Stellus Capital Investment Corp SEC filings SCM

Stellus Capital Investment Corp has 443 filings in SEC EDGAR's recent list, going back to Jul 20, 2012. Its latest annual report, Form 10-K, was filed on Mar 11, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 10, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Jul 29, 2026 (results of operations). The company's fiscal year ends on December 31.

Stellus Capital Investment Corp SEC filings
Form Description Filed Period
APP NTC Filing Oct 14, 2026 —
40-APP/A Filing Oct 6, 2026 —
4 Insider transaction Sep 17, 2026 Sep 16, 2026
40-APP/A Filing Aug 14, 2026 —
10-Q Quarterly report Aug 10, 2026 Jun 30, 2026
8-K Current report
Results of operations
Jul 29, 2026 Jul 29, 2026
4 Insider transaction Jun 25, 2026 May 13, 2026
8-K Current report
Material agreement
Jun 22, 2026 Jun 22, 2026
8-K Current report
Shareholder vote results
Jun 17, 2026 Jun 16, 2026
10-Q Quarterly report May 11, 2026 Mar 31, 2026
DEFA14A Additional proxy material May 4, 2026 —
DEFA14A Additional proxy material Apr 24, 2026 —
DEF 14A Proxy statement Apr 16, 2026 Jun 16, 2026
PRE 14A Preliminary proxy statement Mar 27, 2026 Jun 16, 2026
4 Insider transaction Mar 17, 2026 Mar 13, 2026
4 Insider transaction Mar 17, 2026 Mar 13, 2026
4 Insider transaction Mar 17, 2026 Mar 13, 2026
10-K Annual report Mar 11, 2026 Dec 31, 2025
8-K Current report
Other events
Feb 5, 2026 Feb 5, 2026
40-17G Filing Dec 23, 2025 —
N-23C-2 Filing Nov 24, 2025 Nov 24, 2025
8-K Current report
Other events
Nov 24, 2025 Nov 24, 2025
10-Q Quarterly report Nov 10, 2025 Sep 30, 2025
8-K Current report
Material agreement, New debt
Sep 26, 2025 Sep 22, 2025
424B2 Prospectus Sep 23, 2025 —
497AD Filing Sep 23, 2025 —
FWP Free writing prospectus Sep 23, 2025 —
424B2 Prospectus Sep 22, 2025 —
305B2 Filing Sep 22, 2025 —
8-K Current report
Material agreement, New debt
Sep 15, 2025 Sep 11, 2025
8-K Current report
Material agreement
Sep 10, 2025 Sep 9, 2025
424B2 Prospectus Sep 9, 2025 —
N-23C-2 Filing Aug 28, 2025 Aug 28, 2025
8-K Current report
Other events
Aug 28, 2025 Aug 28, 2025
EFFECT Filing Aug 6, 2025 —
10-Q Quarterly report Aug 6, 2025 Jun 30, 2025
CORRESP Letter to the SEC Aug 6, 2025 —
CORRESP Letter to the SEC Aug 4, 2025 —
N-2/A Filing Aug 4, 2025 —
N-2 Filing Jun 23, 2025 —
8-K Current report
Shareholder vote results
Jun 20, 2025 Jun 17, 2025
10-Q Quarterly report May 12, 2025 Mar 31, 2025
40-APP/A Filing May 7, 2025 —
CORRESP Letter to the SEC Apr 23, 2025 —
40-APP Filing Apr 23, 2025 —
DEF 14A Proxy statement Apr 21, 2025 Jun 17, 2025
CORRESP Letter to the SEC Apr 7, 2025 —
8-K Current report
Material agreement, New debt
Apr 2, 2025 Apr 1, 2025
8-K Current report
Material agreement, New debt
Mar 28, 2025 Mar 25, 2025
424B2 Prospectus Mar 26, 2025 —
497AD Filing Mar 26, 2025 —
497AD Filing Mar 26, 2025 —
FWP Free writing prospectus Mar 26, 2025 —
424B2 Prospectus Mar 25, 2025 —
PRE 14A Preliminary proxy statement Mar 24, 2025 Mar 24, 2025
10-K Annual report Mar 4, 2025 Dec 31, 2024
40-17G Filing Dec 26, 2024 —
40-17G Filing Nov 14, 2024 —
10-Q Quarterly report Nov 7, 2024 Sep 30, 2024
8-K Current report
Material agreement, New debt
Nov 1, 2024 Oct 30, 2024
10-Q Quarterly report Aug 7, 2024 Jun 30, 2024
8-K Current report
Shareholder vote results
Jun 24, 2024 Jun 20, 2024
10-Q Quarterly report May 9, 2024 Mar 31, 2024
DEF 14A Proxy statement Apr 24, 2024 Jun 20, 2024
8-K Current report
Auditor change
Apr 5, 2024 Apr 3, 2024
PRE 14A Preliminary proxy statement Apr 5, 2024 Jun 20, 2024
10-K Annual report Mar 4, 2024 Dec 31, 2023
8-K Current report
Material agreement, New debt
Nov 22, 2023 Nov 21, 2023
40-17G Filing Nov 17, 2023 —
10-Q Quarterly report Nov 7, 2023 Sep 30, 2023
8-K Current report
Material agreement
Aug 14, 2023 Aug 11, 2023
424B2 Prospectus Aug 11, 2023 —
10-Q Quarterly report Aug 9, 2023 Jun 30, 2023
8-K Current report
Shareholder vote results
Jun 22, 2023 Jun 22, 2023
10-Q Quarterly report May 9, 2023 Mar 31, 2023
DEF 14A Proxy statement Apr 25, 2023 Jun 22, 2023
PRE 14A Preliminary proxy statement Apr 5, 2023 Apr 4, 2023
10-K Annual report Feb 28, 2023 Dec 31, 2022
40-17G Filing Nov 15, 2022 —
10-Q Quarterly report Nov 3, 2022 Sep 30, 2022
8-K Current report
Material agreement
Aug 29, 2022 Aug 29, 2022
424B2 Prospectus Aug 29, 2022 —
EFFECT Filing Aug 22, 2022 —
CORRESP Letter to the SEC Aug 22, 2022 —
CORRESP Letter to the SEC Aug 19, 2022 —
N-2/A Form n-2/a Aug 19, 2022 —
10-Q Quarterly report Aug 3, 2022 Jun 30, 2022
8-K Current report
Shareholder vote results
Jun 24, 2022 Jun 23, 2022
4 Insider transaction Jun 22, 2022 Jun 17, 2022
4 Insider transaction Jun 21, 2022 Jun 16, 2022
4 Insider transaction Jun 21, 2022 Jun 16, 2022
N-2 Filing Jun 17, 2022 —
8-K Current report
Material agreement, New debt
May 19, 2022 May 13, 2022
4 Insider transaction May 18, 2022 May 16, 2022
10-Q Quarterly report May 11, 2022 Mar 31, 2022
APP ORDR Filing May 9, 2022 —
DEF 14A Proxy statement Apr 22, 2022 Jun 23, 2022
APP NTC Filing Apr 11, 2022 —
40-APP/A Filing Apr 6, 2022 —
PRE 14A Preliminary proxy statement Apr 1, 2022 Jun 23, 2022
40-APP/A Filing Mar 21, 2022 —
10-K Annual report Mar 1, 2022 Dec 31, 2021
40-APP/A Filing Feb 18, 2022 —
8-K Current report
Material agreement, New debt
Dec 22, 2021 Dec 22, 2021
4 Insider transaction Dec 17, 2021 Dec 17, 2021
4 Insider transaction Dec 15, 2021 Dec 13, 2021
8-K Current report
Regulation FD disclosure
Dec 14, 2021 Dec 14, 2021
8-K Current report
Material agreement
Nov 16, 2021 Nov 16, 2021
424B2 Prospectus Nov 16, 2021 —
8-K Current report
Other events
Nov 15, 2021 Nov 12, 2021
497AD Filing Nov 12, 2021 —
424B2 Prospectus Nov 12, 2021 —
40-17G Filing Nov 9, 2021 —
10-Q Quarterly report Oct 28, 2021 Sep 30, 2021
40-APP Filing Aug 12, 2021 —
10-Q Quarterly report Aug 2, 2021 Jun 30, 2021
8-K Current report
Shareholder vote results
Jun 25, 2021 Jun 24, 2021
10-Q Quarterly report May 6, 2021 Mar 31, 2021
DEF 14A Proxy statement Apr 23, 2021 Jun 24, 2021
PRE 14A Preliminary proxy statement Apr 7, 2021 Jun 24, 2021
10-K Annual report Mar 4, 2021 Dec 31, 2020
25-NSE Delisting notice Feb 16, 2021 —
8-K Current report
Material agreement, New debt
Jan 14, 2021 Jan 14, 2021
N-23C-2 Filing Jan 13, 2021 Feb 12, 2021
8-K Current report
Other events
Jan 13, 2021 Jan 13, 2021
424B2 Prospectus Jan 12, 2021 —
8-K Current report
Material agreement
Jan 12, 2021 Jan 11, 2021
497AD Filing Jan 11, 2021 —
497AD Filing Jan 11, 2021 —
FWP Free writing prospectus Jan 11, 2021 —
POS EX Filing Jan 11, 2021 —
424B2 Prospectus Jan 11, 2021 —
4 Insider transaction Dec 18, 2020 Dec 16, 2020
4/A Ownership document Dec 18, 2020 Sep 1, 2020
4/A Ownership document Dec 18, 2020 Jun 11, 2020
40-17G Filing Nov 23, 2020 —
10-Q Quarterly report Oct 30, 2020 Sep 30, 2020
4 Insider transaction Sep 24, 2020 Sep 23, 2020
8-K Current report
Material agreement, New debt, Regulation FD disclosure
Sep 21, 2020 Sep 18, 2020
4 Insider transaction Sep 2, 2020 Sep 1, 2020
4 Insider transaction Aug 6, 2020 Aug 4, 2020
10-Q Quarterly report Jul 31, 2020 Jun 30, 2020
8-K Current report
Regulation FD disclosure
Jul 8, 2020 Jul 8, 2020
8-K Current report
Shareholder vote results
Jun 26, 2020 Jun 25, 2020
4 Insider transaction Jun 12, 2020 Jun 11, 2020
DEFA14A Additional proxy material Jun 2, 2020 —
4 Insider transaction May 21, 2020 May 19, 2020
8-K Current report
Material agreement, New debt, Regulation FD disclosure
May 18, 2020 May 15, 2020
DEFA14A Additional proxy material May 13, 2020 —
DEFA14A Additional proxy material May 13, 2020 —
10-Q Quarterly report May 11, 2020 Mar 31, 2020
8-K Current report
Other events
Apr 21, 2020 Apr 20, 2020
DEF 14A Proxy statement Apr 16, 2020 Jun 25, 2020
CORRESP Letter to the SEC Apr 15, 2020 —
4 Insider transaction Mar 25, 2020 Mar 23, 2020
4 Insider transaction Mar 23, 2020 Mar 19, 2020
4 Insider transaction Mar 23, 2020 Mar 13, 2020
4 Insider transaction Mar 20, 2020 Mar 18, 2020
4 Insider transaction Mar 20, 2020 Mar 18, 2020
PRE 14A Preliminary proxy statement Mar 20, 2020 Jun 25, 2020
4 Insider transaction Mar 18, 2020 Mar 16, 2020
4 Insider transaction Mar 17, 2020 Mar 12, 2020
4 Insider transaction Mar 16, 2020 Mar 12, 2020
4 Insider transaction Mar 16, 2020 Mar 12, 2020
4 Insider transaction Mar 13, 2020 Mar 11, 2020
4 Insider transaction Mar 11, 2020 Mar 9, 2020
10-K Annual report Mar 3, 2020 Dec 31, 2019
40-17G Filing Feb 18, 2020 —
497 Filing Nov 22, 2019 —
10-Q Quarterly report Nov 7, 2019 Sep 30, 2019
8-K Current report
Material agreement, New debt
Sep 18, 2019 Sep 13, 2019
POS EX Filing Sep 9, 2019 —
497 Filing Sep 9, 2019 —
8-K Current report
Other events
Aug 21, 2019 Aug 21, 2019
10-Q Quarterly report Aug 9, 2019 Jun 30, 2019
8-K Current report
Shareholder vote results
Jul 26, 2019 Jul 22, 2019
DEFA14A Additional proxy material Jun 27, 2019 —
EFFECT Filing Jun 21, 2019 —
DEFA14A Additional proxy material Jun 20, 2019 —
CORRESP Letter to the SEC Jun 20, 2019 —
CORRESP Letter to the SEC Jun 20, 2019 —
N-2/A Amendment no.1 to form n-2 Jun 20, 2019 —
DEFA14A Additional proxy material Jun 11, 2019 —
DEFA14A Additional proxy material May 21, 2019 —
10-Q Quarterly report May 10, 2019 Mar 31, 2019
N-2 Form n-2 Apr 29, 2019 —
DEF 14A Proxy statement Apr 17, 2019 Jun 27, 2019
CORRESP Letter to the SEC Apr 3, 2019 —
PRE 14A Preliminary proxy statement Apr 3, 2019 Jun 27, 2019
POS EX Filing Mar 18, 2019 —
497 Filing Mar 18, 2019 —
497AD Filing Mar 15, 2019 —
POS EX Filing Mar 14, 2019 —
497AD Filing Mar 14, 2019 —
497 Filing Mar 14, 2019 —
10-K Annual report Mar 6, 2019 Dec 31, 2018
4 Insider transaction Dec 26, 2018 Dec 20, 2018
4 Insider transaction Dec 21, 2018 Dec 21, 2018
4 Insider transaction Dec 20, 2018 Dec 18, 2018
4 Insider transaction Dec 20, 2018 Dec 19, 2018

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Listed as
SCM (NYSE)
Fiscal year ends
December 31
Incorporated in
MD
Headquarters
Houston, TX
SEC filer status
Accelerated filer
SEC CIK
1551901

Source: SEC EDGAR filings. This is company-reported data, not investment advice.