Equus Total Return, Inc. SEC filings EQS
Equus Total Return, Inc. has 942 filings in SEC EDGAR's recent list, going back to Feb 14, 1995. Its latest annual report, Form 10-K, was filed on Apr 17, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 14, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Oct 13, 2026 (listing notice, regulation fd disclosure). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| NT 10-Q | Form nt 10-q | May 18, 2026 | Mar 31, 2026 |
| NT 10-K | Notification of late filing | Apr 1, 2026 | Dec 31, 2025 |
| 40-17F2 | Security count | Mar 11, 2026 | — |
| 40-17F2 | Security count | Mar 11, 2026 | — |
| 40-17F2 | Security count | Mar 11, 2026 | — |
| NT 10-Q | Form nt 10-q | Nov 17, 2025 | Sep 30, 2025 |
| NT 10-Q | Form nt 10-q | Aug 15, 2025 | Jun 30, 2025 |
| NT 10-Q | Form nt 10-q | May 16, 2025 | Mar 31, 2025 |
| CORRESP | Letter to the SEC | May 12, 2025 | — |
| NT 10-K | Form nt 10-k | Apr 1, 2025 | Dec 31, 2024 |
| 40-17F2 | Security count | Feb 4, 2025 | — |
| 40-17F2 | Form n-17f-2 | Nov 19, 2024 | — |
| NT 10-Q | Form nt 10-q | Aug 14, 2024 | Jun 30, 2024 |
| 40-17F2 | Form n-17f-2 | Aug 2, 2024 | — |
| 40-17G | Fidelity bond | May 22, 2024 | — |
| NT 10-K | Notification of late filing | Apr 2, 2024 | Dec 31, 2023 |
| 40-17F2 | Security count | Dec 21, 2023 | — |
| CORRESP | Letter to the SEC | Nov 21, 2023 | — |
| 40-17F2 | Security count #2 | Nov 17, 2023 | — |
| CORRESP | Letter to the SEC | Oct 20, 2023 | — |
| 40-17F2 | Security count | Aug 15, 2023 | — |
| 40-17G | Fidelity bond | Jun 20, 2023 | — |
| 40-17F2 | Security count | Jan 18, 2023 | — |
| 40-17F2 | Security count | Nov 15, 2022 | — |
| 40-17F2 | Security count | Aug 15, 2022 | — |
| 40-17G | Fidelity bond | Apr 14, 2022 | — |
| 40-17F2 | Security count | Jan 18, 2022 | — |
| 40-17F2 | Form n-17f-2 | Dec 1, 2021 | — |
| 40-17F2 | Form n-14f-2 | Nov 17, 2021 | — |
| 40-17G | Fidelity bond | Apr 28, 2021 | — |
| 40-17F2 | Form n-17f-2 | Mar 11, 2021 | — |
| 40-17F2 | Form n-14f-2 | Dec 11, 2020 | — |
| CORRESP | Letter to the SEC | Nov 30, 2020 | — |
| 40-17F2 | Form n-17f-2 | Oct 28, 2020 | — |
| 40-17G | Form 40-17g | May 8, 2020 | — |
| 40-17G | Form 40-17g | Mar 19, 2020 | — |
| 40-17F2 | Form n-17f-2 | Jan 31, 2020 | — |
| 40-17F2 | Form n-17f-2 | Nov 14, 2019 | — |
| 40-17F2 | Form 40-17f-2 | Aug 14, 2019 | — |
| 40-17F2 | Form 40-17f2 | Mar 1, 2019 | — |
| 40-17F2 | Form 40-17f-2 | Nov 7, 2018 | — |
| 40-17F2 | Form 40-17f-2 | Aug 3, 2018 | — |
| 40-17G | Form 40-17g | Apr 25, 2018 | — |
| NT 10-K | Form 10-k | Apr 2, 2018 | Dec 31, 2017 |
| 40-17F2 | Certificate of accounting of securities | Feb 1, 2018 | — |
| 40-17F2 | Form 40-17f-2 | Nov 21, 2017 | — |
| 40-17F2 | Form 40-17f-2 | Aug 1, 2017 | — |
| CORRESP | Letter to the SEC | Jul 21, 2017 | — |
| 40-17G | Fidelity bond | Jun 13, 2017 | — |
| 425 | Form 8-k | Apr 25, 2017 | — |
| 425 | Form 8-k | Apr 25, 2017 | — |
| 40-17F2 | Form 40-17f-2 | Jan 30, 2017 | — |
| 40-17F2 | Form 40-17f-2 | Jan 27, 2017 | — |
| DEFR14C | Defr 14c | Jan 18, 2017 | — |
| 40-APP/A | Form 40-app/a-3 | Nov 23, 2016 | — |
| 40-17F2 | Form 40-17f2 | Nov 4, 2016 | — |
| 40-APP/A | Form 40-app/a-2 | Sep 29, 2016 | — |
| 40-APP/A | Form 40-app | Aug 25, 2016 | — |
| 40-17F2 | Form 40-17f2 | Aug 10, 2016 | — |
| 40-APP | Form 40-app | May 26, 2016 | — |
| CORRESP | Letter to the SEC | May 5, 2016 | — |
| 40-17F2 | Form 40-17f-2 | Feb 2, 2016 | — |
| 40-17F2 | Form 40-17f2 | Nov 13, 2015 | — |
| 40-17F2 | Form 40-17f2 | Jun 5, 2015 | — |
| 40-17F2 | Form 40-17f2 | Feb 18, 2015 | — |
| 40-17G | Form 40-17g | Feb 11, 2015 | — |
| 40-17F2 | Form 40-17f2 | Sep 4, 2014 | — |
| CORRESP | Letter to the SEC | Sep 2, 2014 | — |
| 40-17G/A | Form 40-17g | May 21, 2014 | — |
| 40-17F2 | Form 40-17f2 | May 19, 2014 | — |
| 40-17G | Form 40-17g | May 2, 2014 | — |
| 40-17F2 | Form 40-17f-2 | Nov 22, 2013 | — |
| 40-17F2 | Form 40-17f-2 | Oct 15, 2013 | — |
| 40-17F2 | Form 40-17f2 | Jul 26, 2013 | — |
| 40-17F2 | Form n-17f-2 equus total return, inc. | Jan 31, 2013 | — |
| 40-17F2 | Form n-17f-2 equus total return, inc. | Sep 19, 2012 | — |
| 40-17F2 | Equus total return, inc. | May 17, 2012 | — |
| 40-17G | Form 40-17g equus total return, inc. | Apr 20, 2012 | — |
| 40-17F2 | Form 40-17f-2 equus total return, inc. | Dec 23, 2011 | — |
| 40-17F2 | Form 40-71f-2 equus total return, inc. | Dec 2, 2011 | — |
| 40-17F2 | Form 40-17f-2 equus total return, inc. | Oct 17, 2011 | — |
| 40-17G | Form 40-17g equus total return, inc. | Apr 15, 2011 | — |
| 40-17F2 | Form n-17f-2 equus total return, inc. certificate of accounting of securities | Mar 16, 2011 | — |
| N-2/A | Equus total return, inc. form n-2a | Dec 16, 2010 | — |
| N-2 | Form n-2 equus total return, inc. | Nov 2, 2010 | — |
| 40-17F2 | Form 17f-2 equus total return, inc. | Oct 27, 2010 | — |
| 40-17F2 | Form 40-17f2 | Jun 30, 2010 | — |
| DFAN14A | Filing | May 10, 2010 | — |
| DFAN14A | Filing | May 7, 2010 | — |
| DFAN14A | Filing | May 7, 2010 | — |
| DFAN14A | Filing | May 5, 2010 | — |
| DFAN14A | Filing | May 3, 2010 | — |
| DFAN14A | Filing | May 3, 2010 | — |
| DFAN14A | Filing | Apr 26, 2010 | — |
| DFAN14A | Filing | Apr 26, 2010 | — |
| DFAN14A | Filing | Apr 23, 2010 | — |
| 40-17G | Form 40-17g | Apr 20, 2010 | — |
| DFAN14A | Schedule dfan14a | Apr 16, 2010 | — |
| DFAN14A | Filing | Apr 15, 2010 | — |
| DEFC14A | Filing | Apr 15, 2010 | — |
| PREC14A | Filing | Apr 9, 2010 | — |
| DFAN14A | Filing | Apr 5, 2010 | — |
| DFAN14A | Filing | Mar 29, 2010 | — |
| 40-17F2 | Filing | Mar 23, 2010 | — |
| 40-17F2 | Filing | Mar 23, 2010 | — |
| 40-17F2 | 40-17f2 filing | Jan 28, 2010 | — |
| DFAN14A | Filing | Nov 27, 2009 | — |
| 40-17F2 | Filing | May 1, 2009 | — |
| 40-17G | Form 40-17g | Apr 24, 2009 | — |
| 40-17G/A | Amended form 40-17g | Mar 3, 2009 | — |
| 40-17G/A | Amended form 40-17g | Feb 6, 2009 | — |
| 40-17F2 | Form n-17f-2 | Jul 29, 2008 | — |
| 40-17F2 | Form n-17f-2 | May 28, 2008 | — |
| 40-17G/A | Amended form 40-17g | Mar 27, 2008 | — |
| 40-17F2 | Form n-17f-2 | Jan 31, 2008 | — |
| 40-17F2 | Form n-17f-2 | Jan 31, 2008 | — |
| 40-17G/A | Form 40-17g/a - equus total return, inc. | Dec 14, 2007 | — |
| 40-17F2 | Form n-17f2 | Dec 13, 2007 | — |
| 40-17G/A | 40-17g amendment no. 1 | Apr 5, 2007 | — |
| 40-17F2 | Form n-17f-2 | Feb 23, 2007 | — |
| 40-17F2 | Form n-17f-2 | Feb 23, 2007 | — |
| 40-17G | Filing | Feb 16, 2007 | — |
| 40-17F2 | Form 40-17f2 | Feb 9, 2007 | — |
| 40-17G | Auto-generated paper document | Mar 29, 2006 | — |
| 40-17F2 | Certificate of accounting of securites in custody of management investment co's | Mar 21, 2006 | — |
| 40-17F2 | Certificate of accounting of securities in custody of management investment co. | Jan 17, 2006 | — |
| 40-17F2 | Form n-17f-2 | Sep 13, 2005 | — |
| 40-17G | Auto-generated paper document | Apr 8, 2005 | — |
| 40-17F2 | Form n-17f-2 | Mar 23, 2005 | — |
| 40-17F2 | Form n-17f-2 | Mar 23, 2005 | — |
| 40-17F2 | Form n-17f-2 | Mar 23, 2005 | — |
| NO ACT | Auto-generated paper document | Jan 27, 2005 | Jan 10, 2005 |
| APP WD | Auto-generated paper document | Jun 2, 2004 | — |
| 40-17F2 | Form 17f-2 | May 7, 2004 | — |
| 40-17F2 | Form 17f-2 | May 7, 2004 | — |
| 40-17F2 | Form 17f-2 | May 7, 2004 | — |
| 40-17G | Auto-generated paper document | Mar 3, 2004 | — |
| 40-17F2 | Form 17f-2 | Aug 26, 2003 | — |
| 40-17F2 | Form 17f-2 | Aug 26, 2003 | — |
| NT 10-K | Notification of late filing for year ended december 31, 2002 | Apr 1, 2003 | Dec 31, 2002 |
| 40-17F2 | Equus ii - march 2002 | Jun 6, 2002 | — |
| 40-17F2 | Equus ii - november 2001 | Jun 6, 2002 | — |
| 40-17F2 | Equus ii - december 2001 | Jun 6, 2002 | — |
| 40-17F2 | Equus ii - august 2001 | Jun 6, 2002 | — |
| 40-17F2 | Filing | Mar 27, 2001 | — |
| 40-17F2 | Filing | Mar 27, 2001 | — |
| 40-17F2 | Filing | Oct 13, 2000 | — |
| 40-17F2 | Filing | Mar 30, 2000 | — |
| 40-17F2 | Filing | Oct 6, 1999 | — |
| 40-17F2 | Filing | Jul 2, 1999 | — |
| 40-17F2 | Filing | Mar 3, 1999 | — |
| 40-17F2 | Filing | Dec 23, 1998 | — |
| 40-17F2 | Filing | Sep 25, 1998 | — |
| 8-A12B | Filing | May 12, 1998 | — |
| 40-17F2 | Filing | Mar 26, 1998 | — |
| 40-17F2 | Filing | Mar 26, 1998 | — |
| 40-17F2 | Filing | Mar 26, 1998 | — |
| DEFS14A | Filing | Feb 24, 1997 | Mar 27, 1997 |
| PRES14A | Filing | Jan 22, 1997 | Mar 4, 1997 |
| DEFS14A | Filing | Apr 12, 1996 | Dec 31, 1995 |
| N-2/A | Form n-2 registration statement | Apr 10, 1996 | — |
| N-2/A | Form n-2 registration statement | Apr 2, 1996 | — |
| N-2 | Filing | Mar 5, 1996 | — |
Showing 163 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- EQS (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- Houston, TX
- SEC filer status
- Non-accelerated filer
- SEC CIK
- 878932
- Former names
- EQUUS II INC (until Aug 18, 2006); EQUUS II INC ET AL (until Apr 22, 1997)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.