Safeguard Scientifics Inc SEC filings SFES
Safeguard Scientifics Inc has 1,005 filings in SEC EDGAR's recent list, going back to Jan 18, 2011. Its latest annual report, Form 10-K, was filed on Mar 26, 2024 for the period ended Dec 31, 2023. The latest quarterly report (Form 10-Q) was filed on Nov 2, 2023, covering the quarter ended Sep 30, 2023. The most recent current report (Form 8-K) was filed on Feb 12, 2024 (other events). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 10-K | Annual report | Mar 26, 2024 | Dec 31, 2023 |
| 15-12G | Deregistration | Feb 20, 2024 | — |
| EFFECT | Filing | Feb 16, 2024 | — |
| 8-K |
Current report
Other events
|
Feb 12, 2024 | Feb 12, 2024 |
| POS AM | Filing | Feb 9, 2024 | — |
| S-8 POS | Filing | Feb 9, 2024 | — |
| S-8 POS | Filing | Feb 9, 2024 | — |
| S-8 POS | Filing | Feb 9, 2024 | — |
| S-8 POS | Filing | Feb 9, 2024 | — |
| 8-K |
Current report
Listing notice, Regulation FD disclosure
|
Feb 2, 2024 | Feb 2, 2024 |
| 25 | Filing | Feb 2, 2024 | — |
| 8-K |
Current report
Listing notice, Regulation FD disclosure, Other events
|
Jan 22, 2024 | Jan 22, 2024 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure, Other events
|
Jan 5, 2024 | Jan 1, 2024 |
| 8-K |
Current report
Material agreement, Listing notice, Officer or director change, Shareholder vote results, Regulation FD disclosure, Other events
|
Dec 18, 2023 | Dec 15, 2023 |
| DEFA14A | Additional proxy material | Dec 8, 2023 | — |
| 8-K |
Current report
Other events
|
Dec 8, 2023 | Dec 7, 2023 |
| 8-K |
Current report
Results of operations
|
Nov 2, 2023 | Nov 2, 2023 |
| DEFA14A | Additional proxy material | Nov 2, 2023 | — |
| DEF 14A | Proxy statement | Nov 2, 2023 | Dec 15, 2023 |
| 10-Q | Quarterly report | Nov 2, 2023 | Sep 30, 2023 |
| PRER14A | Prer 14a | Oct 20, 2023 | — |
| CORRESP | Letter to the SEC | Oct 20, 2023 | — |
| UPLOAD | Letter from the SEC | Oct 16, 2023 | — |
| PRE 14A | Preliminary proxy statement | Oct 5, 2023 | Oct 5, 2023 |
| DEFA14A | Additional proxy material | Oct 5, 2023 | — |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure, Other events
|
Oct 5, 2023 | Sep 30, 2023 |
| 10-Q | Quarterly report | Aug 11, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Results of operations
|
Aug 10, 2023 | Aug 10, 2023 |
| 8-K |
Current report
Shareholder vote results
|
May 25, 2023 | May 24, 2023 |
| 10-Q | Quarterly report | May 5, 2023 | Mar 31, 2023 |
| 8-K |
Current report
Results of operations
|
May 4, 2023 | May 4, 2023 |
| DEFA14A | Additional proxy material | Apr 6, 2023 | — |
| DEF 14A | Proxy statement | Apr 6, 2023 | May 24, 2023 |
| 8-K |
Current report
Other events
|
Mar 13, 2023 | Mar 13, 2023 |
| 10-K | Annual report | Mar 10, 2023 | Dec 31, 2022 |
| 8-K |
Current report
Results of operations
|
Mar 9, 2023 | Mar 9, 2023 |
| 8-K |
Current report
Other events
|
Jan 10, 2023 | Jan 10, 2023 |
| 8-K |
Current report
Officer or director change
|
Jan 4, 2023 | Jan 1, 2023 |
| 10-Q | Quarterly report | Nov 4, 2022 | Sep 30, 2022 |
| 8-K |
Current report
Results of operations
|
Nov 3, 2022 | Nov 3, 2022 |
| 25 | Form 25 | Oct 25, 2022 | — |
| CERT | 8a cert | Oct 25, 2022 | — |
| 8-A12B | Form 8-a12b | Oct 25, 2022 | — |
| 8-K |
Current report
Listing notice, Regulation FD disclosure
|
Oct 14, 2022 | Oct 14, 2022 |
| 8-K |
Current report
Other events
|
Sep 29, 2022 | Sep 29, 2022 |
| 10-Q | Quarterly report | Aug 12, 2022 | Jun 30, 2022 |
| 8-K |
Current report
Results of operations
|
Aug 11, 2022 | Aug 11, 2022 |
| 8-K |
Current report
Officer or director change, Shareholder vote results
|
May 27, 2022 | May 25, 2022 |
| 10-Q | Quarterly report | May 6, 2022 | Mar 31, 2022 |
| 8-K |
Current report
Results of operations
|
May 5, 2022 | May 5, 2022 |
| DEFA14A | Additional proxy material | Apr 5, 2022 | — |
| DEF 14A | Proxy statement | Apr 5, 2022 | May 22, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 21, 2022 | Mar 21, 2022 |
| 10-K | Annual report | Mar 11, 2022 | Dec 31, 2021 |
| 8-K |
Current report
Results of operations
|
Mar 9, 2022 | Mar 9, 2022 |
| 8-K |
Current report
Officer or director change
|
Dec 21, 2021 | Dec 21, 2021 |
| 10-Q | Quarterly report | Nov 4, 2021 | Sep 30, 2021 |
| 8-K |
Current report
Results of operations
|
Nov 4, 2021 | Nov 4, 2021 |
| SC TO-I/A | Filing | Oct 7, 2021 | — |
| SC TO-I/A | Filing | Oct 4, 2021 | — |
| S-8 POS | Filing | Sep 29, 2021 | — |
| S-8 POS | Filing | Sep 29, 2021 | — |
| S-8 POS | Filing | Sep 29, 2021 | — |
| SC TO-I | Filing | Sep 2, 2021 | — |
| SC TO-C | Filing | Sep 2, 2021 | — |
| 8-K |
Current report
Other events
|
Sep 2, 2021 | Sep 2, 2021 |
| 8-K |
Current report
Results of operations
|
Aug 13, 2021 | Aug 12, 2021 |
| 10-Q | Quarterly report | Aug 12, 2021 | Jun 30, 2021 |
| 8-K |
Current report
Results of operations
|
Aug 12, 2021 | Aug 12, 2021 |
| 8-K |
Current report
Other events
|
Jul 13, 2021 | Jul 13, 2021 |
| 8-K |
Current report
Shareholder vote results
|
May 21, 2021 | May 19, 2021 |
| 10-Q | Quarterly report | May 7, 2021 | Mar 31, 2021 |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
May 6, 2021 | May 6, 2021 |
| 8-K |
Current report
Other events
|
Apr 13, 2021 | Apr 12, 2021 |
| DEFA14A | Additional proxy material | Apr 5, 2021 | — |
| DEF 14A | Proxy statement | Apr 5, 2021 | May 19, 2021 |
| 8-K |
Current report
Auditor change
|
Mar 18, 2021 | Mar 12, 2021 |
| 10-K | Annual report | Mar 5, 2021 | Dec 31, 2020 |
| 8-K |
Current report
Results of operations
|
Mar 4, 2021 | Mar 3, 2021 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Dec 21, 2020 | Dec 21, 2020 |
| 10-Q | Quarterly report | Nov 9, 2020 | Sep 30, 2020 |
| 8-K |
Current report
Results of operations
|
Nov 5, 2020 | Nov 4, 2020 |
| 8-K |
Current report
Officer or director change
|
Oct 1, 2020 | Oct 1, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 27, 2020 | Aug 27, 2020 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 12, 2020 | Aug 11, 2020 |
| 10-Q | Quarterly report | Aug 12, 2020 | Jun 30, 2020 |
| 8-K |
Current report
Results of operations
|
Aug 11, 2020 | Aug 11, 2020 |
| 8-K |
Current report
Shareholder vote results
|
May 21, 2020 | May 20, 2020 |
| 10-Q | Quarterly report | Apr 30, 2020 | Mar 31, 2020 |
| 8-K |
Current report
Results of operations
|
Apr 30, 2020 | Apr 30, 2020 |
| 8-K |
Current report
Officer or director change
|
Apr 21, 2020 | Apr 20, 2020 |
| DEFA14A | Additional proxy material | Apr 6, 2020 | — |
| 8-K |
Current report
Impairment, Officer or director change, Regulation FD disclosure
|
Apr 6, 2020 | Mar 30, 2020 |
| DEFA14A | Additional proxy material | Apr 6, 2020 | — |
| DEF 14A | Proxy statement | Apr 6, 2020 | May 20, 2020 |
| 10-K | Annual report | Feb 28, 2020 | Dec 31, 2019 |
| 8-K |
Current report
Results of operations
|
Feb 27, 2020 | Feb 27, 2020 |
| S-8 POS | Filing | Nov 12, 2019 | — |
| S-8 POS | Filing | Nov 12, 2019 | — |
| 10-Q | Quarterly report | Nov 7, 2019 | Sep 30, 2019 |
| 8-K |
Current report
Results of operations, Other events
|
Nov 7, 2019 | Nov 7, 2019 |
| 10-Q | Quarterly report | Aug 9, 2019 | Jun 30, 2019 |
| 8-K |
Current report
Results of operations
|
Aug 8, 2019 | Aug 8, 2019 |
| 8-K/A |
Amended current report
Shareholder vote results
|
May 29, 2019 | May 22, 2019 |
| 8-K |
Current report
Shareholder vote results
|
May 23, 2019 | May 22, 2019 |
| 8-K |
Current report
Other events
|
May 17, 2019 | May 17, 2019 |
| 10-Q | Quarterly report | May 3, 2019 | Mar 31, 2019 |
| DEFA14A | Additional proxy material | Apr 12, 2019 | — |
| DEF 14A | Proxy statement | Apr 12, 2019 | May 22, 2019 |
| 8-K |
Current report
Material agreement, Officer or director change, Other events
|
Mar 27, 2019 | Mar 26, 2019 |
| DEFA14A | Additional proxy material | Mar 27, 2019 | — |
| 8-K |
Current report
Material agreement, Other events
|
Mar 20, 2019 | Mar 15, 2019 |
| CT ORDER | Filing | Mar 19, 2019 | — |
| 10-K | Annual report | Mar 1, 2019 | Dec 31, 2018 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Feb 19, 2019 | Feb 18, 2019 |
| 8-K |
Current report
Material agreement
|
Jan 4, 2019 | Jan 3, 2019 |
| 8-K |
Current report
Other events
|
Dec 7, 2018 | Dec 3, 2018 |
| 10-Q | Quarterly report | Oct 25, 2018 | Sep 30, 2018 |
| 8-K |
Current report
Results of operations
|
Oct 25, 2018 | Oct 25, 2018 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Sep 18, 2018 | Sep 17, 2018 |
| 8-K |
Current report
Officer or director change, Regulation FD disclosure
|
Aug 31, 2018 | Aug 27, 2018 |
| 10-Q | Quarterly report | Jul 26, 2018 | Jun 30, 2018 |
| 8-K |
Current report
Results of operations
|
Jul 26, 2018 | Jul 26, 2018 |
| 8-K |
Current report
Material agreement, Acquisition or sale of assets, Regulation FD disclosure
|
Jul 9, 2018 | Jul 2, 2018 |
| 8-K |
Current report
Shareholder vote results
|
Jun 22, 2018 | Jun 20, 2018 |
| DEF 14A | Proxy statement | May 16, 2018 | Jun 20, 2018 |
| 8-K |
Current report
Material agreement, New debt
|
May 14, 2018 | May 11, 2018 |
| CT ORDER | Filing | May 10, 2018 | — |
| PRE 14A | Preliminary proxy statement | May 4, 2018 | Jun 20, 2018 |
| 10-K/A | Amended annual report | Apr 30, 2018 | Dec 31, 2017 |
| 10-Q | Quarterly report | Apr 26, 2018 | Mar 31, 2018 |
| 8-K |
Current report
Results of operations
|
Apr 26, 2018 | Apr 26, 2018 |
| 8-K |
Current report
Material agreement, Officer or director change, Other events
|
Apr 24, 2018 | Apr 22, 2018 |
| DEFA14A | Additional proxy material | Apr 24, 2018 | — |
| 8-K |
Current report
Officer or director change, Other events
|
Apr 10, 2018 | Apr 6, 2018 |
| DEFA14A | Additional proxy material | Apr 10, 2018 | — |
| DFAN14A | Filing | Apr 9, 2018 | — |
| DEFA14A | Additional proxy material | Apr 6, 2018 | — |
| DEFA14A | Additional proxy material | Apr 6, 2018 | — |
| 10-K | Annual report | Mar 7, 2018 | Dec 31, 2017 |
| 8-K |
Current report
Results of operations
|
Mar 1, 2018 | Mar 1, 2018 |
| DFAN14A | Filing | Feb 21, 2018 | — |
| CERT | Nyse cert- safeguard scientifics inc | Feb 20, 2018 | — |
| 8-A12B | Filing | Feb 20, 2018 | — |
| 8-K |
Current report
Material agreement, Change to shareholder rights, Bylaw or fiscal year change, Other events
|
Feb 20, 2018 | Feb 19, 2018 |
| DEFA14A | Additional proxy material | Feb 14, 2018 | — |
| DFAN14A | Filing | Feb 14, 2018 | — |
| 8-K |
Current report
Bylaw or fiscal year change
|
Feb 13, 2018 | Feb 13, 2018 |
| DFAN14A | Filing | Feb 8, 2018 | — |
| 8-K |
Current report
Exit or restructuring costs, Regulation FD disclosure
|
Jan 17, 2018 | Jan 17, 2018 |
| 8-K |
Current report
Officer or director change
|
Oct 26, 2017 | Oct 24, 2017 |
| 10-Q | Quarterly report | Oct 26, 2017 | Sep 30, 2017 |
| 8-K |
Current report
Results of operations
|
Oct 26, 2017 | Oct 26, 2017 |
| EFFECT | Filing | Oct 11, 2017 | — |
| CORRESP | Letter to the SEC | Oct 6, 2017 | — |
| UPLOAD | Letter from the SEC | Oct 5, 2017 | — |
| S-3 | Shelf registration | Sep 28, 2017 | — |
| 10-Q | Quarterly report | Jul 27, 2017 | Jun 30, 2017 |
| 8-K |
Current report
Results of operations
|
Jul 27, 2017 | Jul 27, 2017 |
| S-8 POS | Filing | May 26, 2017 | — |
| 8-K |
Current report
Shareholder vote results
|
May 25, 2017 | May 24, 2017 |
| 8-K/A |
Amended current report
Material agreement, New debt
|
May 12, 2017 | May 12, 2017 |
| 8-K |
Current report
Material agreement, New debt
|
May 12, 2017 | May 11, 2017 |
| 10-Q | Quarterly report | Apr 27, 2017 | Mar 31, 2017 |
| 8-K |
Current report
Results of operations
|
Apr 27, 2017 | Apr 27, 2017 |
| DEFA14A | Additional proxy material | Apr 12, 2017 | — |
| DEF 14A | Proxy statement | Apr 12, 2017 | May 24, 2017 |
| 10-K | Annual report | Mar 3, 2017 | Dec 31, 2016 |
| 8-K |
Current report
Results of operations
|
Mar 2, 2017 | Mar 2, 2017 |
| 8-K |
Current report
Officer or director change
|
Jan 31, 2017 | Jan 31, 2017 |
| S-8 | Employee stock plan registration | Oct 28, 2016 | — |
| 10-Q | Quarterly report | Oct 28, 2016 | Sep 30, 2016 |
| S-8 POS | Filing | Oct 28, 2016 | — |
| 8-K |
Current report
Results of operations
|
Oct 27, 2016 | Oct 27, 2016 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Oct 20, 2016 | Oct 20, 2016 |
| 10-Q | Quarterly report | Jul 29, 2016 | Jun 30, 2016 |
| 8-K |
Current report
Results of operations
|
Jul 28, 2016 | Jul 28, 2016 |
| 8-K |
Current report
Shareholder vote results
|
May 19, 2016 | May 18, 2016 |
| 10-Q | Quarterly report | Apr 29, 2016 | Mar 31, 2016 |
| 8-K |
Current report
Results of operations
|
Apr 28, 2016 | Apr 28, 2016 |
| DEFA14A | Additional proxy material | Apr 6, 2016 | — |
| DEF 14A | Proxy statement | Apr 6, 2016 | May 18, 2016 |
| 8-K |
Current report
Other events
|
Mar 15, 2016 | Mar 14, 2016 |
| 10-K | Annual report | Mar 4, 2016 | Dec 31, 2015 |
| 8-K |
Current report
Results of operations
|
Mar 3, 2016 | Mar 3, 2016 |
| UPLOAD | Letter from the SEC | Jan 7, 2016 | — |
| 8-K |
Current report
Material agreement
|
Dec 29, 2015 | Dec 29, 2015 |
| CORRESP | Letter to the SEC | Dec 7, 2015 | — |
| UPLOAD | Letter from the SEC | Dec 1, 2015 | — |
| S-8 POS | Filing | Oct 23, 2015 | — |
| 10-Q | Quarterly report | Oct 23, 2015 | Sep 30, 2015 |
| 8-K |
Current report
Results of operations
|
Oct 23, 2015 | Oct 23, 2015 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 28, 2015 | Jul 28, 2015 |
| 10-Q | Quarterly report | Jul 24, 2015 | Jun 30, 2015 |
| 8-K |
Current report
Results of operations
|
Jul 23, 2015 | Jul 23, 2015 |
| 8-K |
Current report
Shareholder vote results
|
May 21, 2015 | May 20, 2015 |
| 10-Q | Quarterly report | Apr 24, 2015 | Mar 31, 2015 |
| 8-K |
Current report
Results of operations
|
Apr 23, 2015 | Apr 23, 2015 |
| DEF 14A | Proxy statement | Apr 9, 2015 | May 20, 2015 |
| 10-K | Annual report | Mar 6, 2015 | Dec 31, 2014 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Investors, NEC (SIC 6799)
- Listed as
- SFES (OTC)
- Fiscal year ends
- December 31
- Incorporated in
- PA
- Headquarters
- Radnor, PA
- SEC filer status
- Non-accelerated filer, Smaller reporting company
- SEC CIK
- 86115
- Former names
- SAFEGUARD SCIENTIFICS INC ET AL (until Jun 5, 2003)
Other Investors, NEC companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.