Safeguard Scientifics Inc SEC filings SFES
Safeguard Scientifics Inc has 1,005 filings in SEC EDGAR's recent list, going back to Jan 18, 2011. Its latest annual report, Form 10-K, was filed on Mar 26, 2024 for the period ended Dec 31, 2023. The latest quarterly report (Form 10-Q) was filed on Nov 2, 2023, covering the quarter ended Sep 30, 2023. The most recent current report (Form 8-K) was filed on Feb 12, 2024 (other events). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 10-K | Annual report | Mar 26, 2024 | Dec 31, 2023 |
| 15-12G | Deregistration | Feb 20, 2024 | — |
| SC 13E3/A | Filing | Feb 20, 2024 | — |
| EFFECT | Filing | Feb 16, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2024 | — |
| 8-K |
Current report
Other events
|
Feb 12, 2024 | Feb 12, 2024 |
| POS AM | Filing | Feb 9, 2024 | — |
| S-8 POS | Filing | Feb 9, 2024 | — |
| S-8 POS | Filing | Feb 9, 2024 | — |
| S-8 POS | Filing | Feb 9, 2024 | — |
| S-8 POS | Filing | Feb 9, 2024 | — |
| 8-K |
Current report
Listing notice, Regulation FD disclosure
|
Feb 2, 2024 | Feb 2, 2024 |
| 25 | Filing | Feb 2, 2024 | — |
| 4 | Insider transaction | Feb 1, 2024 | Jan 30, 2024 |
| 4 | Insider transaction | Jan 31, 2024 | Jan 30, 2024 |
| 4 | Insider transaction | Jan 31, 2024 | Jan 30, 2024 |
| 4 | Insider transaction | Jan 31, 2024 | Jan 30, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 26, 2024 | — |
| SC 13G | Ownership over 5% (passive) | Jan 22, 2024 | — |
| 8-K |
Current report
Listing notice, Regulation FD disclosure, Other events
|
Jan 22, 2024 | Jan 22, 2024 |
| 3 | Initial insider ownership | Jan 10, 2024 | Jan 1, 2024 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure, Other events
|
Jan 5, 2024 | Jan 1, 2024 |
| SC 13G | Ownership over 5% (passive) | Jan 2, 2024 | — |
| 4 | Insider transaction | Dec 19, 2023 | Dec 15, 2023 |
| 8-K |
Current report
Material agreement, Listing notice, Officer or director change, Shareholder vote results, Regulation FD disclosure, Other events
|
Dec 18, 2023 | Dec 15, 2023 |
| SC 13E3/A | Filing | Dec 8, 2023 | — |
| DEFA14A | Additional proxy material | Dec 8, 2023 | — |
| 8-K |
Current report
Other events
|
Dec 8, 2023 | Dec 7, 2023 |
| 4 | Insider transaction | Nov 16, 2023 | Nov 15, 2023 |
| 8-K |
Current report
Results of operations
|
Nov 2, 2023 | Nov 2, 2023 |
| SC 13E3/A | Filing | Nov 2, 2023 | — |
| DEFA14A | Additional proxy material | Nov 2, 2023 | — |
| DEF 14A | Proxy statement | Nov 2, 2023 | Dec 15, 2023 |
| 10-Q | Quarterly report | Nov 2, 2023 | Sep 30, 2023 |
| SC 13E3/A | Filing | Oct 20, 2023 | — |
| PRER14A | Prer 14a | Oct 20, 2023 | — |
| CORRESP | Letter to the SEC | Oct 20, 2023 | — |
| 4 | Insider transaction | Oct 18, 2023 | Oct 16, 2023 |
| 4 | Insider transaction | Oct 17, 2023 | Oct 16, 2023 |
| 4 | Insider transaction | Oct 17, 2023 | Oct 16, 2023 |
| 4 | Insider transaction | Oct 17, 2023 | Oct 16, 2023 |
| 4/A | Form 4/a | Oct 17, 2023 | Oct 16, 2023 |
| 4 | Insider transaction | Oct 17, 2023 | Oct 16, 2023 |
| UPLOAD | Letter from the SEC | Oct 16, 2023 | — |
| SC 13E3 | Filing | Oct 5, 2023 | — |
| PRE 14A | Preliminary proxy statement | Oct 5, 2023 | Oct 5, 2023 |
| DEFA14A | Additional proxy material | Oct 5, 2023 | — |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure, Other events
|
Oct 5, 2023 | Sep 30, 2023 |
| 4 | Insider transaction | Sep 18, 2023 | Sep 15, 2023 |
| 4 | Insider transaction | Aug 21, 2023 | Aug 17, 2023 |
| 4 | Insider transaction | Aug 16, 2023 | Aug 15, 2023 |
| 10-Q | Quarterly report | Aug 11, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Results of operations
|
Aug 10, 2023 | Aug 10, 2023 |
| 4 | Insider transaction | Jul 19, 2023 | Jul 17, 2023 |
| 4 | Insider transaction | Jul 18, 2023 | Jul 17, 2023 |
| 4 | Insider transaction | Jul 18, 2023 | Jul 17, 2023 |
| 4 | Insider transaction | Jul 18, 2023 | Jul 17, 2023 |
| 4 | Insider transaction | Jul 18, 2023 | Jul 17, 2023 |
| 4 | Insider transaction | Jul 5, 2023 | Jun 30, 2023 |
| 4 | Insider transaction | Jun 30, 2023 | Jun 30, 2023 |
| 4 | Insider transaction | Jun 30, 2023 | Jun 30, 2023 |
| 4 | Insider transaction | Jun 30, 2023 | Jun 30, 2023 |
| 4 | Insider transaction | Jun 20, 2023 | Jun 15, 2023 |
| 8-K |
Current report
Shareholder vote results
|
May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 16, 2023 | May 15, 2023 |
| 10-Q | Quarterly report | May 5, 2023 | Mar 31, 2023 |
| 8-K |
Current report
Results of operations
|
May 4, 2023 | May 4, 2023 |
| 4 | Insider transaction | Apr 19, 2023 | Apr 17, 2023 |
| 4 | Insider transaction | Apr 19, 2023 | Apr 17, 2023 |
| 4 | Insider transaction | Apr 19, 2023 | Apr 17, 2023 |
| 4 | Insider transaction | Apr 19, 2023 | Apr 17, 2023 |
| 4 | Insider transaction | Apr 19, 2023 | Apr 17, 2023 |
| 4 | Insider transaction | Apr 18, 2023 | Apr 15, 2023 |
| 4 | Insider transaction | Apr 13, 2023 | Apr 11, 2023 |
| DEFA14A | Additional proxy material | Apr 6, 2023 | — |
| DEF 14A | Proxy statement | Apr 6, 2023 | May 24, 2023 |
| 4 | Insider transaction | Mar 17, 2023 | Mar 15, 2023 |
| 4 | Insider transaction | Mar 16, 2023 | Mar 14, 2023 |
| 8-K |
Current report
Other events
|
Mar 13, 2023 | Mar 13, 2023 |
| 10-K | Annual report | Mar 10, 2023 | Dec 31, 2022 |
| 8-K |
Current report
Results of operations
|
Mar 9, 2023 | Mar 9, 2023 |
| 4 | Insider transaction | Feb 16, 2023 | Feb 15, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2023 | — |
| SC 13G | Ownership over 5% (passive) | Feb 13, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 31, 2023 | — |
| 4 | Insider transaction | Jan 19, 2023 | Jan 17, 2023 |
| 4 | Insider transaction | Jan 19, 2023 | Jan 17, 2023 |
| 4 | Insider transaction | Jan 19, 2023 | Jan 17, 2023 |
| 4 | Insider transaction | Jan 18, 2023 | Jan 17, 2023 |
| 4 | Insider transaction | Jan 18, 2023 | Jan 17, 2023 |
| 4 | Insider transaction | Jan 18, 2023 | Jan 17, 2023 |
| 4 | Insider transaction | Jan 18, 2023 | Jan 17, 2023 |
| 8-K |
Current report
Other events
|
Jan 10, 2023 | Jan 10, 2023 |
| 8-K |
Current report
Officer or director change
|
Jan 4, 2023 | Jan 1, 2023 |
| 4 | Insider transaction | Dec 16, 2022 | Dec 15, 2022 |
| 4 | Insider transaction | Nov 16, 2022 | Nov 15, 2022 |
| 10-Q | Quarterly report | Nov 4, 2022 | Sep 30, 2022 |
| 8-K |
Current report
Results of operations
|
Nov 3, 2022 | Nov 3, 2022 |
| 25 | Form 25 | Oct 25, 2022 | — |
| CERT | 8a cert | Oct 25, 2022 | — |
| 8-A12B | Form 8-a12b | Oct 25, 2022 | — |
| 4 | Insider transaction | Oct 19, 2022 | Oct 17, 2022 |
| 4 | Insider transaction | Oct 18, 2022 | Oct 17, 2022 |
| 4 | Insider transaction | Oct 18, 2022 | Oct 17, 2022 |
| 4 | Insider transaction | Oct 18, 2022 | Oct 17, 2022 |
| 4 | Insider transaction | Oct 18, 2022 | Oct 17, 2022 |
| 4 | Insider transaction | Oct 17, 2022 | Oct 15, 2022 |
| 8-K |
Current report
Listing notice, Regulation FD disclosure
|
Oct 14, 2022 | Oct 14, 2022 |
| 8-K |
Current report
Other events
|
Sep 29, 2022 | Sep 29, 2022 |
| 4 | Insider transaction | Sep 16, 2022 | Sep 15, 2022 |
| 4 | Insider transaction | Aug 17, 2022 | Aug 15, 2022 |
| 10-Q | Quarterly report | Aug 12, 2022 | Jun 30, 2022 |
| 8-K |
Current report
Results of operations
|
Aug 11, 2022 | Aug 11, 2022 |
| 4 | Insider transaction | Jul 19, 2022 | Jul 15, 2022 |
| 4 | Insider transaction | Jul 18, 2022 | Jul 15, 2022 |
| 4 | Insider transaction | Jul 18, 2022 | Jul 15, 2022 |
| 4 | Insider transaction | Jul 18, 2022 | Jul 15, 2022 |
| 4 | Insider transaction | Jul 18, 2022 | Jul 15, 2022 |
| 4 | Insider transaction | Jul 18, 2022 | Jul 15, 2022 |
| 4 | Insider transaction | Jul 5, 2022 | Jul 1, 2022 |
| 4 | Insider transaction | Jul 1, 2022 | Jul 1, 2022 |
| 4 | Insider transaction | Jul 1, 2022 | Jul 1, 2022 |
| 4 | Insider transaction | Jul 1, 2022 | Jul 1, 2022 |
| 4 | Insider transaction | Jul 1, 2022 | Jul 1, 2022 |
| 4 | Insider transaction | Jun 23, 2022 | Jun 21, 2022 |
| 4 | Insider transaction | Jun 16, 2022 | Jun 15, 2022 |
| 4 | Insider transaction | Jun 13, 2022 | Jun 9, 2022 |
| 3 | Initial insider ownership | Jun 1, 2022 | May 25, 2022 |
| 3 | Initial insider ownership | Jun 1, 2022 | May 25, 2022 |
| 4 | Insider transaction | May 27, 2022 | May 25, 2022 |
| 8-K |
Current report
Officer or director change, Shareholder vote results
|
May 27, 2022 | May 25, 2022 |
| 4 | Insider transaction | May 25, 2022 | May 23, 2022 |
| 3 | Initial insider ownership | May 16, 2022 | May 6, 2022 |
| 4 | Insider transaction | May 16, 2022 | May 15, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | May 9, 2022 | — |
| 10-Q | Quarterly report | May 6, 2022 | Mar 31, 2022 |
| 8-K |
Current report
Results of operations
|
May 5, 2022 | May 5, 2022 |
| 4 | Insider transaction | Apr 19, 2022 | Apr 15, 2022 |
| 4 | Insider transaction | Apr 18, 2022 | Apr 15, 2022 |
| 4 | Insider transaction | Apr 18, 2022 | Apr 15, 2022 |
| 4 | Insider transaction | Apr 18, 2022 | Apr 15, 2022 |
| 4 | Insider transaction | Apr 18, 2022 | Apr 15, 2022 |
| DEFA14A | Additional proxy material | Apr 5, 2022 | — |
| DEF 14A | Proxy statement | Apr 5, 2022 | May 22, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 21, 2022 | Mar 21, 2022 |
| 4 | Insider transaction | Mar 17, 2022 | Mar 15, 2022 |
| 10-K | Annual report | Mar 11, 2022 | Dec 31, 2021 |
| 8-K |
Current report
Results of operations
|
Mar 9, 2022 | Mar 9, 2022 |
| 4 | Insider transaction | Feb 16, 2022 | Feb 15, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 15, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2022 | — |
| 4 | Insider transaction | Jan 19, 2022 | Jan 17, 2022 |
| 4 | Insider transaction | Jan 18, 2022 | Jan 17, 2022 |
| 4 | Insider transaction | Jan 18, 2022 | Jan 17, 2022 |
| 4 | Insider transaction | Jan 18, 2022 | Jan 17, 2022 |
| 4 | Insider transaction | Jan 18, 2022 | Jan 17, 2022 |
| 4 | Insider transaction | Jan 18, 2022 | Jan 17, 2022 |
| 8-K |
Current report
Officer or director change
|
Dec 21, 2021 | Dec 21, 2021 |
| 10-Q | Quarterly report | Nov 4, 2021 | Sep 30, 2021 |
| 8-K |
Current report
Results of operations
|
Nov 4, 2021 | Nov 4, 2021 |
| 4 | Insider transaction | Oct 18, 2021 | Oct 15, 2021 |
| 4 | Insider transaction | Oct 18, 2021 | Oct 15, 2021 |
| 4 | Insider transaction | Oct 18, 2021 | Oct 15, 2021 |
| 4 | Insider transaction | Oct 18, 2021 | Oct 15, 2021 |
| SC TO-I/A | Filing | Oct 7, 2021 | — |
| SC TO-I/A | Filing | Oct 4, 2021 | — |
| S-8 POS | Filing | Sep 29, 2021 | — |
| S-8 POS | Filing | Sep 29, 2021 | — |
| S-8 POS | Filing | Sep 29, 2021 | — |
| SC TO-I | Filing | Sep 2, 2021 | — |
| SC TO-C | Filing | Sep 2, 2021 | — |
| 8-K |
Current report
Other events
|
Sep 2, 2021 | Sep 2, 2021 |
| 8-K |
Current report
Results of operations
|
Aug 13, 2021 | Aug 12, 2021 |
| 10-Q | Quarterly report | Aug 12, 2021 | Jun 30, 2021 |
| 8-K |
Current report
Results of operations
|
Aug 12, 2021 | Aug 12, 2021 |
| 4 | Insider transaction | Jul 16, 2021 | Jul 15, 2021 |
| 4 | Insider transaction | Jul 16, 2021 | Jul 15, 2021 |
| 4 | Insider transaction | Jul 16, 2021 | Jul 15, 2021 |
| 4 | Insider transaction | Jul 16, 2021 | Jul 15, 2021 |
| 8-K |
Current report
Other events
|
Jul 13, 2021 | Jul 13, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Jul 12, 2021 | — |
| 4 | Insider transaction | Jul 1, 2021 | Jun 30, 2021 |
| 4 | Insider transaction | Jun 30, 2021 | Jun 30, 2021 |
| 4 | Insider transaction | Jun 30, 2021 | Jun 30, 2021 |
| 4 | Insider transaction | Jun 30, 2021 | Jun 30, 2021 |
| 8-K |
Current report
Shareholder vote results
|
May 21, 2021 | May 19, 2021 |
| 10-Q | Quarterly report | May 7, 2021 | Mar 31, 2021 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
May 6, 2021 | May 6, 2021 |
| 4 | Insider transaction | Apr 19, 2021 | Apr 15, 2021 |
| 4/A | Form 4/a | Apr 16, 2021 | Apr 15, 2021 |
| 4 | Insider transaction | Apr 16, 2021 | Apr 15, 2021 |
| 4 | Insider transaction | Apr 16, 2021 | Apr 15, 2021 |
| 4 | Insider transaction | Apr 16, 2021 | Apr 15, 2021 |
| 8-K |
Current report
Other events
|
Apr 13, 2021 | Apr 12, 2021 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Investors, NEC (SIC 6799)
- Listed as
- SFES (OTC)
- Fiscal year ends
- December 31
- Incorporated in
- PA
- Headquarters
- Radnor, PA
- SEC filer status
- Non-accelerated filer, Smaller reporting company
- SEC CIK
- 86115
- Former names
- SAFEGUARD SCIENTIFICS INC ET AL (until Jun 5, 2003)
Other Investors, NEC companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.