Equus Total Return, Inc. SEC filings EQS
Equus Total Return, Inc. has 942 filings in SEC EDGAR's recent list, going back to Feb 14, 1995. Its latest annual report, Form 10-K, was filed on Apr 17, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 14, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Oct 13, 2026 (listing notice, regulation fd disclosure). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 5, 2026 | — |
| 8-K |
Current report
Listing notice, Regulation FD disclosure
|
Oct 13, 2026 | Oct 13, 2026 |
| 10-Q | Quarterly report | Aug 14, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Shareholder vote results
|
Jul 2, 2026 | Jul 2, 2026 |
| SCHEDULE 13D | Ownership over 5% (active) | Jun 23, 2026 | — |
| 8-K |
Current report
Other events
|
May 22, 2026 | May 21, 2026 |
| 10-Q | Quarterly report | May 20, 2026 | Mar 31, 2026 |
| NT 10-Q | Form nt 10-q | May 18, 2026 | Mar 31, 2026 |
| 8-K |
Current report
Auditor change
|
May 12, 2026 | May 12, 2026 |
| 8-K |
Current report
Auditor change
|
May 4, 2026 | May 4, 2026 |
| DEF 14A | Proxy statement | Apr 30, 2026 | Apr 30, 2026 |
| 8-K |
Current report
Other events
|
Apr 22, 2026 | Apr 22, 2026 |
| 10-K/A | Amended annual report | Apr 20, 2026 | Dec 31, 2025 |
| 10-K | Annual report | Apr 17, 2026 | Dec 31, 2025 |
| DEF 14C | Information statement | Apr 10, 2026 | Apr 7, 2026 |
| NT 10-K | Notification of late filing | Apr 1, 2026 | Dec 31, 2025 |
| PRE 14C | Preliminary scehdule 14c | Mar 25, 2026 | Mar 24, 2026 |
| 40-17F2 | Security count | Mar 11, 2026 | — |
| 40-17F2 | Security count | Mar 11, 2026 | — |
| 40-17F2 | Security count | Mar 11, 2026 | — |
| 10-Q/A | Amended quarterly report | Dec 18, 2025 | Mar 31, 2022 |
| 10-Q/A | Amended quarterly report | Dec 18, 2025 | Jun 30, 2022 |
| 10-Q/A | Amended quarterly report | Dec 18, 2025 | Sep 30, 2022 |
| 10-K/A | Amended annual report | Dec 18, 2025 | Dec 31, 2022 |
| 10-Q/A | Amended quarterly report | Dec 18, 2025 | Mar 31, 2023 |
| 10-Q/A | Amended quarterly report | Dec 18, 2025 | Jun 30, 2023 |
| 10-Q/A | Amended quarterly report | Dec 18, 2025 | Sep 30, 2023 |
| 10-K/A | Amended annual report | Dec 18, 2025 | Dec 31, 2023 |
| 10-Q/A | Amended quarterly report | Dec 17, 2025 | Mar 31, 2024 |
| 10-Q/A | Amended quarterly report | Dec 17, 2025 | Jun 30, 2024 |
| 10-Q/A | Amended quarterly report | Dec 17, 2025 | Sep 30, 2024 |
| 10-K/A | Amended annual report | Dec 17, 2025 | Dec 31, 2024 |
| 10-Q/A | Amended quarterly report | Dec 17, 2025 | Mar 31, 2025 |
| 10-Q/A | Amended quarterly report | Dec 17, 2025 | Jun 30, 2025 |
| 10-Q/A | Amended quarterly report | Dec 17, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Other events
|
Nov 25, 2025 | Nov 24, 2025 |
| 10-Q | Quarterly report | Nov 20, 2025 | Sep 30, 2025 |
| NT 10-Q | Form nt 10-q | Nov 17, 2025 | Sep 30, 2025 |
| 4/A | Filing | Sep 30, 2025 | Sep 16, 2025 |
| 4 | Insider transaction | Sep 17, 2025 | Sep 16, 2025 |
| 4 | Insider transaction | Sep 17, 2025 | Sep 16, 2025 |
| 8-K |
Current report
Other events
|
Aug 19, 2025 | Aug 19, 2025 |
| 10-Q | Quarterly report | Aug 15, 2025 | Jun 30, 2025 |
| NT 10-Q | Form nt 10-q | Aug 15, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Shareholder vote results
|
Jul 2, 2025 | Jul 2, 2025 |
| 8-K |
Current report
Listing notice, Regulation FD disclosure
|
May 20, 2025 | May 20, 2025 |
| 8-K |
Current report
Other events
|
May 19, 2025 | May 19, 2025 |
| 10-Q | Quarterly report | May 19, 2025 | Mar 31, 2025 |
| NT 10-Q | Form nt 10-q | May 16, 2025 | Mar 31, 2025 |
| CORRESP | Letter to the SEC | May 12, 2025 | — |
| DEF 14A | Proxy statement | May 12, 2025 | May 12, 2025 |
| PRE 14A | Preliminary proxy statement | Apr 23, 2025 | Apr 14, 2025 |
| 8-K |
Current report
Other events
|
Apr 11, 2025 | Apr 11, 2025 |
| 10-K | Annual report | Apr 10, 2025 | Dec 31, 2024 |
| NT 10-K | Form nt 10-k | Apr 1, 2025 | Dec 31, 2024 |
| 8-K |
Current report
Acquisition or sale of assets
|
Mar 10, 2025 | Mar 4, 2025 |
| 8-K |
Current report
Material agreement, Unregistered share sale
|
Feb 18, 2025 | Feb 10, 2025 |
| 40-17F2 | Security count | Feb 4, 2025 | — |
| 8-K |
Current report
Officer or director change, Other events
|
Jan 6, 2025 | Dec 30, 2024 |
| 40-17F2 | Form n-17f-2 | Nov 19, 2024 | — |
| 8-K |
Current report
Other events
|
Nov 15, 2024 | Nov 15, 2024 |
| 10-Q | Quarterly report | Nov 14, 2024 | Sep 30, 2024 |
| 8-K |
Current report
Listing notice
|
Nov 7, 2024 | Nov 1, 2024 |
| 8-K |
Current report
Officer or director change
|
Oct 22, 2024 | Oct 17, 2024 |
| 8-K |
Current report
Other events
|
Aug 20, 2024 | Aug 20, 2024 |
| 10-Q | Quarterly report | Aug 19, 2024 | Jun 30, 2024 |
| NT 10-Q | Form nt 10-q | Aug 14, 2024 | Jun 30, 2024 |
| 40-17F2 | Form n-17f-2 | Aug 2, 2024 | — |
| 8-K |
Current report
Shareholder vote results
|
Jun 28, 2024 | Jun 20, 2024 |
| 40-17G | Fidelity bond | May 22, 2024 | — |
| 8-K |
Current report
Other events
|
May 16, 2024 | May 16, 2024 |
| 10-Q | Quarterly report | May 15, 2024 | Mar 31, 2024 |
| DEF 14A | Proxy statement | Apr 29, 2024 | Apr 25, 2024 |
| 8-K |
Current report
Other events
|
Apr 3, 2024 | Apr 3, 2024 |
| NT 10-K | Notification of late filing | Apr 2, 2024 | Dec 31, 2023 |
| 10-K | Annual report | Apr 2, 2024 | Dec 31, 2023 |
| 8-K |
Current report
Other events
|
Feb 22, 2024 | Feb 13, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2024 | — |
| 40-17F2 | Security count | Dec 21, 2023 | — |
| CORRESP | Letter to the SEC | Nov 21, 2023 | — |
| 40-17F2 | Security count #2 | Nov 17, 2023 | — |
| 8-K |
Current report
Other events
|
Nov 15, 2023 | Nov 15, 2023 |
| 10-Q | Quarterly report | Nov 14, 2023 | Sep 30, 2023 |
| CORRESP | Letter to the SEC | Oct 20, 2023 | — |
| 8-K |
Current report
Other events
|
Aug 15, 2023 | Aug 15, 2023 |
| 40-17F2 | Security count | Aug 15, 2023 | — |
| 10-Q | Quarterly report | Aug 14, 2023 | Jun 30, 2023 |
| 4 | Insider transaction | Jul 18, 2023 | Jul 14, 2023 |
| 40-17G | Fidelity bond | Jun 20, 2023 | — |
| 8-K |
Current report
Shareholder vote results, Other events
|
May 26, 2023 | May 25, 2023 |
| 8-K |
Current report
Material agreement, Acquisition or sale of assets, Other events
|
May 25, 2023 | May 22, 2023 |
| 8-K |
Current report
Other events
|
May 18, 2023 | May 16, 2023 |
| 8-K |
Current report
Other events
|
May 12, 2023 | May 10, 2023 |
| 10-Q | Quarterly report | May 10, 2023 | Mar 31, 2023 |
| DEF 14A | Proxy statement | Apr 24, 2023 | Apr 24, 2024 |
| 8-K |
Current report
Other events
|
Mar 29, 2023 | Mar 29, 2023 |
| 10-K | Annual report | Mar 28, 2023 | Dec 31, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| 40-17F2 | Security count | Jan 18, 2023 | — |
| 40-17F2 | Security count | Nov 15, 2022 | — |
| 8-K |
Current report
Other events
|
Nov 14, 2022 | Nov 14, 2022 |
| 10-Q | Quarterly report | Nov 10, 2022 | Sep 30, 2022 |
| 8-K |
Current report
Shareholder vote results, Other events
|
Nov 4, 2022 | Nov 4, 2022 |
| DEF 14C | Information statement | Nov 3, 2022 | Nov 3, 2022 |
| SC 13G | Ownership over 5% (passive) | Oct 7, 2022 | — |
| 8-K |
Current report
Other events
|
Aug 15, 2022 | Aug 15, 2022 |
| 40-17F2 | Security count | Aug 15, 2022 | — |
| 10-Q | Quarterly report | Aug 12, 2022 | Jun 30, 2022 |
| SC 13D/A | Amended ownership over 5% (active) | Jul 11, 2022 | — |
| 8-K |
Current report
Shareholder vote results, Other events
|
Jun 13, 2022 | Jun 9, 2022 |
| 8-K |
Current report
Other events
|
May 12, 2022 | May 12, 2022 |
| 10-Q | Quarterly report | May 12, 2022 | Mar 31, 2022 |
| DEF 14A | Proxy statement | Apr 29, 2022 | Apr 19, 2022 |
| 40-17G | Fidelity bond | Apr 14, 2022 | — |
| 8-K |
Current report
Other events
|
Apr 4, 2022 | Mar 30, 2022 |
| 10-K | Annual report | Mar 30, 2022 | Dec 31, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| 40-17F2 | Security count | Jan 18, 2022 | — |
| 40-17F2 | Form n-17f-2 | Dec 1, 2021 | — |
| 40-17F2 | Form n-14f-2 | Nov 17, 2021 | — |
| 8-K |
Current report
Other events
|
Nov 16, 2021 | Nov 15, 2021 |
| 10-Q | Quarterly report | Nov 15, 2021 | Sep 30, 2021 |
| SC 13D/A | Amended ownership over 5% (active) | Oct 18, 2021 | — |
| 3 | Initial insider ownership | Oct 4, 2021 | Sep 28, 2021 |
| SC 13D | Ownership over 5% (active) | Oct 4, 2021 | — |
| 4 | Insider transaction | Oct 1, 2021 | Sep 29, 2021 |
| 8-K |
Current report
Shareholder vote results, Other events
|
Aug 20, 2021 | Aug 20, 2021 |
| DEF 14C | Information statement | Aug 18, 2021 | Aug 17, 2021 |
| 8-K |
Current report
Other events
|
Aug 17, 2021 | Aug 16, 2021 |
| 10-Q | Quarterly report | Aug 13, 2021 | Jun 30, 2021 |
| SC 13D | Ownership over 5% (active) | Jul 20, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Jul 16, 2021 | — |
| 8-K |
Current report
Shareholder vote results, Other events
|
Jun 1, 2021 | May 27, 2021 |
| 8-K |
Current report
Other events
|
May 14, 2021 | May 14, 2021 |
| 10-Q | Quarterly report | May 13, 2021 | Mar 31, 2021 |
| DEF 14A | Proxy statement | May 7, 2021 | Apr 30, 2021 |
| 4 | Insider transaction | May 3, 2021 | Apr 23, 2021 |
| PRE 14A | Preliminary proxy statement | Apr 30, 2021 | Apr 26, 2021 |
| 40-17G | Fidelity bond | Apr 28, 2021 | — |
| 8-K |
Current report
Other events
|
Apr 1, 2021 | Mar 31, 2021 |
| 10-K | Annual report | Mar 31, 2021 | Dec 31, 2020 |
| 40-17F2 | Form n-17f-2 | Mar 11, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Jan 29, 2021 | — |
| 8-K |
Current report
Other events
|
Jan 21, 2021 | Jan 20, 2021 |
| DEF 14C | Information statement | Jan 20, 2021 | Jan 15, 2021 |
| 8-K |
Current report
Other events
|
Jan 4, 2021 | Jan 4, 2021 |
| 8-K |
Current report
Other events
|
Dec 29, 2020 | Dec 28, 2020 |
| 40-17F2 | Form n-14f-2 | Dec 11, 2020 | — |
| 8-K |
Current report
Other events
|
Dec 11, 2020 | Dec 10, 2020 |
| CORRESP | Letter to the SEC | Nov 30, 2020 | — |
| 8-K |
Current report
Officer or director change
|
Nov 25, 2020 | Nov 25, 2020 |
| 8-K |
Current report
Other events
|
Nov 18, 2020 | Nov 17, 2020 |
| 10-Q | Quarterly report | Nov 16, 2020 | Sep 30, 2020 |
| 40-17F2 | Form n-17f-2 | Oct 28, 2020 | — |
| 8-K |
Current report
Officer or director change
|
Oct 23, 2020 | Oct 23, 2020 |
| 8-K |
Current report
Other events
|
Aug 14, 2020 | Aug 13, 2020 |
| 10-Q | Quarterly report | Aug 13, 2020 | Jun 30, 2020 |
| SC 13D | Ownership over 5% (active) | Jul 20, 2020 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jul 20, 2020 | — |
| 4 | Insider transaction | Jul 17, 2020 | Jul 16, 2020 |
| 4 | Insider transaction | Jul 17, 2020 | Jul 16, 2020 |
| 4 | Insider transaction | Jul 17, 2020 | Jul 16, 2020 |
| 4 | Insider transaction | Jul 17, 2020 | Jul 16, 2020 |
| 8-K |
Current report
Other events
|
May 13, 2020 | May 12, 2020 |
| 10-Q | Quarterly report | May 12, 2020 | Mar 31, 2020 |
| 8-K |
Current report
Shareholder vote results, Other events
|
May 8, 2020 | May 7, 2020 |
| 40-17G | Form 40-17g | May 8, 2020 | — |
| DEF 14A | Proxy statement | Apr 3, 2020 | Apr 3, 2020 |
| 8-K |
Current report
Other events
|
Apr 2, 2020 | Mar 31, 2020 |
| 10-K | Annual report | Mar 30, 2020 | Dec 31, 2019 |
| 40-17G | Form 40-17g | Mar 19, 2020 | — |
| 40-17F2 | Form n-17f-2 | Jan 31, 2020 | — |
| 8-K |
Current report
Shareholder vote results, Other events
|
Nov 20, 2019 | Nov 14, 2019 |
| DEF 14C | Information statement | Nov 18, 2019 | Nov 18, 2019 |
| 40-17F2 | Form n-17f-2 | Nov 14, 2019 | — |
| 8-K |
Current report
Other events
|
Nov 14, 2019 | Nov 13, 2019 |
| 10-Q | Quarterly report | Nov 13, 2019 | Sep 30, 2019 |
| 8-K |
Current report
Other events
|
Aug 14, 2019 | Aug 14, 2019 |
| 10-Q | Quarterly report | Aug 14, 2019 | Jun 30, 2019 |
| 40-17F2 | Form 40-17f-2 | Aug 14, 2019 | — |
| 4 | Insider transaction | Aug 13, 2019 | Aug 12, 2019 |
| 4 | Insider transaction | Aug 13, 2019 | Aug 12, 2019 |
| 4 | Insider transaction | Aug 13, 2019 | Aug 12, 2019 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 13, 2019 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jul 31, 2019 | — |
| 4 | Insider transaction | Jul 30, 2019 | Jul 29, 2019 |
| 4 | Insider transaction | Jul 30, 2019 | Jul 29, 2019 |
| 4 | Insider transaction | Jul 30, 2019 | Jul 29, 2019 |
| 4 | Insider transaction | Jul 26, 2019 | Jul 24, 2019 |
| 4 | Insider transaction | Jul 26, 2019 | Jul 24, 2019 |
| 4 | Insider transaction | Jul 26, 2019 | Jul 24, 2019 |
| 8-K |
Current report
Shareholder vote results, Other events
|
May 23, 2019 | May 17, 2019 |
| 8-K |
Current report
Other events
|
May 15, 2019 | Mar 31, 2019 |
| 10-Q | Quarterly report | May 14, 2019 | Mar 31, 2019 |
| DEF 14A | Proxy statement | Apr 8, 2019 | Apr 19, 2019 |
| 8-K |
Current report
Other events
|
Apr 1, 2019 | Mar 29, 2019 |
| 10-K | Annual report | Mar 29, 2019 | Dec 31, 2018 |
| 40-17F2 | Form 40-17f2 | Mar 1, 2019 | — |
| 8-K |
Current report
Shareholder vote results, Other events
|
Jan 25, 2019 | Jan 21, 2019 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- EQS (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- Houston, TX
- SEC filer status
- Non-accelerated filer
- SEC CIK
- 878932
- Former names
- EQUUS II INC (until Aug 18, 2006); EQUUS II INC ET AL (until Apr 22, 1997)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.