Total Return Securities Fund SEC filings SWZ
Total Return Securities Fund has 807 filings in SEC EDGAR's recent list, going back to Feb 27, 1995. The most recent current report (Form 8-K) was filed on Oct 11, 2024 (regulation fd disclosure). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Oct 13, 2026 | Oct 1, 2026 |
| 4 | Insider transaction | Sep 30, 2026 | Sep 28, 2026 |
| 4 | Insider transaction | Sep 29, 2026 | Sep 25, 2026 |
| N-CSRS | Certified semi-annual shareholder report | Sep 4, 2026 | Jun 30, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 31, 2026 |
| NPORT-P | Filing | Aug 31, 2026 | Jun 30, 2026 |
| 4 | Insider transaction | Aug 25, 2026 | Aug 21, 2026 |
| N-PX | Filing | Aug 20, 2026 | Jun 30, 2026 |
| 4 | Insider transaction | Aug 12, 2026 | Aug 10, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Aug 3, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jul 31, 2026 | — |
| 4 | Insider transaction | Jul 24, 2026 | Jul 22, 2026 |
| 4 | Insider transaction | Jul 22, 2026 | Jul 20, 2026 |
| 4 | Insider transaction | Jul 8, 2026 | Jul 6, 2026 |
| 4 | Insider transaction | Jul 7, 2026 | Jul 2, 2026 |
| 4 | Insider transaction | Jun 30, 2026 | Jun 26, 2026 |
| 4 | Insider transaction | Jun 22, 2026 | Jun 17, 2026 |
| 4 | Insider transaction | Jun 17, 2026 | Jun 15, 2026 |
| NPORT-P | Filing | Jun 1, 2026 | Mar 31, 2026 |
| 4 | Insider transaction | Jun 1, 2026 | May 29, 2026 |
| 4 | Insider transaction | May 29, 2026 | May 27, 2026 |
| 4 | Insider transaction | May 20, 2026 | May 18, 2026 |
| DEF 14A | Proxy statement | May 8, 2026 | Jun 11, 2026 |
| 4 | Insider transaction | Apr 27, 2026 | Apr 24, 2026 |
| 4 | Insider transaction | Apr 20, 2026 | Apr 16, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 17, 2026 | — |
| 40-17G | Filing | Apr 15, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 14, 2026 | — |
| 4 | Insider transaction | Apr 9, 2026 | Apr 7, 2026 |
| 4 | Insider transaction | Apr 6, 2026 | Apr 2, 2026 |
| 3 | Initial insider ownership | Apr 1, 2026 | Apr 1, 2026 |
| 4 | Insider transaction | Mar 31, 2026 | Mar 27, 2026 |
| 4 | Insider transaction | Mar 26, 2026 | Mar 24, 2026 |
| 4 | Insider transaction | Mar 19, 2026 | Mar 18, 2026 |
| 4 | Insider transaction | Mar 13, 2026 | Mar 11, 2026 |
| N-CSR | Annual shareholder report | Mar 10, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Mar 9, 2026 | Mar 5, 2026 |
| 4 | Insider transaction | Mar 9, 2026 | Mar 5, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Mar 6, 2026 | — |
| N-CEN | Filing | Mar 6, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Mar 5, 2026 | Feb 26, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 2, 2026 | Feb 26, 2026 |
| 4 | Insider transaction | Feb 25, 2026 | Feb 23, 2026 |
| 4 | Insider transaction | Feb 25, 2026 | Feb 23, 2026 |
| 4 | Insider transaction | Feb 23, 2026 | Feb 19, 2026 |
| 4 | Insider transaction | Feb 10, 2026 | Feb 6, 2026 |
| NPORT-P | Filing | Feb 6, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Feb 5, 2026 | Feb 3, 2026 |
| 4 | Insider transaction | Feb 4, 2026 | Feb 2, 2026 |
| 4 | Insider transaction | Feb 3, 2026 | Jan 30, 2026 |
| 40-17G/A | Amended fidelity bond | Feb 2, 2026 | — |
| 4 | Insider transaction | Jan 27, 2026 | Jan 23, 2026 |
| 4 | Insider transaction | Jan 27, 2026 | Jan 23, 2026 |
| 4 | Insider transaction | Jan 27, 2026 | Jan 23, 2026 |
| 4 | Insider transaction | Jan 27, 2026 | Jan 23, 2026 |
| 4 | Insider transaction | Jan 27, 2026 | Jan 23, 2026 |
| SC TO-I/A | Amendment to form sc to-i | Jan 22, 2026 | — |
| SC TO-I/A | Amendment to form sc to-i | Jan 21, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jan 8, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Dec 31, 2025 | — |
| 4 | Insider transaction | Dec 31, 2025 | Dec 29, 2025 |
| 4 | Insider transaction | Dec 29, 2025 | Dec 22, 2025 |
| SC TO-I | Issuer tender offer statement | Dec 19, 2025 | — |
| 4 | Insider transaction | Dec 17, 2025 | Dec 15, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Dec 16, 2025 | — |
| 3 | Initial insider ownership | Dec 16, 2025 | Dec 12, 2025 |
| 4 | Insider transaction | Dec 12, 2025 | Dec 11, 2025 |
| 4 | Insider transaction | Dec 12, 2025 | Dec 11, 2025 |
| 4 | Insider transaction | Dec 12, 2025 | Dec 11, 2025 |
| 4 | Insider transaction | Dec 12, 2025 | Dec 11, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Dec 3, 2025 | — |
| NPORT-P | Filing | Nov 26, 2025 | Sep 30, 2025 |
| 424B2 | Prospectus | Nov 14, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Nov 14, 2025 | — |
| 4 | Insider transaction | Oct 29, 2025 | Oct 27, 2025 |
| N-2/A | Amendment to form n-2 | Oct 23, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 10, 2025 | — |
| N-2 | Form n-2 | Oct 3, 2025 | — |
| N-CSRS | Certified semi-annual shareholder report | Sep 8, 2025 | Jun 30, 2025 |
| N-PX | Filing | Aug 28, 2025 | Jun 30, 2025 |
| SC TO-C | Schedule to | Aug 20, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 14, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Aug 14, 2025 | — |
| NPORT-P | Filing | Aug 6, 2025 | Jun 30, 2025 |
| 4 | Insider transaction | Jul 1, 2025 | Jun 30, 2025 |
| NPORT-P | Filing | May 29, 2025 | Mar 31, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2025 | — |
| 40-17G | Fidelity bond | May 6, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 15, 2025 | — |
| 4 | Insider transaction | Apr 3, 2025 | Apr 2, 2025 |
| 3 | Initial insider ownership | Apr 3, 2025 | Mar 31, 2025 |
| N-CEN | Filing | Mar 13, 2025 | Dec 31, 2024 |
| N-CSR | The swiss helvetia fund, inc. annual report 12-31-23 | Mar 11, 2025 | Dec 31, 2024 |
| NPORT-P | Filing | Feb 27, 2025 | Dec 31, 2024 |
| SCHEDULE 13G | Ownership over 5% (passive) | Feb 14, 2025 | — |
| DEF 14A | Proxy statement | Jan 28, 2025 | Jan 28, 2025 |
| SC TO-C | Schedule to | Jan 28, 2025 | — |
| DEF 14A | Proxy statement | Jan 27, 2025 | Jan 27, 2025 |
| CORRESP | Letter to the SEC | Jan 22, 2025 | — |
| 4 | Insider transaction | Jan 21, 2025 | Jan 17, 2025 |
| SC TO-C | Schedule to | Jan 10, 2025 | — |
| PRE 14A | Preliminary proxy statement | Jan 10, 2025 | Jan 10, 2025 |
| CORRESP | Letter to the SEC | Jan 10, 2025 | — |
| PRE 14A | Preliminary proxy statement | Jan 10, 2025 | Jan 10, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 14, 2024 | — |
| NPORT-P | Filing | Nov 14, 2024 | Sep 30, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 11, 2024 | Oct 11, 2024 |
| DEF 14A | Proxy statement | Sep 16, 2024 | Sep 16, 2024 |
| N-CSRS | The swiss helvetia fund semiannual report 6-30-24 | Sep 9, 2024 | Jun 30, 2024 |
| N-PX | Filing | Sep 3, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | Aug 29, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | May 28, 2024 | Mar 31, 2024 |
| 40-17G | Fidelity bond | Apr 22, 2024 | — |
| N-CEN | Filing | Mar 11, 2024 | Dec 31, 2023 |
| N-CSR | The swiss helvetia fund, inc. annual report 12-31-23 | Mar 7, 2024 | Dec 31, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| NPORT-P | Filing | Feb 8, 2024 | Dec 31, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 12, 2024 | — |
| NPORT-P/A | Filing | Nov 21, 2023 | Sep 30, 2023 |
| NPORT-P | Filing | Nov 21, 2023 | Sep 30, 2023 |
| 8-K | Current report | Sep 13, 2023 | Sep 13, 2023 |
| N-CSRS | Filing | Sep 6, 2023 | Jun 30, 2023 |
| N-PX | Annual report of proxy voting | Aug 31, 2023 | Jun 30, 2023 |
| DEF 14A | Proxy statement | Jul 25, 2023 | Jul 25, 2023 |
| NPORT-P | Filing | Jul 19, 2023 | Jun 30, 2023 |
| NPORT-P | Filing | May 17, 2023 | Mar 31, 2023 |
| 40-17G | Fidelity bond | Apr 26, 2023 | — |
| N-CEN | Filing | Mar 9, 2023 | Dec 31, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 8, 2023 | — |
| N-CSR | The swiss helvetia fund annual report 12-31-22 | Mar 6, 2023 | — |
| NPORT-P | Filing | Jan 23, 2023 | Dec 31, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 13, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 7, 2022 | — |
| NPORT-P | Filing | Nov 17, 2022 | Sep 30, 2022 |
| CORRESP | Letter to the SEC | Sep 22, 2022 | — |
| 8-K | Current report | Sep 14, 2022 | Sep 14, 2022 |
| N-CSRS | The swiss helvetia fund semiannual report 6-30-22 | Sep 1, 2022 | Jun 30, 2022 |
| N-PX | Annual report for proxy voting | Aug 30, 2022 | Jun 30, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Aug 10, 2022 | — |
| DEF 14A | Proxy statement | Jul 27, 2022 | Jul 26, 2022 |
| NPORT-P | Filing | Jul 13, 2022 | Jun 30, 2022 |
| 40-17G | Fidelity bond | May 20, 2022 | — |
| NPORT-P | Filing | May 17, 2022 | Mar 31, 2022 |
| N-CEN | Filing | Mar 8, 2022 | Dec 31, 2021 |
| 4 | Insider transaction | Mar 4, 2022 | Mar 3, 2022 |
| N-CSR | The swiss helvetia fund annual report 12-31-21 | Mar 3, 2022 | Dec 31, 2021 |
| 4 | Insider transaction | Mar 3, 2022 | Mar 2, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2022 | — |
| 4 | Insider transaction | Feb 4, 2022 | Feb 2, 2022 |
| NPORT-P | Filing | Jan 21, 2022 | Dec 31, 2021 |
| SC 13G | Ownership over 5% (passive) | Jan 19, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 8, 2021 | — |
| NPORT-P | Filing | Nov 17, 2021 | Sep 30, 2021 |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 9, 2021 | Sep 9, 2021 |
| N-CSRS | The swiss helvetia fund semiannual report 6-30-21 | Aug 31, 2021 | Jun 30, 2021 |
| N-PX | Annual rport of proxy voting | Aug 30, 2021 | Jun 30, 2021 |
| DEFA14A | Additional proxy material | Aug 19, 2021 | — |
| DEF 14A | Proxy statement | Jul 26, 2021 | Jul 26, 2021 |
| CORRESP | Letter to the SEC | Jul 14, 2021 | — |
| PRE 14A | Preliminary proxy statement | Jul 14, 2021 | Jul 14, 2021 |
| NPORT-P | Filing | Jul 14, 2021 | Jun 30, 2021 |
| 4 | Insider transaction | Jul 6, 2021 | Jul 2, 2021 |
| 4 | Insider transaction | Jun 8, 2021 | Jun 4, 2021 |
| 4 | Insider transaction | Jun 4, 2021 | Jun 3, 2021 |
| 4 | Insider transaction | Jun 3, 2021 | Jun 1, 2021 |
| NPORT-P | Filing | May 19, 2021 | Mar 31, 2021 |
| 40-17G | Fidelity bond | May 13, 2021 | — |
| 4 | Insider transaction | May 6, 2021 | May 5, 2021 |
| N-CSR/A | The swiss helvetia fund amended annual report 12-31-20 | Mar 12, 2021 | Dec 31, 2020 |
| N-CEN | Filing | Mar 11, 2021 | Dec 31, 2020 |
| N-CSR | The swiss helvetia fund annual report 12-31-20 | Mar 8, 2021 | Dec 31, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Feb 9, 2021 | — |
| NPORT-P | Filing | Jan 21, 2021 | Dec 31, 2020 |
| NPORT-P | Filing | Nov 24, 2020 | Sep 30, 2020 |
| 4 | Insider transaction | Oct 2, 2020 | Oct 2, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 11, 2020 | Sep 11, 2020 |
| N-CSRS | The swiss helvetia fund semiannual report 6-30-20 | Sep 3, 2020 | Jun 30, 2020 |
| DEFA14A | Additional proxy material | Aug 31, 2020 | — |
| N-PX | Filing | Aug 20, 2020 | Jun 30, 2020 |
| NPORT-P | Filing | Jul 28, 2020 | Jun 30, 2020 |
| DEF 14A | Proxy statement | Jul 24, 2020 | Jul 24, 2020 |
| NPORT-P | Filing | May 19, 2020 | Mar 31, 2020 |
| 4 | Insider transaction | May 4, 2020 | Apr 30, 2020 |
| 4 | Insider transaction | Apr 27, 2020 | Apr 23, 2020 |
| 4 | Insider transaction | Apr 3, 2020 | Apr 3, 2020 |
| 4 | Insider transaction | Mar 16, 2020 | Mar 16, 2020 |
| N-CEN | Filing | Mar 13, 2020 | Dec 31, 2019 |
| N-CSR | The swiss helvetia fund annual report 12-31-19 | Mar 11, 2020 | Dec 31, 2019 |
| 4 | Insider transaction | Mar 10, 2020 | Mar 9, 2020 |
| 4 | Insider transaction | Mar 3, 2020 | Feb 28, 2020 |
| 4 | Insider transaction | Mar 2, 2020 | Feb 27, 2020 |
| 4 | Insider transaction | Mar 2, 2020 | Feb 27, 2020 |
| 40-17G | Fidelity bond | Feb 26, 2020 | — |
| 4 | Insider transaction | Feb 26, 2020 | Feb 24, 2020 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- SWZ (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- MD
- Headquarters
- Cincinnati, OH
- SEC CIK
- 813623
- Former names
- SWISS HELVETIA FUND, INC. (until Apr 3, 2025); SWISS HELVETIA FUND INC (until May 24, 2005)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.