Equus Total Return, Inc. SEC filings EQS
Equus Total Return, Inc. has 942 filings in SEC EDGAR's recent list, going back to Feb 14, 1995. Its latest annual report, Form 10-K, was filed on Apr 17, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 14, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Oct 13, 2026 (listing notice, regulation fd disclosure). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 5, 2026 | — |
| SCHEDULE 13D | Ownership over 5% (active) | Jun 23, 2026 | — |
| 4/A | Filing | Sep 30, 2025 | Sep 16, 2025 |
| 4 | Insider transaction | Sep 17, 2025 | Sep 16, 2025 |
| 4 | Insider transaction | Sep 17, 2025 | Sep 16, 2025 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2024 | — |
| 4 | Insider transaction | Jul 18, 2023 | Jul 14, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| SC 13G | Ownership over 5% (passive) | Oct 7, 2022 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jul 11, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13D/A | Amended ownership over 5% (active) | Oct 18, 2021 | — |
| 3 | Initial insider ownership | Oct 4, 2021 | Sep 28, 2021 |
| SC 13D | Ownership over 5% (active) | Oct 4, 2021 | — |
| 4 | Insider transaction | Oct 1, 2021 | Sep 29, 2021 |
| SC 13D | Ownership over 5% (active) | Jul 20, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Jul 16, 2021 | — |
| 4 | Insider transaction | May 3, 2021 | Apr 23, 2021 |
| SC 13G | Ownership over 5% (passive) | Jan 29, 2021 | — |
| SC 13D | Ownership over 5% (active) | Jul 20, 2020 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jul 20, 2020 | — |
| 4 | Insider transaction | Jul 17, 2020 | Jul 16, 2020 |
| 4 | Insider transaction | Jul 17, 2020 | Jul 16, 2020 |
| 4 | Insider transaction | Jul 17, 2020 | Jul 16, 2020 |
| 4 | Insider transaction | Jul 17, 2020 | Jul 16, 2020 |
| 4 | Insider transaction | Aug 13, 2019 | Aug 12, 2019 |
| 4 | Insider transaction | Aug 13, 2019 | Aug 12, 2019 |
| 4 | Insider transaction | Aug 13, 2019 | Aug 12, 2019 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 13, 2019 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jul 31, 2019 | — |
| 4 | Insider transaction | Jul 30, 2019 | Jul 29, 2019 |
| 4 | Insider transaction | Jul 30, 2019 | Jul 29, 2019 |
| 4 | Insider transaction | Jul 30, 2019 | Jul 29, 2019 |
| 4 | Insider transaction | Jul 26, 2019 | Jul 24, 2019 |
| 4 | Insider transaction | Jul 26, 2019 | Jul 24, 2019 |
| 4 | Insider transaction | Jul 26, 2019 | Jul 24, 2019 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 5, 2017 | — |
| SC 13D/A | Amended ownership over 5% (active) | Apr 25, 2017 | — |
| 4/A | Ownership document | Mar 27, 2017 | Mar 21, 2017 |
| 4 | Insider transaction | Mar 23, 2017 | Mar 17, 2017 |
| 4 | Insider transaction | Mar 20, 2017 | Mar 17, 2017 |
| 4 | Insider transaction | Mar 20, 2017 | Mar 17, 2017 |
| 4 | Insider transaction | Mar 17, 2017 | Mar 17, 2017 |
| 4 | Insider transaction | Mar 17, 2017 | Mar 17, 2017 |
| 4 | Insider transaction | Mar 17, 2017 | Mar 17, 2017 |
| 4 | Insider transaction | Mar 17, 2017 | Mar 17, 2017 |
| SC 13D/A | Amended ownership over 5% (active) | Jan 6, 2017 | — |
| 4 | Insider transaction | Mar 3, 2016 | Feb 25, 2016 |
| 4 | Insider transaction | Jan 22, 2016 | Jan 20, 2016 |
| 4/A | Ownership document | Dec 22, 2015 | Nov 20, 2015 |
| 4/A | Ownership document | Dec 22, 2015 | Nov 18, 2015 |
| 4 | Insider transaction | Nov 30, 2015 | Nov 25, 2015 |
| 4 | Insider transaction | Nov 25, 2015 | Nov 24, 2015 |
| 4 | Insider transaction | Nov 20, 2015 | Nov 18, 2015 |
| 4 | Insider transaction | Nov 20, 2015 | Nov 19, 2015 |
| SC 13D/A | Amended ownership over 5% (active) | Jul 23, 2015 | — |
| 4 | Insider transaction | Jun 17, 2014 | Jun 12, 2014 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 17, 2014 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jun 17, 2014 | — |
| 4 | Insider transaction | Jun 16, 2014 | Jun 12, 2014 |
| 4 | Insider transaction | Jun 16, 2014 | Jun 12, 2014 |
| 4 | Insider transaction | Jun 16, 2014 | Jun 12, 2014 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 16, 2014 | — |
| 4 | Insider transaction | Jun 5, 2014 | Jun 3, 2014 |
| 4 | Insider transaction | Jun 5, 2014 | Jun 3, 2014 |
| 4 | Insider transaction | Jun 5, 2014 | Jun 3, 2014 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 5, 2014 | — |
| SC 13D | Ownership over 5% (active) | May 27, 2014 | — |
| 4 | Insider transaction | May 23, 2014 | May 21, 2014 |
| 4 | Insider transaction | May 23, 2014 | May 21, 2014 |
| 4 | Insider transaction | May 23, 2014 | May 21, 2014 |
| 3 | Initial insider ownership | May 23, 2014 | May 14, 2014 |
| 3 | Initial insider ownership | May 23, 2014 | May 14, 2014 |
| 3 | Initial insider ownership | May 23, 2014 | May 14, 2014 |
| 4 | Insider transaction | Apr 8, 2014 | Apr 4, 2014 |
| SC 13D | Ownership over 5% (active) | Aug 12, 2013 | — |
| 4 | Insider transaction | Aug 2, 2013 | Jul 31, 2013 |
| 4 | Insider transaction | Jul 26, 2013 | Jul 22, 2013 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 10, 2013 | — |
| 4 | Insider transaction | Dec 21, 2012 | Dec 20, 2012 |
| SC 13D | Ownership over 5% (active) | Oct 3, 2012 | — |
| 4 | Insider transaction | Dec 8, 2011 | Dec 6, 2011 |
| SC 13D/A | Amended ownership over 5% (active) | Oct 26, 2011 | — |
| 4 | Insider transaction | Sep 20, 2011 | Sep 16, 2011 |
| 4 | Insider transaction | Sep 15, 2011 | Sep 12, 2011 |
| 4 | Insider transaction | Sep 7, 2011 | Sep 2, 2011 |
| 4 | Insider transaction | Aug 19, 2011 | Aug 17, 2011 |
| SC 13D | Ownership over 5% (active) | Aug 12, 2011 | — |
| SC 13D | Ownership over 5% (active) | May 23, 2011 | — |
| SC 13D | Ownership over 5% (active) | May 11, 2011 | — |
| 3 | Initial insider ownership | Jan 12, 2011 | Dec 22, 2010 |
| SC 13D/A | Amended ownership over 5% (active) | Jan 12, 2011 | — |
| 4 | Insider transaction | Dec 23, 2010 | Dec 20, 2010 |
| 4 | Insider transaction | Dec 20, 2010 | Dec 16, 2010 |
| 4 | Insider transaction | Dec 16, 2010 | Dec 15, 2010 |
| 4 | Insider transaction | Dec 16, 2010 | Dec 14, 2010 |
| SC 13D/A | Amended ownership over 5% (active) | Dec 14, 2010 | — |
| 4 | Insider transaction | Dec 13, 2010 | Dec 9, 2010 |
| 4 | Insider transaction | Dec 8, 2010 | Dec 6, 2010 |
| 4 | Insider transaction | Dec 3, 2010 | Dec 1, 2010 |
| 4 | Insider transaction | Nov 29, 2010 | Nov 24, 2010 |
| 4 | Insider transaction | Nov 24, 2010 | Nov 15, 2010 |
| 4/A | Primary document | Jul 16, 2010 | Apr 15, 2010 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 22, 2010 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jun 10, 2010 | — |
| 4 | Insider transaction | Jun 7, 2010 | Jun 4, 2010 |
| 4 | Insider transaction | Jun 4, 2010 | Apr 12, 2010 |
| 3 | Initial insider ownership | Jun 1, 2010 | May 20, 2010 |
| 3 | Initial insider ownership | Jun 1, 2010 | May 20, 2010 |
| 3 | Initial insider ownership | Jun 1, 2010 | May 20, 2010 |
| 3 | Initial insider ownership | Jun 1, 2010 | May 20, 2010 |
| 3 | Initial insider ownership | Jun 1, 2010 | May 20, 2010 |
| SC 13D/A | Amended ownership over 5% (active) | May 26, 2010 | — |
| 3 | Initial insider ownership | Apr 30, 2010 | Mar 31, 2010 |
| 4 | Insider transaction | Apr 15, 2010 | Apr 15, 2010 |
| 4 | Insider transaction | Apr 14, 2010 | Apr 13, 2010 |
| SC 13D/A | Amended ownership over 5% (active) | Apr 14, 2010 | — |
| 4 | Insider transaction | Apr 12, 2010 | Apr 8, 2010 |
| SC 13D/A | Amended ownership over 5% (active) | Apr 5, 2010 | — |
| SC 13D/A | Amended ownership over 5% (active) | Mar 29, 2010 | — |
| 3 | Initial insider ownership | Mar 2, 2010 | Feb 16, 2010 |
| SC 13D/A | Amended ownership over 5% (active) | Mar 1, 2010 | — |
| SC 13D/A | Amended ownership over 5% (active) | Nov 27, 2009 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Oct 14, 2009 | — |
| 4 | Insider transaction | Oct 7, 2009 | Oct 5, 2009 |
| 4 | Insider transaction | Oct 7, 2009 | Oct 5, 2009 |
| SC 13D | Ownership over 5% (active) | Oct 5, 2009 | — |
| 4 | Insider transaction | Sep 3, 2009 | Sep 1, 2009 |
| 4 | Insider transaction | Aug 28, 2009 | Aug 28, 2009 |
| 4/A | Filing | Aug 28, 2009 | Aug 27, 2009 |
| 4 | Insider transaction | Aug 28, 2009 | Aug 27, 2009 |
| SC 13D | Ownership over 5% (active) | Aug 14, 2009 | — |
| SC 13G | Ownership over 5% (passive) | Aug 7, 2009 | — |
| 4 | Insider transaction | Aug 4, 2009 | Aug 3, 2009 |
| 4 | Insider transaction | Aug 4, 2009 | Aug 3, 2009 |
| 4 | Insider transaction | Aug 4, 2009 | Aug 3, 2009 |
| 4 | Insider transaction | Aug 4, 2009 | Aug 3, 2009 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 4, 2009 | — |
| 4/A | Primary document | May 4, 2009 | Apr 24, 2009 |
| 4/A | Primary document | May 4, 2009 | Apr 24, 2009 |
| 4/A | Primary document | May 4, 2009 | Apr 24, 2009 |
| 4/A | Primary document | May 4, 2009 | Apr 24, 2009 |
| SC 13D | Ownership over 5% (active) | May 4, 2009 | — |
| 4/A | Primary document | May 1, 2009 | Apr 24, 2009 |
| 4/A | Primary document | May 1, 2009 | Apr 24, 2009 |
| 4/A | Primary document | May 1, 2009 | Apr 24, 2009 |
| 4 | Insider transaction | Apr 29, 2009 | Apr 24, 2009 |
| 4 | Insider transaction | Apr 29, 2009 | Apr 24, 2009 |
| 4 | Insider transaction | Apr 28, 2009 | Apr 24, 2009 |
| 4 | Insider transaction | Apr 28, 2009 | Apr 24, 2009 |
| 4/A | Filing | Apr 8, 2009 | Apr 6, 2009 |
| 4 | Insider transaction | Apr 8, 2009 | Apr 6, 2009 |
| 4 | Insider transaction | Nov 25, 2008 | Nov 21, 2008 |
| 4 | Insider transaction | Nov 21, 2008 | Nov 19, 2008 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 12, 2008 | — |
| 4 | Insider transaction | Aug 6, 2008 | Aug 1, 2008 |
| 4 | Insider transaction | Aug 6, 2008 | Aug 1, 2008 |
| 4 | Insider transaction | Aug 6, 2008 | Aug 1, 2008 |
| 4 | Insider transaction | Aug 6, 2008 | Aug 1, 2008 |
| 4 | Insider transaction | Apr 9, 2008 | Apr 7, 2008 |
| 4 | Insider transaction | Apr 9, 2008 | Apr 7, 2008 |
| 4 | Insider transaction | Apr 7, 2008 | Apr 7, 2008 |
| 4 | Insider transaction | Apr 7, 2008 | Apr 7, 2008 |
| 4 | Insider transaction | Nov 29, 2007 | Nov 28, 2007 |
| 4 | Insider transaction | Nov 29, 2007 | Nov 28, 2007 |
| 4 | Insider transaction | Nov 27, 2007 | Nov 27, 2007 |
| 4/A | Primary document | Oct 2, 2007 | Sep 27, 2007 |
| 4/A | Primary document | Oct 2, 2007 | Sep 27, 2007 |
| 4/A | Primary document | Oct 2, 2007 | Sep 27, 2007 |
| 4/A | Primary document | Oct 2, 2007 | Sep 27, 2007 |
| SC 13D | Ownership over 5% (active) | Oct 2, 2007 | — |
| 4 | Insider transaction | Oct 1, 2007 | Sep 27, 2007 |
| 4 | Insider transaction | Oct 1, 2007 | Sep 27, 2007 |
| 4 | Insider transaction | Oct 1, 2007 | Sep 27, 2007 |
| 4 | Insider transaction | Oct 1, 2007 | Sep 27, 2007 |
| 4/A | Primary document | Oct 1, 2007 | Sep 27, 2007 |
| 4 | Insider transaction | Oct 1, 2007 | Sep 27, 2007 |
| 4 | Insider transaction | Oct 1, 2007 | Sep 27, 2007 |
| 4 | Insider transaction | May 25, 2007 | May 23, 2007 |
| 3 | Initial insider ownership | Apr 27, 2007 | Jun 15, 2006 |
| 3 | Initial insider ownership | Dec 15, 2006 | Nov 14, 2006 |
| 4 | Insider transaction | Aug 18, 2006 | Aug 17, 2006 |
| 4 | Insider transaction | May 19, 2006 | May 18, 2006 |
| 4 | Insider transaction | Mar 24, 2006 | Mar 22, 2006 |
| 4 | Insider transaction | Mar 24, 2006 | Mar 22, 2006 |
| 4 | Insider transaction | Mar 24, 2006 | Mar 22, 2006 |
| SC 13D/A | Amended ownership over 5% (active) | Mar 8, 2006 | — |
| 4 | Insider transaction | Feb 24, 2006 | Feb 23, 2006 |
| 4 | Insider transaction | Feb 24, 2006 | Feb 23, 2006 |
| 4 | Insider transaction | Feb 24, 2006 | Feb 23, 2006 |
| 4 | Insider transaction | Feb 24, 2006 | Feb 23, 2006 |
| SC 13D/A | Amended ownership over 5% (active) | Jan 10, 2006 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jan 10, 2006 | — |
| 4 | Insider transaction | Jan 4, 2006 | Dec 30, 2005 |
| 4 | Insider transaction | Jan 4, 2006 | Dec 30, 2005 |
| 4 | Insider transaction | Jan 4, 2006 | Dec 31, 2005 |
| 4 | Insider transaction | Jan 4, 2006 | Dec 30, 2005 |
| 4 | Insider transaction | Dec 2, 2005 | Dec 1, 2005 |
| 4 | Insider transaction | Nov 17, 2005 | Nov 16, 2005 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- EQS (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- Houston, TX
- SEC filer status
- Non-accelerated filer
- SEC CIK
- 878932
- Former names
- EQUUS II INC (until Aug 18, 2006); EQUUS II INC ET AL (until Apr 22, 1997)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.