Siebert Financial Corp SEC filings SIEB

Siebert Financial Corp has 636 filings in SEC EDGAR's recent list, going back to Aug 3, 1995. Its latest annual report, Form ARS, was filed on Oct 8, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 11, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Nov 4, 2026 (officer or director change). The company's fiscal year ends on December 31.

Siebert Financial Corp SEC filings
Form Description Filed Period
8-K Current report
Officer or director change
Nov 4, 2026 Nov 3, 2026
8-K Current report
Officer or director change
Sep 25, 2026 Sep 22, 2026
8-K Current report
Shareholder vote results
Nov 21, 2025 Nov 18, 2025
8-K Current report
Material agreement
Oct 31, 2025 Oct 28, 2025
8-K Current report
Material agreement
Jun 27, 2025 Jun 27, 2025
8-K Current report
Other events
Apr 10, 2025 Apr 10, 2025
8-K Current report
Material agreement, New debt
Dec 19, 2024 Dec 18, 2024
8-K Current report
Shareholder vote results
Nov 5, 2024 Nov 1, 2024
8-K Current report
Material agreement, New debt
Aug 20, 2024 Aug 15, 2024
8-K Current report
Auditor change
Jul 26, 2024 Jul 24, 2024
8-K Current report
Auditor change
May 16, 2024 May 13, 2024
8-K Current report
Listing notice, Regulation FD disclosure
Apr 24, 2024 Apr 18, 2024
8-K Current report
Shareholder vote results
Apr 10, 2024 Apr 5, 2024
8-K Current report
Material agreement
Jan 24, 2024 Jan 18, 2024
8-K Current report
Listing notice
Jan 12, 2024 Jan 5, 2024
8-K Current report
Material agreement, Agreement ended, Change to shareholder rights, Other events
Dec 20, 2023 Dec 19, 2023
8-K Current report
Results of operations, Other events
Nov 13, 2023 Nov 11, 2023
8-K Current report
Other events
Oct 20, 2023 Oct 20, 2023
8-K Current report
Material agreement
Jul 14, 2023 Jul 10, 2023
8-K Current report
Officer or director change
May 30, 2023 May 24, 2023
8-K Current report
Other events
May 24, 2023 May 18, 2023
8-K Current report
Material agreement
May 3, 2023 Apr 27, 2023
8-K Current report
Shareholder vote results
Dec 6, 2022 Nov 30, 2022
8-K Current report
Material agreement, Officer or director change
Oct 21, 2022 Oct 18, 2022
8-K Current report
Other events
Sep 30, 2022 Sep 26, 2022
8-K Current report
Material agreement
May 27, 2022 May 27, 2022
8-K Current report
Results of operations
May 25, 2022 May 23, 2022
8-K Current report
Material agreement, Acquisition or sale of assets
Apr 6, 2022 Mar 31, 2022
8-K Current report
Results of operations
Apr 4, 2022 Mar 30, 2022
8-K Current report
Material agreement, Other events
Jan 27, 2022 Jan 21, 2022
8-K Current report
Material agreement, Other events
Jan 5, 2022 Dec 30, 2021
8-K Current report
Material agreement, Officer or director change, Other events
Nov 17, 2021 Nov 16, 2021
8-K Current report
Shareholder vote results
Sep 23, 2021 Sep 17, 2021
8-K Current report
Agreement ended
Sep 3, 2021 Aug 30, 2021
8-K Current report
Other events
Aug 25, 2021 Aug 23, 2021
8-K Current report
Other events
Aug 4, 2021 Aug 4, 2021
8-K Current report
Shareholder vote results
Aug 25, 2020 Aug 21, 2020
8-K Current report
Agreement ended
Jul 30, 2020 Jul 24, 2020
8-K Current report
Material agreement, New debt
Jul 28, 2020 Jul 22, 2020
8-K Current report
Material agreement
Jun 26, 2020 Jun 22, 2020
8-K Current report
Officer or director change
Jun 2, 2020 Jun 1, 2020
8-K Current report
Other events
May 15, 2020 May 15, 2020
8-K/A Amended current report Mar 17, 2020 Jan 1, 2020
8-K/A Amended current report Feb 14, 2020 Dec 2, 2019
8-K Current report
Material agreement, Acquisition or sale of assets, Unregistered share sale
Jan 7, 2020 Jan 1, 2020
8-K Current report
Acquisition or sale of assets, New debt, Regulation FD disclosure
Dec 4, 2019 Dec 2, 2019
8-K Current report
Material agreement, Regulation FD disclosure
Oct 3, 2019 Sep 27, 2019
8-K Current report
Shareholder vote results
Aug 1, 2019 Jul 30, 2019
8-K Current report
Material agreement, Regulation FD disclosure
Jul 19, 2019 Jul 15, 2019
8-K/A Amended current report Apr 8, 2019 Jan 18, 2019
8-K Current report
Material agreement, Acquisition or sale of assets, Regulation FD disclosure
Jan 25, 2019 Jan 18, 2019
8-K Current report
Unregistered share sale, Other events
Jul 16, 2018 Jul 16, 2018
8-K Current report
Shareholder vote results
Jun 15, 2018 Jun 15, 2018
8-K/A Amended current report Mar 19, 2018 Dec 29, 2017
8-K Current report
Acquisition or sale of assets, Unregistered share sale
Jan 5, 2018 Dec 29, 2017
8-K Current report
Material agreement
Jun 28, 2017 Jun 26, 2017
8-K Current report
Shareholder vote results
Jun 23, 2017 Jun 23, 2017
8-K Current report
Auditor change, Other events
May 8, 2017 May 3, 2017
8-K Current report
Auditor change
Apr 27, 2017 Apr 24, 2017
8-K Current report Apr 25, 2017 Apr 25, 2017
8-K Current report
Officer or director change
Dec 30, 2016 Dec 29, 2016
8-K/A Amended current report
Officer or director change
Dec 27, 2016 Dec 16, 2016
8-K Current report
Change in control, Officer or director change, Shareholder vote results
Dec 21, 2016 Dec 16, 2016
8-K Current report
Officer or director change
Oct 28, 2016 Oct 24, 2016
8-K Current report
Other events
Oct 3, 2016 Oct 3, 2016
8-K Current report
Material agreement
Sep 2, 2016 Sep 1, 2015
8-K Current report
Shareholder vote results
Dec 17, 2015 Dec 11, 2015
8-K Current report
Material agreement, Acquisition or sale of assets
Nov 10, 2015 Nov 9, 2015
8-K Current report
Officer or director change
Mar 3, 2015 Feb 27, 2015
8-K Current report
Material agreement, Acquisition or sale of assets
Nov 7, 2014 Nov 3, 2014
8-K Current report
Other events
Aug 6, 2014 Aug 4, 2014
8-K Current report
Shareholder vote results
Jun 12, 2014 Jun 9, 2014
8-K Current report
Officer or director change
Nov 4, 2013 Oct 29, 2013
8-K Current report
Officer or director change, Other events
Sep 18, 2013 Sep 17, 2013
8-K Current report
Change in control, Officer or director change
Aug 27, 2013 Aug 26, 2013
8-K Current report
Officer or director change, Shareholder vote results
Jun 14, 2013 Jun 10, 2013
8-K Current report
Shareholder vote results
Jun 14, 2012 Jun 11, 2012
8-K Current report
Material agreement
Nov 9, 2011 Nov 3, 2011
8-K Current report
Listing notice
Jun 28, 2011 Jun 22, 2011
8-K Current report
Shareholder vote results
Jun 15, 2011 Jun 13, 2011
8-K Current report
Listing notice
Jan 10, 2011 Jan 4, 2011
8-K Current report
Listing notice
Aug 3, 2010 Jul 28, 2010
8-K Current report
Shareholder vote results
Jun 7, 2010 Jun 4, 2010
8-K Current report
Other events
Jun 9, 2008 Jun 9, 2008
8-K Current report
Other events
Jun 4, 2007 Jun 4, 2007
8-K Current report
Officer or director change
Oct 7, 2005 Oct 3, 2005
8-K Current report
Officer or director change
Sep 12, 2005 Sep 6, 2005
8-K Current report
Other events
May 17, 2005 Apr 19, 2005
8-K Current report Sep 19, 2003 Sep 18, 2003
8-K Current report Jun 14, 1999 May 28, 1999
8-K Current report Mar 5, 1997 Feb 18, 1997
8-K Current report Nov 21, 1996 Sep 8, 1996
8-K Current report Nov 15, 1996 Sep 8, 1996
8-K Current report Oct 10, 1996 Oct 7, 1996
8-K Current report Apr 26, 1996 Apr 24, 1996
8-K Current report Feb 5, 1996 Jan 31, 1996

Showing 96 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Industry
Security Brokers, Dealers & Flotation Companies (SIC 6211)
Listed as
SIEB (Nasdaq)
Fiscal year ends
December 31
Incorporated in
NY
Headquarters
New York, NY
SEC filer status
Non-accelerated filer, Smaller reporting company
SEC CIK
65596
Former names
MICHAELS J INC (until Oct 11, 1996)

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Source: SEC EDGAR filings. This is company-reported data, not investment advice.