Special Opportunities Fund, Inc. SEC filings SPE
Special Opportunities Fund, Inc. has 770 filings in SEC EDGAR's recent list, going back to May 26, 1994. The most recent current report (Form 8-K) was filed on Jun 7, 2023 (other events). The company's fiscal year ends on March 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 40-17G | Filing | Oct 27, 2026 | — |
| N-CSRS | Certified semi-annual shareholder report | Sep 4, 2026 | Jun 30, 2026 |
| NPORT-P | Filing | Aug 31, 2026 | Jun 30, 2026 |
| N-PX | Filing | Aug 20, 2026 | Jun 30, 2026 |
| NPORT-P | Filing | Jun 1, 2026 | Mar 31, 2026 |
| N-CSR | Certified annual shareholder report | Mar 10, 2026 | Dec 31, 2025 |
| N-CEN | Filing | Mar 5, 2026 | Dec 31, 2025 |
| NPORT-P | Filing | Feb 3, 2026 | Dec 31, 2025 |
| NPORT-P | Filing | Nov 26, 2025 | Sep 30, 2025 |
| DEF 14A | Proxy statement | Oct 31, 2025 | Oct 31, 2025 |
| 40-17G | Fidelity bond | Oct 1, 2025 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-24 | Sep 5, 2025 | Jun 30, 2025 |
| N-PX | Filing | Aug 28, 2025 | Jun 30, 2025 |
| NPORT-P | Filing | Aug 27, 2025 | Jun 30, 2025 |
| NPORT-P | Filing | May 29, 2025 | Mar 31, 2025 |
| DFAN14A | Filing | May 1, 2025 | — |
| DEFA14A | Additional proxy material | May 1, 2025 | — |
| DEFC14A | Filing | Apr 8, 2025 | — |
| PREC14A | Filing | Apr 1, 2025 | — |
| PREC14A | Filing | Mar 28, 2025 | — |
| PREC14A | Filing | Mar 28, 2025 | — |
| N-CEN | Filing | Mar 13, 2025 | Dec 31, 2024 |
| N-CSR | Filing | Mar 10, 2025 | Dec 31, 2024 |
| NPORT-P | Filing | Feb 27, 2025 | Dec 31, 2024 |
| NPORT-P | Filing | Nov 14, 2024 | Sep 30, 2024 |
| DEF 14A | Proxy statement | Oct 31, 2024 | Oct 30, 2024 |
| 40-17G | Fidelity bond | Sep 24, 2024 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-24 | Sep 9, 2024 | Jun 30, 2024 |
| N-PX | Filing | Sep 3, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | Aug 29, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | May 29, 2024 | Mar 31, 2024 |
| N-CEN | Filing | Mar 11, 2024 | Dec 31, 2023 |
| N-CSR | Certified annual shareholder report | Mar 6, 2024 | Dec 31, 2023 |
| NPORT-P | Filing | Feb 27, 2024 | Dec 31, 2023 |
| NPORT-P | Filing | Nov 17, 2023 | Sep 30, 2023 |
| DEF 14A | Proxy statement | Oct 26, 2023 | Oct 25, 2023 |
| 40-17G | Fidelity bond | Sep 26, 2023 | — |
| N-CSRS | Filing | Sep 6, 2023 | Jun 30, 2023 |
| N-PX | Annual report of proxy voting | Aug 28, 2023 | Jun 30, 2023 |
| NPORT-P | Filing | Aug 23, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Other events
|
Jun 7, 2023 | May 11, 2023 |
| NPORT-P | Filing | May 22, 2023 | Mar 31, 2023 |
| N-CEN | Filing | Mar 7, 2023 | Dec 31, 2022 |
| N-CSR | Special opportunities fund, inc. annual report 12-31-22 | Mar 6, 2023 | — |
| NPORT-P | Filing | Feb 24, 2023 | Dec 31, 2022 |
| NPORT-P | Filing | Nov 14, 2022 | Sep 30, 2022 |
| DEF 14A | Proxy statement | Nov 9, 2022 | Nov 9, 2022 |
| 40-17G | Fidelity bond | Sep 26, 2022 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-22 | Sep 7, 2022 | Jun 30, 2022 |
| N-PX | Annual report of proxy voting | Aug 15, 2022 | Jun 30, 2022 |
| NPORT-P | Filing | Jul 21, 2022 | Jun 30, 2022 |
| NPORT-P | Filing | May 11, 2022 | Mar 31, 2022 |
| N-CEN | Filing | Mar 8, 2022 | Dec 31, 2021 |
| SC TO-I | Issuer tender offer statement | Mar 4, 2022 | — |
| N-CSR | Special opportunities fund, inc. annual report 12-31-21 | Mar 3, 2022 | Dec 31, 2021 |
| NPORT-P | Filing | Jan 24, 2022 | Dec 31, 2021 |
| CERT | Nyse certification | Jan 20, 2022 | — |
| 8-A12B | Notification of registration | Dec 16, 2021 | — |
| 424B3 | Prospectus | Dec 13, 2021 | — |
| EFFECT | Filing | Dec 9, 2021 | — |
| N-2/A | Amended initial registration for closed end investment companies | Dec 8, 2021 | — |
| CORRESP | Letter to the SEC | Dec 8, 2021 | — |
| NPORT-P | Filing | Nov 17, 2021 | Sep 30, 2021 |
| DEF 14A | Proxy statement | Nov 9, 2021 | Nov 9, 2021 |
| PRE 14A | Preliminary proxy statement | Oct 29, 2021 | Oct 28, 2021 |
| 40-17G | Fidelity bond | Sep 27, 2021 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-21 | Sep 2, 2021 | Jun 30, 2021 |
| N-PX | Annual report of proxy voting | Aug 6, 2021 | Jun 30, 2021 |
| NPORT-P | Filing | Jul 23, 2021 | Jun 30, 2021 |
| 25-NSE | Delisting notice | Jul 7, 2021 | — |
| N-2 | Initial registration for closed-end investment companies | Jun 17, 2021 | — |
| AW | Amendment withdrawal request | Jun 17, 2021 | — |
| N-2/A | Initial registration for closed-end investment companies | Jun 15, 2021 | — |
| CORRESP | Letter to the SEC | May 24, 2021 | — |
| NPORT-P | Filing | May 11, 2021 | Mar 31, 2021 |
| CORRESP | Letter to the SEC | May 6, 2021 | — |
| N-CSR/A | Special opportunities fund, inc. amended annual report 12-31-20 | Mar 11, 2021 | Dec 31, 2020 |
| N-CEN | Filing | Mar 9, 2021 | Dec 31, 2020 |
| N-CSR | Special opportunities fund, inc. annual report 12-31-20 | Mar 8, 2021 | Dec 31, 2020 |
| NPORT-P | Filing | Jan 13, 2021 | Dec 31, 2020 |
| NPORT-P | Filing | Nov 10, 2020 | Sep 30, 2020 |
| DEF 14A | Proxy statement | Oct 30, 2020 | Oct 29, 2020 |
| 40-17G | Fidelity bond | Sep 24, 2020 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-20 | Sep 9, 2020 | Jun 30, 2020 |
| N-PX | Annual report of proxy voting | Aug 13, 2020 | Jun 30, 2020 |
| NPORT-P | Filing | Jul 20, 2020 | Jun 30, 2020 |
| NPORT-P | Filing | May 13, 2020 | Mar 31, 2020 |
| N-CEN | Filing | Mar 10, 2020 | Dec 31, 2019 |
| N-CSR | Special opportunities fund, inc. annual report 12-31-19 | Mar 9, 2020 | Dec 31, 2019 |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 4, 2019 | Dec 3, 2019 |
| N-Q | Quarterly notice of portfolio holdings | Nov 21, 2019 | Sep 30, 2019 |
| DEF 14A | Proxy statement | Oct 31, 2019 | Oct 25, 2019 |
| 40-17G | Fidelity bond | Oct 3, 2019 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-19 | Sep 9, 2019 | Jun 30, 2019 |
| N-PX | Annual report of proxy voting | Aug 12, 2019 | Jun 30, 2019 |
| N-Q | Quarterly notice of portfolio holdings | May 28, 2019 | Mar 31, 2019 |
| N-CEN | Filing | Mar 14, 2019 | Dec 31, 2018 |
| N-CSR | Special opportunities fund, inc. annual report 12-31-18 | Mar 8, 2019 | Dec 31, 2018 |
| N-Q | Quarterly notice of portfolio holdings | Nov 21, 2018 | Sep 30, 2018 |
| 40-APP/A | Amended exemptive application | Nov 14, 2018 | — |
| 40-17G | Fidelity bond | Oct 31, 2018 | — |
| DEF 14A | Proxy statement | Oct 31, 2018 | Oct 31, 2018 |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-18 | Sep 7, 2018 | Jun 30, 2018 |
| N-PX | Annual report of proxy voting | Aug 27, 2018 | Jun 30, 2018 |
| 40-APP | Exemptive application | Aug 3, 2018 | — |
| 497 | Supplementary materials | Jul 26, 2018 | — |
| CORRESP | Letter to the SEC | Jun 19, 2018 | — |
| N-Q | Quarterly notice of portfolio holdings | May 24, 2018 | Mar 31, 2018 |
| N-CSR | Special opportunities fund, inc. | Mar 6, 2018 | Dec 31, 2017 |
| NSAR-B | Main document | Feb 27, 2018 | Dec 31, 2017 |
| N-Q | Quarterly notice of portfolio holdings | Nov 21, 2017 | Sep 30, 2017 |
| DEF 14A | Proxy statement | Oct 31, 2017 | Oct 31, 2017 |
| 40-17G | Fidelity bond | Oct 6, 2017 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-17 | Sep 7, 2017 | Jun 30, 2017 |
| NSAR-A | Main document | Aug 29, 2017 | Jun 30, 2017 |
| N-PX | Annual report of proxy voting | Aug 14, 2017 | Jun 30, 2017 |
| N-Q | Quarterly notice of portfolio holdings | May 22, 2017 | Mar 31, 2017 |
| N-CSR | Special opportunities fund, inc. | Mar 8, 2017 | Dec 31, 2016 |
| NSAR-B | Main document | Mar 1, 2017 | Dec 31, 2016 |
| N-Q | Quarterly notice of portfolio holdings | Nov 22, 2016 | Sep 30, 2016 |
| DEF 14A | Proxy statement | Oct 31, 2016 | Oct 31, 2016 |
| 40-17G | Fidelity bond | Oct 25, 2016 | — |
| SC TO-I | Issuer tender offer statement | Sep 21, 2016 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-16 | Sep 7, 2016 | Jun 30, 2016 |
| NSAR-A | Main document | Aug 29, 2016 | Jun 30, 2016 |
| 8-A12B | Notification of registration | Aug 26, 2016 | — |
| N-PX | Annual report of proxy voting | Jul 28, 2016 | Jun 30, 2016 |
| APP WD | Withdrawal of an application for exemptive or other relief from the federal secu | Jul 27, 2016 | — |
| 497 | Supplementary materials | Jul 26, 2016 | — |
| POS EX | Exhibits to post effective amendment | Jul 26, 2016 | — |
| 497 | Supplementary materials | Jul 21, 2016 | — |
| POS EX | Exhibit to post effective amendment | Jul 21, 2016 | — |
| EFFECT | Filing | Jul 15, 2016 | — |
| 8-A12B | Notification of registration | Jul 15, 2016 | — |
| 497 | Definitive materials | Jul 15, 2016 | — |
| N-2/A | Initial registration for closed-end investment companies | Jul 14, 2016 | — |
| CORRESP | Letter to the SEC | Jul 14, 2016 | — |
| N-2/A | Initial registration for closed-end investment companies | Jul 14, 2016 | — |
| N-Q | Quarterly notice of portfolio holdings | May 26, 2016 | Mar 31, 2016 |
| 497 | Supplementary materials | Apr 11, 2016 | — |
| N-CSR | Special opportunities fund, inc. annual report 12/31/2015 | Mar 4, 2016 | Dec 31, 2015 |
| NSAR-B | Main document | Feb 29, 2016 | Dec 31, 2015 |
| N-2/A | Amended initial registration for closed-end investment companies | Dec 1, 2015 | — |
| N-2 | Initial registration statement for open-end investment companies | Dec 1, 2015 | — |
| N-Q | Quarterly notice of portfolio holdings | Nov 23, 2015 | Sep 30, 2015 |
| DEF 14A | Proxy statement | Oct 30, 2015 | Oct 27, 2015 |
| 40-17G | Fidelity bond | Oct 13, 2015 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-15 | Sep 8, 2015 | Jun 30, 2015 |
| NSAR-A | Main document | Aug 28, 2015 | Jun 30, 2015 |
| N-PX | Annual report of proxy voting | Aug 25, 2015 | Jun 30, 2015 |
| N-Q | Notice of quarterly porfolio holdings | May 27, 2015 | Mar 31, 2015 |
| N-CSR | Special opportunities fund, inc. annual report 12-31-14 | Mar 9, 2015 | Dec 31, 2014 |
| NSAR-B | Main document | Mar 2, 2015 | Dec 31, 2014 |
| DEF 14A | Proxy statement | Nov 26, 2014 | Nov 26, 2014 |
| N-Q | Quarterly notice of portfolio holdings | Nov 25, 2014 | Sep 30, 2014 |
| PRE 14A | Preliminary proxy statement | Nov 14, 2014 | Nov 14, 2014 |
| 40-17G | Fidelity bond | Oct 16, 2014 | — |
| 40-APP | Exemptive application | Oct 1, 2014 | — |
| N-CSRS | Special opportunities fund, inc. | Sep 5, 2014 | Jun 30, 2014 |
| NSAR-A | Main document | Aug 28, 2014 | Jun 30, 2014 |
| N-PX | Annual report of proxy voting | Jul 23, 2014 | Jun 30, 2014 |
| N-Q | Quarterly notice of portfolio holdings | May 23, 2014 | Mar 31, 2014 |
| CORRESP | Letter to the SEC | May 8, 2014 | — |
| N-CSR | Special opportunities fund, inc. annual report 12/31/13 | Mar 7, 2014 | Dec 31, 2013 |
| NSAR-B | Main document | Mar 3, 2014 | Dec 31, 2013 |
| 25-NSE | Delisting notice | Feb 25, 2014 | — |
| DEF 14A | Proxy statement | Feb 18, 2014 | Feb 18, 2014 |
| N-23C-2 | Notice of intention to redeem securities | Jan 31, 2014 | Nov 30, 2013 |
| 40-APP | Application for exemption | Dec 23, 2013 | — |
| PRE 14A | Preliminary proxy statement | Dec 23, 2013 | Dec 23, 2013 |
| N-Q | Quarterly notice of portfolio holdings | Nov 26, 2013 | Sep 30, 2013 |
| 40-17G | Fidelity bond | Oct 2, 2013 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6/30/13 | Sep 6, 2013 | Sep 6, 2013 |
| NSAR-A | Semi-annual report for management companies | Aug 29, 2013 | Jun 30, 2013 |
| N-PX | Annual report of proxy voting | Aug 7, 2013 | Jun 30, 2013 |
| N-Q | Quarterly notice of portfolio holdings | May 29, 2013 | Mar 31, 2013 |
| N-CSR | Special opportunities fund, inc. annual report 12-31-12 | Mar 7, 2013 | Dec 31, 2012 |
| NSAR-B | Annual report for management companies | Feb 28, 2013 | Dec 31, 2012 |
| 40-APP | Exemptive application | Jan 15, 2013 | — |
| N-Q | Quarterly notice of portfolio holdings | Nov 29, 2012 | Sep 30, 2012 |
| DEF 14A | Proxy statement | Oct 30, 2012 | Oct 31, 2012 |
| 40-17G | Fidelity bond | Oct 26, 2012 | — |
| PRE 14A | Preliminary proxy statement | Oct 17, 2012 | Sep 30, 2012 |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-12 | Sep 10, 2012 | Jun 30, 2012 |
| N-PX | Annual report of proxy voting | Aug 31, 2012 | Jun 30, 2012 |
| NSAR-A | Semi-annual report for management companies | Aug 29, 2012 | Jun 30, 2012 |
| CERTNYS | Auto-generated paper document | Jul 27, 2012 | — |
| 25-NSE | Delisting notice | Jul 18, 2012 | — |
| 497 | Supplementary materials | Jul 9, 2012 | — |
| 8-A12B | Notification of registration | Jul 6, 2012 | — |
| CERTNAS | Auto-generated paper document | Jun 14, 2012 | — |
| UPLOAD | Letter from the SEC | Jun 14, 2012 | — |
| 8-A12B | Registration of certain classes of securities pursuant to section 12(b) or (g) o | Jun 14, 2012 | — |
| AW | Amendment withdrawal request | Jun 11, 2012 | — |
| EFFECT | Filing | Jun 8, 2012 | — |
| 497 | Definitive materials | Jun 8, 2012 | — |
| CORRESP | Letter to the SEC | Jun 8, 2012 | — |
| N-2/A | Amended registration statement for closed-end investment companies | Jun 8, 2012 | — |
| CORRESP | Letter to the SEC | Jun 6, 2012 | — |
| N-2/A | Amended registration statement for closed-end investment companies | Jun 6, 2012 | — |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- SPE (NYSE), SPE-PC (NYSE)
- Fiscal year ends
- March 31
- Incorporated in
- MD
- Headquarters
- Cincinnati, OH
- SEC CIK
- 897802
- Former names
- INSURED MUNICIPAL INCOME FUND INC (until Dec 11, 2009); PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC (until Jan 19, 1996)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.