Stellus Capital Investment Corp SEC filings SCM

Stellus Capital Investment Corp has 443 filings in SEC EDGAR's recent list, going back to Jul 20, 2012. Its latest annual report, Form 10-K, was filed on Mar 11, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 10, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Jul 29, 2026 (results of operations). The company's fiscal year ends on December 31.

Stellus Capital Investment Corp SEC filings
Form Description Filed Period
APP NTC Filing Oct 14, 2026 —
40-APP/A Filing Oct 6, 2026 —
40-APP/A Filing Aug 14, 2026 —
40-17G Filing Dec 23, 2025 —
N-23C-2 Filing Nov 24, 2025 Nov 24, 2025
497AD Filing Sep 23, 2025 —
305B2 Filing Sep 22, 2025 —
N-23C-2 Filing Aug 28, 2025 Aug 28, 2025
EFFECT Filing Aug 6, 2025 —
CORRESP Letter to the SEC Aug 6, 2025 —
CORRESP Letter to the SEC Aug 4, 2025 —
N-2/A Filing Aug 4, 2025 —
N-2 Filing Jun 23, 2025 —
40-APP/A Filing May 7, 2025 —
CORRESP Letter to the SEC Apr 23, 2025 —
40-APP Filing Apr 23, 2025 —
CORRESP Letter to the SEC Apr 7, 2025 —
497AD Filing Mar 26, 2025 —
497AD Filing Mar 26, 2025 —
40-17G Filing Dec 26, 2024 —
40-17G Filing Nov 14, 2024 —
40-17G Filing Nov 17, 2023 —
40-17G Filing Nov 15, 2022 —
EFFECT Filing Aug 22, 2022 —
CORRESP Letter to the SEC Aug 22, 2022 —
CORRESP Letter to the SEC Aug 19, 2022 —
N-2/A Form n-2/a Aug 19, 2022 —
N-2 Filing Jun 17, 2022 —
APP ORDR Filing May 9, 2022 —
APP NTC Filing Apr 11, 2022 —
40-APP/A Filing Apr 6, 2022 —
40-APP/A Filing Mar 21, 2022 —
40-APP/A Filing Feb 18, 2022 —
497AD Filing Nov 12, 2021 —
40-17G Filing Nov 9, 2021 —
40-APP Filing Aug 12, 2021 —
25-NSE Delisting notice Feb 16, 2021 —
N-23C-2 Filing Jan 13, 2021 Feb 12, 2021
497AD Filing Jan 11, 2021 —
497AD Filing Jan 11, 2021 —
POS EX Filing Jan 11, 2021 —
40-17G Filing Nov 23, 2020 —
CORRESP Letter to the SEC Apr 15, 2020 —
40-17G Filing Feb 18, 2020 —
497 Filing Nov 22, 2019 —
POS EX Filing Sep 9, 2019 —
497 Filing Sep 9, 2019 —
EFFECT Filing Jun 21, 2019 —
CORRESP Letter to the SEC Jun 20, 2019 —
CORRESP Letter to the SEC Jun 20, 2019 —
N-2/A Amendment no.1 to form n-2 Jun 20, 2019 —
N-2 Form n-2 Apr 29, 2019 —
CORRESP Letter to the SEC Apr 3, 2019 —
POS EX Filing Mar 18, 2019 —
497 Filing Mar 18, 2019 —
497AD Filing Mar 15, 2019 —
POS EX Filing Mar 14, 2019 —
497AD Filing Mar 14, 2019 —
497 Filing Mar 14, 2019 —
APP ORDR Filing Dec 4, 2018 —
40-17G Filing Nov 8, 2018 —
APP NTC Filing Nov 7, 2018 —
40-APP/A Filing Sep 18, 2018 —
EFFECT Filing Jun 29, 2018 —
POS 8C Filing Jun 28, 2018 —
CORRESP Letter to the SEC Jun 27, 2018 —
POS 8C Filing Jun 27, 2018 —
POS 8C Filing May 14, 2018 —
CORRESP Letter to the SEC Apr 27, 2018 —
CORRESP Letter to the SEC Apr 27, 2018 —
CORRESP Letter to the SEC Apr 6, 2018 —
PRER14A Preliminary proxy statement Apr 6, 2018 —
40-APP Filing Dec 19, 2017 —
497 Filing Nov 13, 2017 —
40-17G Filing Nov 3, 2017 —
25-NSE Delisting notice Sep 20, 2017 —
POS EX Filing Aug 23, 2017 —
497 Filing Aug 23, 2017 —
N-23C-2 Filing Aug 21, 2017 Aug 21, 2017
8-A12B Filing Aug 21, 2017 —
POS EX Filing Aug 21, 2017 —
497 Filing Aug 17, 2017 —
497AD Filing Aug 17, 2017 —
497AD Filing Aug 17, 2017 —
497 Filing Aug 16, 2017 —
497AD Filing Aug 16, 2017 —
497 Filing Apr 6, 2017 —
POS EX Filing Apr 6, 2017 —
497AD Filing Apr 5, 2017 —
497AD Filing Apr 4, 2017 —
497 Filing Apr 4, 2017 —
EFFECT Filing Apr 3, 2017 —
CORRESP Letter to the SEC Apr 3, 2017 —
CORRESP Letter to the SEC Apr 3, 2017 —
N-2/A Filing Apr 3, 2017 —
CORRESP Letter to the SEC Feb 21, 2017 —
N-2 Filing Feb 21, 2017 —
40-17G Filing Nov 10, 2016 —
40-17G Filing Nov 9, 2015 —
DFAN14A Soliciting material pursuant to section 240.14a-12 May 26, 2015 —
EFFECT Filing Dec 12, 2014 —
POS 8C Filing Dec 11, 2014 —
40-17G Fidelity bond Nov 7, 2014 —
POS 8C Filing Oct 8, 2014 —
497 Filing Aug 15, 2014 —
APP ORDR Filing Aug 12, 2014 —
APP NTC Filing Jul 17, 2014 —
40-APP/A Filing Jul 9, 2014 —
POS EX Filing Jun 5, 2014 —
497 Filing Jun 5, 2014 —
8-A12B Filing May 2, 2014 —
POS EX Filing May 2, 2014 —
497 Form 497 Apr 30, 2014 —
497AD Summary prospectus Apr 30, 2014 —
CORRESP Letter to the SEC Apr 29, 2014 —
497 Filing Apr 28, 2014 —
40-APP/A Filing Apr 2, 2014 —
EFFECT Filing Jan 30, 2014 —
N-2/A Filing Jan 29, 2014 —
40-APP Filing Dec 12, 2013 —
N-2/A Form n-2/a Dec 4, 2013 —
40-17G Filing Nov 8, 2013 —
APP ORDR Filing Oct 30, 2013 —
APP NTC Filing Sep 30, 2013 —
40-APP/A Filing Sep 26, 2013 —
40-APP/A Filing Sep 20, 2013 —
UPLOAD Letter from the SEC Aug 19, 2013 —
N-2 Filing Jul 12, 2013 —
40-APP/A Filing May 22, 2013 —
CORRESP Letter to the SEC Apr 15, 2013 —
CORRESP Letter to the SEC Apr 15, 2013 —
CORRESP Letter to the SEC Mar 20, 2013 —
40-APP/A Filing Jan 10, 2013 —
POS EX Filing Nov 13, 2012 —
497 Filing Nov 13, 2012 —
40-17G Fidelity bond Nov 13, 2012 —
8-A12B Filing Nov 8, 2012 —
497AD Filing Nov 8, 2012 —
CERTNYS Auto-generated paper document Nov 7, 2012 —
EFFECT Filing Nov 7, 2012 —
D Filing Nov 7, 2012 —
N-2/A Pre-effective amendment no. 3 to form n-2 Nov 7, 2012 —
N-54A Filing Nov 7, 2012 —
N-8A Filing Nov 7, 2012 —
CORRESP Letter to the SEC Nov 6, 2012 —
D Filing Nov 2, 2012 —
CORRESP Letter to the SEC Nov 2, 2012 —
CORRESP Letter to the SEC Nov 2, 2012 —
CORRESP Letter to the SEC Oct 23, 2012 —
N-2/A Pre-effective amendment no. 2 to form n-2 Oct 23, 2012 —
N-2/A Amendment no. 1 to form n-2 Oct 1, 2012 —
CORRESP Letter to the SEC Sep 28, 2012 —
N-2 Filing Sep 28, 2012 —
N-6F Form n-6f Sep 28, 2012 —
40-APP Co-investment application Jul 20, 2012 —

Showing 155 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Listed as
SCM (NYSE)
Fiscal year ends
December 31
Incorporated in
MD
Headquarters
Houston, TX
SEC filer status
Accelerated filer
SEC CIK
1551901

Source: SEC EDGAR filings. This is company-reported data, not investment advice.