Siebert Financial Corp SEC filings SIEB

Siebert Financial Corp has 636 filings in SEC EDGAR's recent list, going back to Aug 3, 1995. Its latest annual report, Form ARS, was filed on Oct 8, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 11, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Nov 4, 2026 (officer or director change). The company's fiscal year ends on December 31.

Siebert Financial Corp SEC filings
Form Description Filed Period
EFFECT Filing Jun 9, 2025 —
CORRESP Letter to the SEC Jun 5, 2025 —
UPLOAD Letter from the SEC Jun 5, 2025 —
NT 10-K Notification of late filing Apr 1, 2025 Dec 31, 2024
EFFECT Filing Jul 15, 2024 —
NT 10-Q Notification of late filing May 16, 2024 Mar 31, 2024
NT 10-K/A Amendment no. 1 to form nt 10-k Apr 22, 2024 Dec 31, 2023
NT 10-K Notification of late filing Mar 29, 2024 Dec 31, 2023
EFFECT Filing Jan 26, 2024 —
CORRESP Letter to the SEC Jan 25, 2024 —
UPLOAD Letter from the SEC Jan 24, 2024 —
NT 10-Q Filing May 16, 2022 Mar 31, 2022
EFFECT Filing Mar 2, 2022 —
CORRESP Letter to the SEC Feb 28, 2022 —
UPLOAD Letter from the SEC Feb 25, 2022 —
UPLOAD Letter from the SEC Feb 8, 2019 —
CORRESP Letter to the SEC Nov 15, 2018 —
UPLOAD Letter from the SEC Oct 17, 2018 —
CORRESP Letter to the SEC Oct 10, 2018 —
UPLOAD Letter from the SEC Sep 11, 2018 —
NT 10-K Filing Apr 2, 2018 Dec 31, 2017
UPLOAD Letter from the SEC Nov 28, 2017 —
CORRESP Letter to the SEC Nov 17, 2017 —
PRER14C Filing Nov 17, 2017 —
UPLOAD Letter from the SEC Sep 28, 2017 —
NT 10-K Nt10-k Mar 31, 2017 Dec 31, 2016
SC TO-T/A Filing Dec 19, 2016 —
SC TO-T/A Filing Nov 25, 2016 —
SC TO-T/A Filing Nov 7, 2016 —
SC TO-T/A Filing Oct 27, 2016 —
SC 14F1 Filing Oct 21, 2016 —
UPLOAD Letter from the SEC Oct 4, 2016 —
SC TO-T/A Amendment no. 1 Sep 30, 2016 —
UPLOAD Letter from the SEC Sep 15, 2016 —
SC 14D9 Filing Sep 6, 2016 —
SC TO-T Filing Sep 6, 2016 —
SC14D9C Filing Sep 2, 2016 —
SC TO-C Filing Sep 2, 2016 —
NTN 10K 12b-25 May 1, 2015 Dec 31, 2014
CT ORDER Filing Nov 8, 2010 —
UPLOAD Letter from the SEC Mar 11, 2010 —
CORRESP Letter to the SEC Mar 5, 2010 —
UPLOAD Letter from the SEC Feb 19, 2010 —
CORRESP Letter to the SEC Jan 22, 2010 —
UPLOAD Letter from the SEC Dec 23, 2009 —
UPLOAD Letter from the SEC Oct 22, 2007 —
CORRESP Letter to the SEC Oct 18, 2007 —
UPLOAD Letter from the SEC Oct 9, 2007 —
CORRESP Letter to the SEC Oct 1, 2007 —
UPLOAD Letter from the SEC Sep 20, 2007 —
DEFR14A Filing May 6, 2002 —
DEFR14A Revised definitive proxy Apr 30, 2001 —
10KSB Form 10-ksb Mar 30, 1999 Dec 31, 1998
10QSB Form 10qsb Nov 12, 1998 Sep 30, 1998
10QSB Form 10qsb Jul 30, 1998 Jun 30, 1998
8-A12G Form 8-a12g Jul 16, 1998 —
10QSB Form 10-qsb May 15, 1998 Mar 31, 1998
10KSB/A Form 10-ksb/a Apr 30, 1998 Dec 31, 1997
10QSB/A Amendment to form 10qsb Nov 17, 1997 Sep 30, 1997
10QSB Form 10qsb Nov 14, 1997 Sep 30, 1997
10QSB Form 10-qsb Aug 14, 1997 Jun 30, 1997
10QSB Quarterly report - march 31, 1997 May 15, 1997 Mar 31, 1997
10-K405/A Amendment #1 to form 10-k Apr 30, 1997 Dec 31, 1996
NT 10-Q Siebert financial corp. :formerly j. michaels inc. Nov 13, 1996 Sep 30, 1996
NT 10-Q Notification of late filing:10-q Aug 14, 1996 Jun 30, 1996
NT 10-K Form 12b-25 notification of late filing Jun 28, 1996 Mar 31, 1996

Showing 66 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Industry
Security Brokers, Dealers & Flotation Companies (SIC 6211)
Listed as
SIEB (Nasdaq)
Fiscal year ends
December 31
Incorporated in
NY
Headquarters
New York, NY
SEC filer status
Non-accelerated filer, Smaller reporting company
SEC CIK
65596
Former names
MICHAELS J INC (until Oct 11, 1996)

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Source: SEC EDGAR filings. This is company-reported data, not investment advice.