2023 |
| 8-K |
Current report
Results of operations, Other events
|
Feb 16, 2023 | Feb 14, 2023 |
| 10-K | Annual report | Feb 16, 2023 | Dec 31, 2022 |
| 8-K |
Current report
Officer or director change
|
Jan 27, 2023 | Jan 27, 2023 |
| 8-K |
Current report
Material agreement, New debt
|
Jan 17, 2023 | Jan 13, 2023 |
| 8-K |
Current report
Results of operations
|
Nov 2, 2022 | Nov 2, 2022 |
| 10-Q | Quarterly report | Nov 2, 2022 | Sep 30, 2022 |
| 8-K |
Current report
Other events
|
Oct 18, 2022 | Oct 13, 2022 |
| 8-K |
Current report
Results of operations, Other events
|
Jul 28, 2022 | Jul 26, 2022 |
| 10-Q | Quarterly report | Jul 28, 2022 | Jun 30, 2022 |
| 8-K |
Current report
Material agreement, New debt, Officer or director change, Shareholder vote results, Other events
|
Jun 27, 2022 | Jun 22, 2022 |
| DEFA14A | Additional proxy material | Jun 17, 2022 | — |
| 8-K |
Current report
Material agreement, New debt
|
Jun 15, 2022 | Jun 10, 2022 |
| 40-17G | Filing | Jun 15, 2022 | — |
| 8-K |
Current report
Other events
|
May 9, 2022 | May 9, 2022 |
| 424B2 | Prospectus | May 9, 2022 | — |
| DEFA14A | Additional proxy material | May 9, 2022 | — |
| 8-K |
Current report
Results of operations, Other events
|
May 5, 2022 | May 3, 2022 |
| 10-Q | Quarterly report | May 5, 2022 | Mar 31, 2022 |
| DEF 14A | Proxy statement | Apr 29, 2022 | Jun 23, 2022 |
| 10-K | Annual report | Feb 22, 2022 | Dec 31, 2021 |
| 8-K |
Current report
Results of operations, Other events
|
Feb 22, 2022 | Feb 22, 2022 |
| 8-K |
Current report
Officer or director change, Other events
|
Feb 1, 2022 | Feb 1, 2022 |
| 8-K |
Current report
Other events
|
Jan 21, 2022 | Jan 21, 2022 |
| 8-K |
Current report
Material agreement, New debt
|
Jan 21, 2022 | Jan 20, 2022 |
| 497AD | Filing | Jan 20, 2022 | — |
| 424B5 | Prospectus supplement | Jan 18, 2022 | — |
| 8-K |
Current report
Material agreement, New debt
|
Jan 18, 2022 | Jan 14, 2022 |
| 497AD | Filing | Jan 18, 2022 | — |
| 497AD | Filing | Jan 18, 2022 | — |
| FWP | Free writing prospectus | Jan 18, 2022 | — |
| 497AD | Filing | Jan 14, 2022 | — |
| 424B2 | Prospectus | Jan 14, 2022 | — |
| 497AD | Filing | Jan 11, 2022 | — |
| 8-K |
Current report
Other events
|
Jan 10, 2022 | Jan 10, 2022 |
| N-2ASR | Filing | Dec 17, 2021 | — |
| 8-K |
Current report
Agreement ended
|
Nov 29, 2021 | Nov 29, 2021 |
| CORRESP | Letter to the SEC | Nov 12, 2021 | — |
| 8-K |
Current report
Material agreement, New debt
|
Nov 10, 2021 | Nov 9, 2021 |
| 8-K |
Current report
Results of operations, Other events
|
Oct 28, 2021 | Oct 26, 2021 |
| 10-Q | Quarterly report | Oct 28, 2021 | Sep 30, 2021 |
| 8-K |
Current report
Officer or director change, Other events
|
Oct 20, 2021 | Oct 20, 2021 |
| 8-K |
Current report
Officer or director change, Other events
|
Sep 24, 2021 | Sep 23, 2021 |
| 8-K |
Current report
Material agreement, New debt
|
Sep 16, 2021 | Sep 16, 2021 |
| 497AD | Filing | Sep 16, 2021 | — |
| 8-K |
Current report
Material agreement, New debt
|
Sep 15, 2021 | Sep 13, 2021 |
| 424B2 | Prospectus | Sep 15, 2021 | — |
| 497AD | Filing | Sep 14, 2021 | — |
| 497AD | Filing | Sep 14, 2021 | — |
| 497AD | Filing | Sep 14, 2021 | — |
| FWP | Free writing prospectus | Sep 13, 2021 | — |
| 497AD | Filing | Sep 13, 2021 | — |
| 424B2 | Prospectus | Sep 13, 2021 | — |
| 497AD | Filing | Sep 7, 2021 | — |
| 8-K |
Current report
Results of operations, Other events
|
Jul 29, 2021 | Jul 27, 2021 |
| 10-Q | Quarterly report | Jul 29, 2021 | Jun 30, 2021 |
| 8-K |
Current report
Officer or director change
|
Jul 13, 2021 | Jul 12, 2021 |
| 25-NSE | Delisting notice | Jul 2, 2021 | — |
| 8-K |
Current report
Officer or director change, Shareholder vote results, Other events
|
Jun 25, 2021 | Jun 24, 2021 |
| 40-17G | Filing | Jun 14, 2021 | — |
| 8-K |
Current report
Other events
|
May 28, 2021 | May 28, 2021 |
| 8-K |
Current report
Results of operations, Other events
|
Apr 29, 2021 | Apr 27, 2021 |
| 10-Q | Quarterly report | Apr 29, 2021 | Mar 31, 2021 |
| DEF 14A | Proxy statement | Apr 27, 2021 | Jun 24, 2021 |
| 8-K |
Current report
Other events
|
Mar 8, 2021 | Mar 8, 2021 |
| 8-K |
Current report
New debt, Other events
|
Mar 4, 2021 | Mar 4, 2021 |
| 8-K |
Current report
Results of operations, Other events
|
Feb 23, 2021 | Feb 22, 2021 |
| 10-K | Annual report | Feb 23, 2021 | Dec 31, 2020 |
| ABS-15G | Filing | Feb 12, 2021 | Dec 31, 2020 |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Nov 4, 2020 | Nov 4, 2020 |
| 8-K |
Current report
Results of operations, Other events
|
Oct 29, 2020 | Oct 27, 2020 |
| 10-Q | Quarterly report | Oct 29, 2020 | Sep 30, 2020 |
| 8-K |
Current report
Other events
|
Oct 28, 2020 | Oct 28, 2020 |
| 8-K |
Current report
Other events
|
Aug 5, 2020 | Aug 5, 2020 |
| 8-K |
Current report
Results of operations, Other events
|
Jul 30, 2020 | Jul 29, 2020 |
| 10-Q | Quarterly report | Jul 30, 2020 | Jun 30, 2020 |
| 497 | Form 497 | Jul 2, 2020 | — |
| 8-K |
Current report
Other events
|
Jul 2, 2020 | Jul 2, 2020 |
| 40-17G | Form 40-17g | Jun 16, 2020 | — |
| 8-K |
Current report
Shareholder vote results
|
Jun 16, 2020 | Jun 12, 2020 |
| 8-K |
Current report
Other events
|
Jun 8, 2020 | Jun 8, 2020 |
| 8-K |
Current report
New debt
|
Jun 4, 2020 | Jun 3, 2020 |
| DEFA14A | Additional proxy material | Jun 2, 2020 | — |
| DEFA14A | Additional proxy material | Jun 2, 2020 | — |
| DEFA14A | Additional proxy material | May 22, 2020 | — |
| DEFA14A | Additional proxy material | May 18, 2020 | — |
| DEFA14A | Additional proxy material | May 12, 2020 | — |
| DEFA14A | Additional proxy material | May 8, 2020 | — |
| DEFA14A | Additional proxy material | May 6, 2020 | — |
| 8-K |
Current report
Results of operations, Other events
|
May 4, 2020 | May 1, 2020 |
| 10-Q | Quarterly report | May 4, 2020 | Mar 31, 2020 |
| DEFA14A | Additional proxy material | Apr 27, 2020 | — |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- HTGC (NYSE), HCXY (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- MD
- Headquarters
- San Mateo, CA
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1280784
- Former names
- HERCULES TECHNOLOGY GROWTH CAPITAL INC (until Feb 19, 2016)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.