Total Return Securities Fund SEC filings SWZ
Total Return Securities Fund has 807 filings in SEC EDGAR's recent list, going back to Feb 27, 1995. The most recent current report (Form 8-K) was filed on Oct 11, 2024 (regulation fd disclosure). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Oct 13, 2026 | Oct 1, 2026 |
| 4 | Insider transaction | Sep 30, 2026 | Sep 28, 2026 |
| 4 | Insider transaction | Sep 29, 2026 | Sep 25, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 31, 2026 |
| 4 | Insider transaction | Aug 25, 2026 | Aug 21, 2026 |
| 4 | Insider transaction | Aug 12, 2026 | Aug 10, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Aug 3, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jul 31, 2026 | — |
| 4 | Insider transaction | Jul 24, 2026 | Jul 22, 2026 |
| 4 | Insider transaction | Jul 22, 2026 | Jul 20, 2026 |
| 4 | Insider transaction | Jul 8, 2026 | Jul 6, 2026 |
| 4 | Insider transaction | Jul 7, 2026 | Jul 2, 2026 |
| 4 | Insider transaction | Jun 30, 2026 | Jun 26, 2026 |
| 4 | Insider transaction | Jun 22, 2026 | Jun 17, 2026 |
| 4 | Insider transaction | Jun 17, 2026 | Jun 15, 2026 |
| 4 | Insider transaction | Jun 1, 2026 | May 29, 2026 |
| 4 | Insider transaction | May 29, 2026 | May 27, 2026 |
| 4 | Insider transaction | May 20, 2026 | May 18, 2026 |
| 4 | Insider transaction | Apr 27, 2026 | Apr 24, 2026 |
| 4 | Insider transaction | Apr 20, 2026 | Apr 16, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 17, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 14, 2026 | — |
| 4 | Insider transaction | Apr 9, 2026 | Apr 7, 2026 |
| 4 | Insider transaction | Apr 6, 2026 | Apr 2, 2026 |
| 3 | Initial insider ownership | Apr 1, 2026 | Apr 1, 2026 |
| 4 | Insider transaction | Mar 31, 2026 | Mar 27, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 19, 2026 | Mar 18, 2026 |
| 4 | Insider transaction | Mar 13, 2026 | Mar 11, 2026 |
| 4 | Insider transaction | Mar 9, 2026 | Mar 5, 2026 |
| 4 | Insider transaction | Mar 9, 2026 | Mar 5, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Mar 6, 2026 | — |
| 4 | Insider transaction | Mar 5, 2026 | Feb 26, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 2, 2026 | Feb 26, 2026 |
| 4 | Insider transaction | Feb 25, 2026 | Feb 23, 2026 |
| 4 | Insider transaction | Feb 25, 2026 | Feb 23, 2026 |
| 4 | Insider transaction | Feb 23, 2026 | Feb 19, 2026 |
| 4 | Insider transaction | Feb 10, 2026 | Feb 6, 2026 |
| 4 | Insider transaction | Feb 5, 2026 | Feb 3, 2026 |
| 4 | Insider transaction | Feb 4, 2026 | Feb 2, 2026 |
| 4 | Insider transaction | Feb 3, 2026 | Jan 30, 2026 |
| 4 | Insider transaction | Jan 27, 2026 | Jan 23, 2026 |
| 4 | Insider transaction | Jan 27, 2026 | Jan 23, 2026 |
| 4 | Insider transaction | Jan 27, 2026 | Jan 23, 2026 |
| 4 | Insider transaction | Jan 27, 2026 | Jan 23, 2026 |
| 4 | Insider transaction | Jan 27, 2026 | Jan 23, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jan 8, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Dec 31, 2025 | — |
| 4 | Insider transaction | Dec 31, 2025 | Dec 29, 2025 |
| 4 | Insider transaction | Dec 29, 2025 | Dec 22, 2025 |
| 4 | Insider transaction | Dec 17, 2025 | Dec 15, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Dec 16, 2025 | — |
| 3 | Initial insider ownership | Dec 16, 2025 | Dec 12, 2025 |
| 4 | Insider transaction | Dec 12, 2025 | Dec 11, 2025 |
| 4 | Insider transaction | Dec 12, 2025 | Dec 11, 2025 |
| 4 | Insider transaction | Dec 12, 2025 | Dec 11, 2025 |
| 4 | Insider transaction | Dec 12, 2025 | Dec 11, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Dec 3, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Nov 14, 2025 | — |
| 4 | Insider transaction | Oct 29, 2025 | Oct 27, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 10, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 14, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Aug 14, 2025 | — |
| 4 | Insider transaction | Jul 1, 2025 | Jun 30, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 15, 2025 | — |
| 4 | Insider transaction | Apr 3, 2025 | Apr 2, 2025 |
| 3 | Initial insider ownership | Apr 3, 2025 | Mar 31, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Feb 14, 2025 | — |
| 4 | Insider transaction | Jan 21, 2025 | Jan 17, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 12, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 8, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 13, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 7, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Aug 10, 2022 | — |
| 4 | Insider transaction | Mar 4, 2022 | Mar 3, 2022 |
| 4 | Insider transaction | Mar 3, 2022 | Mar 2, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2022 | — |
| 4 | Insider transaction | Feb 4, 2022 | Feb 2, 2022 |
| SC 13G | Ownership over 5% (passive) | Jan 19, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 8, 2021 | — |
| 4 | Insider transaction | Jul 6, 2021 | Jul 2, 2021 |
| 4 | Insider transaction | Jun 8, 2021 | Jun 4, 2021 |
| 4 | Insider transaction | Jun 4, 2021 | Jun 3, 2021 |
| 4 | Insider transaction | Jun 3, 2021 | Jun 1, 2021 |
| 4 | Insider transaction | May 6, 2021 | May 5, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Feb 9, 2021 | — |
| 4 | Insider transaction | Oct 2, 2020 | Oct 2, 2020 |
| 4 | Insider transaction | May 4, 2020 | Apr 30, 2020 |
| 4 | Insider transaction | Apr 27, 2020 | Apr 23, 2020 |
| 4 | Insider transaction | Apr 3, 2020 | Apr 3, 2020 |
| 4 | Insider transaction | Mar 16, 2020 | Mar 16, 2020 |
| 4 | Insider transaction | Mar 10, 2020 | Mar 9, 2020 |
| 4 | Insider transaction | Mar 3, 2020 | Feb 28, 2020 |
| 4 | Insider transaction | Mar 2, 2020 | Feb 27, 2020 |
| 4 | Insider transaction | Mar 2, 2020 | Feb 27, 2020 |
| 4 | Insider transaction | Feb 26, 2020 | Feb 24, 2020 |
| SC 13G | Ownership over 5% (passive) | Feb 13, 2020 | — |
| SC 13G | Ownership over 5% (passive) | Feb 4, 2020 | — |
| 4 | Insider transaction | Jan 8, 2020 | Jan 6, 2020 |
| 4 | Insider transaction | Dec 23, 2019 | Dec 19, 2019 |
| 4 | Insider transaction | Dec 19, 2019 | Dec 17, 2019 |
| 4 | Insider transaction | Dec 3, 2019 | Nov 29, 2019 |
| 4 | Insider transaction | Oct 9, 2019 | Oct 8, 2019 |
| 4 | Insider transaction | Aug 7, 2019 | Aug 5, 2019 |
| 4/A | Filing | Aug 5, 2019 | Aug 2, 2019 |
| 4 | Insider transaction | Aug 2, 2019 | Aug 2, 2019 |
| 3 | Initial insider ownership | Feb 1, 2019 | Jan 25, 2019 |
| 3 | Initial insider ownership | Feb 1, 2019 | Jan 25, 2019 |
| 3 | Initial insider ownership | Feb 1, 2019 | Jan 25, 2019 |
| 4 | Insider transaction | Jan 4, 2019 | Jan 2, 2019 |
| 4 | Insider transaction | Jan 4, 2019 | Jan 2, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 10, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 10, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 7, 2018 | — |
| 4 | Insider transaction | Nov 23, 2018 | Nov 20, 2018 |
| 4 | Insider transaction | Nov 23, 2018 | Nov 20, 2018 |
| 4 | Insider transaction | Nov 23, 2018 | Nov 20, 2018 |
| 4 | Insider transaction | Nov 23, 2018 | Nov 20, 2018 |
| SC 13D/A | Amended ownership over 5% (active) | Nov 23, 2018 | — |
| 4 | Insider transaction | Oct 23, 2018 | Oct 19, 2018 |
| 4 | Insider transaction | Oct 23, 2018 | Oct 19, 2018 |
| 4 | Insider transaction | Oct 23, 2018 | Oct 19, 2018 |
| 4 | Insider transaction | Oct 23, 2018 | Oct 19, 2018 |
| 3 | Initial insider ownership | Jul 27, 2018 | Jul 20, 2018 |
| 4 | Insider transaction | Jul 20, 2018 | Jul 12, 2018 |
| 3 | Initial insider ownership | Jul 9, 2018 | Jul 3, 2018 |
| 3 | Initial insider ownership | Jul 6, 2018 | Jul 3, 2018 |
| 4 | Insider transaction | Jul 3, 2018 | Jul 3, 2018 |
| 4 | Insider transaction | Jul 3, 2018 | Jul 3, 2018 |
| 4 | Insider transaction | Jun 8, 2018 | Jun 6, 2018 |
| SC 13D/A | Amended ownership over 5% (active) | Mar 6, 2018 | — |
| 4 | Insider transaction | Feb 21, 2018 | Feb 16, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2018 | — |
| 4 | Insider transaction | Feb 14, 2018 | Feb 12, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 8, 2018 | — |
| 4 | Insider transaction | Feb 7, 2018 | Feb 5, 2018 |
| 5 | Annual insider ownership | Feb 6, 2018 | Dec 31, 2017 |
| 4 | Insider transaction | Feb 5, 2018 | Feb 1, 2018 |
| 4 | Insider transaction | Feb 1, 2018 | Jan 30, 2018 |
| 4 | Insider transaction | Jan 23, 2018 | Jan 19, 2018 |
| 4 | Insider transaction | Jan 12, 2018 | Jan 10, 2018 |
| 4 | Insider transaction | Jan 10, 2018 | Jan 8, 2018 |
| 4 | Insider transaction | Jan 5, 2018 | Jan 3, 2018 |
| 4 | Insider transaction | Jan 3, 2018 | Dec 29, 2017 |
| 4 | Insider transaction | Dec 29, 2017 | Dec 27, 2017 |
| 4 | Insider transaction | Dec 26, 2017 | Dec 21, 2017 |
| 4 | Insider transaction | Dec 21, 2017 | Dec 19, 2017 |
| 4 | Insider transaction | Dec 1, 2017 | Nov 29, 2017 |
| 4 | Insider transaction | Nov 24, 2017 | Nov 21, 2017 |
| 4 | Insider transaction | Nov 17, 2017 | Nov 15, 2017 |
| 4 | Insider transaction | Sep 22, 2017 | Jun 27, 2017 |
| 3 | Initial insider ownership | Aug 24, 2017 | Aug 18, 2017 |
| 4 | Insider transaction | Aug 24, 2017 | Aug 18, 2017 |
| 3 | Initial insider ownership | Jul 20, 2017 | Jul 11, 2017 |
| 4 | Insider transaction | Jul 19, 2017 | Jul 11, 2017 |
| 4 | Insider transaction | Jul 18, 2017 | Jul 11, 2017 |
| 3 | Initial insider ownership | Jul 18, 2017 | Jul 11, 2017 |
| 4 | Insider transaction | Jun 28, 2017 | Jun 27, 2017 |
| 4 | Insider transaction | Jun 9, 2017 | Jun 7, 2017 |
| 4 | Insider transaction | Apr 19, 2017 | Mar 10, 2017 |
| 3 | Initial insider ownership | Apr 19, 2017 | Apr 17, 2017 |
| 3 | Initial insider ownership | Mar 29, 2017 | Mar 22, 2017 |
| 4 | Insider transaction | Mar 23, 2017 | Mar 22, 2017 |
| 4 | Insider transaction | Mar 23, 2017 | Mar 22, 2017 |
| SC 13D/A | Amended ownership over 5% (active) | Mar 14, 2017 | — |
| SC 13D/A | Amended ownership over 5% (active) | Mar 6, 2017 | — |
| SC 13D/A | Amended ownership over 5% (active) | Feb 28, 2017 | — |
| SC 13D/A | Amended ownership over 5% (active) | Feb 16, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 24, 2017 | — |
| 4 | Insider transaction | Jan 3, 2017 | Dec 9, 2016 |
| SC 13D/A | Amended ownership over 5% (active) | Dec 22, 2016 | — |
| SC 13D/A | Amended ownership over 5% (active) | Dec 19, 2016 | — |
| 3 | Initial insider ownership | Dec 7, 2016 | Dec 6, 2016 |
| 4 | Insider transaction | Dec 6, 2016 | Nov 24, 2016 |
| SC 13D/A | Amended ownership over 5% (active) | Nov 1, 2016 | — |
| SC 13D/A | Amended ownership over 5% (active) | Oct 25, 2016 | — |
| SC 13D/A | Amended ownership over 5% (active) | Sep 23, 2016 | — |
| 4 | Insider transaction | Jul 7, 2016 | Jun 23, 2016 |
| 3 | Initial insider ownership | Jun 29, 2016 | Jun 23, 2016 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2016 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2016 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2016 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 27, 2016 | — |
| 4 | Insider transaction | Jan 22, 2016 | Jan 15, 2016 |
| 3 | Initial insider ownership | Jan 22, 2016 | Jan 15, 2016 |
| 4 | Insider transaction | Nov 19, 2015 | Nov 18, 2015 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- SWZ (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- MD
- Headquarters
- Cincinnati, OH
- SEC CIK
- 813623
- Former names
- SWISS HELVETIA FUND, INC. (until Apr 3, 2025); SWISS HELVETIA FUND INC (until May 24, 2005)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.