Special Opportunities Fund, Inc. SEC filings SPE
Special Opportunities Fund, Inc. has 770 filings in SEC EDGAR's recent list, going back to May 26, 1994. The most recent current report (Form 8-K) was filed on Jun 7, 2023 (other events). The company's fiscal year ends on March 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 40-17G | Filing | Oct 27, 2026 | — |
| N-CSRS | Certified semi-annual shareholder report | Sep 4, 2026 | Jun 30, 2026 |
| NPORT-P | Filing | Aug 31, 2026 | Jun 30, 2026 |
| N-PX | Filing | Aug 20, 2026 | Jun 30, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 7, 2026 | — |
| 144 | Notice of proposed sale | Jun 11, 2026 | — |
| 4 | Insider transaction | Jun 4, 2026 | Jun 2, 2026 |
| 144 | Notice of proposed sale | Jun 2, 2026 | — |
| NPORT-P | Filing | Jun 1, 2026 | Mar 31, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 11, 2026 | — |
| 3 | Initial insider ownership | Apr 1, 2026 | Apr 1, 2026 |
| 144 | Notice of proposed sale | Mar 25, 2026 | — |
| 144 | Notice of proposed sale | Mar 25, 2026 | — |
| N-CSR | Certified annual shareholder report | Mar 10, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Mar 9, 2026 | Mar 2, 2026 |
| 144 | Notice of proposed sale | Mar 6, 2026 | — |
| N-CEN | Filing | Mar 5, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Mar 2, 2026 | Feb 26, 2026 |
| 144 | Notice of proposed sale | Feb 26, 2026 | — |
| 4 | Insider transaction | Feb 25, 2026 | Feb 23, 2026 |
| 144 | Notice of proposed sale | Feb 19, 2026 | — |
| NPORT-P | Filing | Feb 3, 2026 | Dec 31, 2025 |
| 144 | Notice of proposed sale | Jan 22, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Jan 8, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Jan 8, 2026 | — |
| 4 | Insider transaction | Dec 31, 2025 | Dec 30, 2025 |
| 144 | Notice of proposed sale | Nov 28, 2025 | — |
| NPORT-P | Filing | Nov 26, 2025 | Sep 30, 2025 |
| 144 | Notice of proposed sale | Nov 21, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Nov 6, 2025 | — |
| DEF 14A | Proxy statement | Oct 31, 2025 | Oct 31, 2025 |
| 144 | Notice of proposed sale | Oct 7, 2025 | — |
| 40-17G | Fidelity bond | Oct 1, 2025 | — |
| 144 | Notice of proposed sale | Sep 12, 2025 | — |
| 144 | Notice of proposed sale | Sep 10, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Sep 10, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Sep 10, 2025 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-24 | Sep 5, 2025 | Jun 30, 2025 |
| N-PX | Filing | Aug 28, 2025 | Jun 30, 2025 |
| NPORT-P | Filing | Aug 27, 2025 | Jun 30, 2025 |
| 4 | Insider transaction | Aug 25, 2025 | Aug 22, 2025 |
| 144 | Notice of proposed sale | Aug 19, 2025 | — |
| 144 | Notice of proposed sale | Jul 15, 2025 | — |
| 144 | Notice of proposed sale | Jun 30, 2025 | — |
| 144 | Notice of proposed sale | Jun 18, 2025 | — |
| 144 | Notice of proposed sale | Jun 4, 2025 | — |
| NPORT-P | Filing | May 29, 2025 | Mar 31, 2025 |
| 144 | Notice of proposed sale | May 28, 2025 | — |
| 144 | Notice of proposed sale | May 19, 2025 | — |
| DFAN14A | Filing | May 1, 2025 | — |
| DEFA14A | Additional proxy material | May 1, 2025 | — |
| 4 | Insider transaction | Apr 8, 2025 | Apr 4, 2025 |
| DEFC14A | Filing | Apr 8, 2025 | — |
| 144 | Notice of proposed sale | Apr 8, 2025 | — |
| PREC14A | Filing | Apr 1, 2025 | — |
| PREC14A | Filing | Mar 28, 2025 | — |
| PREC14A | Filing | Mar 28, 2025 | — |
| 3 | Initial insider ownership | Mar 26, 2025 | Mar 19, 2025 |
| 5 | Annual insider ownership | Mar 21, 2025 | Mar 19, 2025 |
| N-CEN | Filing | Mar 13, 2025 | Dec 31, 2024 |
| N-CSR | Filing | Mar 10, 2025 | Dec 31, 2024 |
| NPORT-P | Filing | Feb 27, 2025 | Dec 31, 2024 |
| 144 | Notice of proposed sale | Feb 14, 2025 | — |
| 144 | Notice of proposed sale | Feb 4, 2025 | — |
| 144 | Notice of proposed sale | Feb 3, 2025 | — |
| 144 | Notice of proposed sale | Jan 10, 2025 | — |
| 144 | Notice of proposed sale | Dec 2, 2024 | — |
| NPORT-P | Filing | Nov 14, 2024 | Sep 30, 2024 |
| 144 | Notice of proposed sale | Nov 12, 2024 | — |
| DEF 14A | Proxy statement | Oct 31, 2024 | Oct 30, 2024 |
| 4 | Insider transaction | Oct 16, 2024 | Oct 15, 2024 |
| 144 | Notice of proposed sale | Oct 9, 2024 | — |
| 144 | Notice of proposed sale | Sep 25, 2024 | — |
| 40-17G | Fidelity bond | Sep 24, 2024 | — |
| 4 | Insider transaction | Sep 23, 2024 | Sep 20, 2024 |
| SCHEDULE 13G | Ownership over 5% (passive) | Sep 17, 2024 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Sep 17, 2024 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Sep 17, 2024 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-24 | Sep 9, 2024 | Jun 30, 2024 |
| 144 | Notice of proposed sale | Sep 4, 2024 | — |
| N-PX | Filing | Sep 3, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | Aug 29, 2024 | Jun 30, 2024 |
| 144 | Notice of proposed sale | Aug 6, 2024 | — |
| 144 | Notice of proposed sale | Jul 3, 2024 | — |
| 144 | Notice of proposed sale | Jun 25, 2024 | — |
| 144 | Notice of proposed sale | Jun 14, 2024 | — |
| 144 | Notice of proposed sale | Jun 11, 2024 | — |
| 144 | Notice of proposed sale | May 29, 2024 | — |
| NPORT-P | Filing | May 29, 2024 | Mar 31, 2024 |
| N-CEN | Filing | Mar 11, 2024 | Dec 31, 2023 |
| N-CSR | Certified annual shareholder report | Mar 6, 2024 | Dec 31, 2023 |
| NPORT-P | Filing | Feb 27, 2024 | Dec 31, 2023 |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2024 | — |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2024 | — |
| 4 | Insider transaction | Jan 2, 2024 | Dec 28, 2023 |
| 4 | Insider transaction | Jan 2, 2024 | Dec 28, 2023 |
| SC 13G | Ownership over 5% (passive) | Dec 29, 2023 | — |
| NPORT-P | Filing | Nov 17, 2023 | Sep 30, 2023 |
| DEF 14A | Proxy statement | Oct 26, 2023 | Oct 25, 2023 |
| 40-17G | Fidelity bond | Sep 26, 2023 | — |
| SC 13G | Ownership over 5% (passive) | Sep 20, 2023 | — |
| 3 | Initial insider ownership | Sep 20, 2023 | Aug 17, 2023 |
| N-CSRS | Filing | Sep 6, 2023 | Jun 30, 2023 |
| N-PX | Annual report of proxy voting | Aug 28, 2023 | Jun 30, 2023 |
| NPORT-P | Filing | Aug 23, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Other events
|
Jun 7, 2023 | May 11, 2023 |
| NPORT-P | Filing | May 22, 2023 | Mar 31, 2023 |
| 4 | Insider transaction | Apr 7, 2023 | Apr 5, 2023 |
| 4 | Insider transaction | Mar 31, 2023 | Mar 29, 2023 |
| N-CEN | Filing | Mar 7, 2023 | Dec 31, 2022 |
| N-CSR | Special opportunities fund, inc. annual report 12-31-22 | Mar 6, 2023 | — |
| NPORT-P | Filing | Feb 24, 2023 | Dec 31, 2022 |
| 4 | Insider transaction | Feb 7, 2023 | Feb 3, 2023 |
| SC 13G | Ownership over 5% (passive) | Feb 2, 2023 | — |
| SC 13G | Ownership over 5% (passive) | Feb 2, 2023 | — |
| 4 | Insider transaction | Feb 1, 2023 | Jan 30, 2023 |
| NPORT-P | Filing | Nov 14, 2022 | Sep 30, 2022 |
| DEF 14A | Proxy statement | Nov 9, 2022 | Nov 9, 2022 |
| 40-17G | Fidelity bond | Sep 26, 2022 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-22 | Sep 7, 2022 | Jun 30, 2022 |
| N-PX | Annual report of proxy voting | Aug 15, 2022 | Jun 30, 2022 |
| SC 13G | Ownership over 5% (passive) | Aug 11, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Aug 11, 2022 | — |
| NPORT-P | Filing | Jul 21, 2022 | Jun 30, 2022 |
| NPORT-P | Filing | May 11, 2022 | Mar 31, 2022 |
| 4 | Insider transaction | Apr 8, 2022 | Apr 5, 2022 |
| 4 | Insider transaction | Apr 7, 2022 | Apr 5, 2022 |
| 4 | Insider transaction | Apr 7, 2022 | Apr 5, 2022 |
| 4 | Insider transaction | Apr 7, 2022 | Apr 5, 2022 |
| 4 | Insider transaction | Apr 7, 2022 | Apr 5, 2022 |
| N-CEN | Filing | Mar 8, 2022 | Dec 31, 2021 |
| SC TO-I | Issuer tender offer statement | Mar 4, 2022 | — |
| N-CSR | Special opportunities fund, inc. annual report 12-31-21 | Mar 3, 2022 | Dec 31, 2021 |
| SC 13G | Ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Feb 11, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Feb 11, 2022 | — |
| 4 | Insider transaction | Feb 9, 2022 | Feb 7, 2022 |
| 4 | Insider transaction | Jan 28, 2022 | Jan 27, 2022 |
| 4 | Insider transaction | Jan 28, 2022 | Jan 27, 2022 |
| 4 | Insider transaction | Jan 28, 2022 | Jan 27, 2022 |
| 4 | Insider transaction | Jan 28, 2022 | Jan 27, 2022 |
| 4 | Insider transaction | Jan 28, 2022 | Jan 26, 2022 |
| NPORT-P | Filing | Jan 24, 2022 | Dec 31, 2021 |
| CERT | Nyse certification | Jan 20, 2022 | — |
| 4 | Insider transaction | Dec 20, 2021 | Dec 16, 2021 |
| 8-A12B | Notification of registration | Dec 16, 2021 | — |
| 424B3 | Prospectus | Dec 13, 2021 | — |
| EFFECT | Filing | Dec 9, 2021 | — |
| N-2/A | Amended initial registration for closed end investment companies | Dec 8, 2021 | — |
| CORRESP | Letter to the SEC | Dec 8, 2021 | — |
| NPORT-P | Filing | Nov 17, 2021 | Sep 30, 2021 |
| DEF 14A | Proxy statement | Nov 9, 2021 | Nov 9, 2021 |
| PRE 14A | Preliminary proxy statement | Oct 29, 2021 | Oct 28, 2021 |
| 40-17G | Fidelity bond | Sep 27, 2021 | — |
| 4 | Insider transaction | Sep 21, 2021 | Sep 20, 2021 |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-21 | Sep 2, 2021 | Jun 30, 2021 |
| N-PX | Annual report of proxy voting | Aug 6, 2021 | Jun 30, 2021 |
| NPORT-P | Filing | Jul 23, 2021 | Jun 30, 2021 |
| 4 | Insider transaction | Jul 20, 2021 | Jul 19, 2021 |
| 4 | Insider transaction | Jul 15, 2021 | Jun 24, 2021 |
| 4 | Insider transaction | Jul 14, 2021 | Jul 9, 2021 |
| 25-NSE | Delisting notice | Jul 7, 2021 | — |
| 4 | Insider transaction | Jun 29, 2021 | Jun 23, 2021 |
| 4 | Insider transaction | Jun 24, 2021 | Jun 24, 2021 |
| N-2 | Initial registration for closed-end investment companies | Jun 17, 2021 | — |
| AW | Amendment withdrawal request | Jun 17, 2021 | — |
| N-2/A | Initial registration for closed-end investment companies | Jun 15, 2021 | — |
| 4 | Insider transaction | Jun 8, 2021 | Jun 4, 2021 |
| CORRESP | Letter to the SEC | May 24, 2021 | — |
| 4 | Insider transaction | May 12, 2021 | May 11, 2021 |
| NPORT-P | Filing | May 11, 2021 | Mar 31, 2021 |
| 4 | Insider transaction | May 11, 2021 | May 5, 2021 |
| CORRESP | Letter to the SEC | May 6, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Apr 5, 2021 | — |
| N-CSR/A | Special opportunities fund, inc. amended annual report 12-31-20 | Mar 11, 2021 | Dec 31, 2020 |
| N-CEN | Filing | Mar 9, 2021 | Dec 31, 2020 |
| N-CSR | Special opportunities fund, inc. annual report 12-31-20 | Mar 8, 2021 | Dec 31, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2021 | — |
| NPORT-P | Filing | Jan 13, 2021 | Dec 31, 2020 |
| 4 | Insider transaction | Dec 17, 2020 | Dec 15, 2020 |
| NPORT-P | Filing | Nov 10, 2020 | Sep 30, 2020 |
| DEF 14A | Proxy statement | Oct 30, 2020 | Oct 29, 2020 |
| 4 | Insider transaction | Oct 28, 2020 | Oct 28, 2020 |
| 40-17G | Fidelity bond | Sep 24, 2020 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-20 | Sep 9, 2020 | Jun 30, 2020 |
| 4/A | Ownership document | Aug 18, 2020 | Jul 21, 2020 |
| 4/A | Ownership document | Aug 18, 2020 | Jul 15, 2020 |
| N-PX | Annual report of proxy voting | Aug 13, 2020 | Jun 30, 2020 |
| 4 | Insider transaction | Jul 23, 2020 | Jul 21, 2020 |
| NPORT-P | Filing | Jul 20, 2020 | Jun 30, 2020 |
| 4 | Insider transaction | Jul 16, 2020 | Jul 15, 2020 |
| 4 | Insider transaction | Jun 23, 2020 | Jun 19, 2020 |
| 4 | Insider transaction | Jun 10, 2020 | Jun 8, 2020 |
| 4 | Insider transaction | Jun 10, 2020 | Jun 8, 2020 |
| NPORT-P | Filing | May 13, 2020 | Mar 31, 2020 |
| 4 | Insider transaction | Apr 7, 2020 | Apr 3, 2020 |
| 4 | Insider transaction | Mar 10, 2020 | Mar 9, 2020 |
| N-CEN | Filing | Mar 10, 2020 | Dec 31, 2019 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- SPE (NYSE), SPE-PC (NYSE)
- Fiscal year ends
- March 31
- Incorporated in
- MD
- Headquarters
- Cincinnati, OH
- SEC CIK
- 897802
- Former names
- INSURED MUNICIPAL INCOME FUND INC (until Dec 11, 2009); PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC (until Jan 19, 1996)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.