Saratoga Investment Corp. SEC filings SAX
Saratoga Investment Corp. has 768 filings in SEC EDGAR's recent list, going back to Oct 18, 2006. Its latest annual report, Form 10-K, was filed on May 5, 2026 for the period ended Feb 28, 2026. The latest quarterly report (Form 10-Q) was filed on Oct 6, 2026, covering the quarter ended Aug 31, 2026. The most recent current report (Form 8-K) was filed on Oct 9, 2026 (material agreement, new debt). The company's fiscal year ends on February 28.
| Form | Description | Filed | Period |
|---|---|---|---|
| 3 | Initial insider ownership | Nov 2, 2026 | Oct 31, 2026 |
| 3 | Initial insider ownership | Nov 2, 2026 | Oct 31, 2026 |
| 4 | Insider transaction | Oct 13, 2026 | Oct 8, 2026 |
| 4 | Insider transaction | Sep 10, 2026 | Sep 9, 2026 |
| 4 | Insider transaction | Aug 19, 2026 | Aug 18, 2026 |
| 3 | Initial insider ownership | Aug 5, 2026 | Aug 5, 2026 |
| 4 | Insider transaction | Jul 23, 2026 | Jul 22, 2026 |
| 4 | Insider transaction | Jan 30, 2026 | Jan 29, 2026 |
| 4 | Insider transaction | Dec 22, 2025 | Dec 19, 2025 |
| 4 | Insider transaction | Dec 11, 2025 | Dec 11, 2025 |
| 4 | Insider transaction | Sep 25, 2025 | Sep 23, 2025 |
| 4 | Insider transaction | Aug 1, 2025 | Jul 31, 2025 |
| 4 | Insider transaction | Jul 30, 2025 | Jul 29, 2025 |
| 4 | Insider transaction | Jul 30, 2025 | Jul 29, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jul 2, 2025 | — |
| 4 | Insider transaction | Dec 3, 2024 | Dec 2, 2024 |
| 4 | Insider transaction | Nov 6, 2024 | Nov 5, 2024 |
| 4 | Insider transaction | Oct 8, 2024 | Oct 7, 2024 |
| 4 | Insider transaction | Aug 27, 2024 | Aug 12, 2024 |
| 4 | Insider transaction | Aug 14, 2024 | Aug 12, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| 4 | Insider transaction | Dec 15, 2023 | Dec 13, 2023 |
| 4 | Insider transaction | Aug 18, 2023 | Aug 16, 2023 |
| 4 | Insider transaction | May 8, 2023 | May 4, 2023 |
| 4 | Insider transaction | Mar 22, 2023 | Mar 21, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2023 | — |
| 4 | Insider transaction | Dec 8, 2022 | Dec 5, 2022 |
| 4 | Insider transaction | Oct 11, 2022 | Oct 7, 2022 |
| 4 | Insider transaction | Sep 28, 2022 | Sep 27, 2022 |
| 4 | Insider transaction | Aug 16, 2022 | Aug 15, 2022 |
| 4 | Insider transaction | Aug 16, 2022 | Aug 15, 2022 |
| 4 | Insider transaction | Aug 2, 2022 | Aug 2, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| 4 | Insider transaction | Dec 13, 2021 | Dec 9, 2021 |
| 4 | Insider transaction | Oct 14, 2021 | Oct 14, 2021 |
| 4 | Insider transaction | Aug 25, 2021 | Aug 24, 2021 |
| 4 | Insider transaction | Jun 14, 2021 | May 10, 2021 |
| 4 | Insider transaction | Jun 14, 2021 | Jun 10, 2021 |
| 4 | Insider transaction | Mar 31, 2021 | Mar 30, 2021 |
| 5 | Annual insider ownership | Mar 12, 2021 | Feb 28, 2021 |
| SC 13G | Ownership over 5% (passive) | Feb 17, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Feb 16, 2021 | — |
| 4 | Insider transaction | Oct 8, 2020 | Oct 7, 2020 |
| 4 | Insider transaction | Aug 12, 2020 | Aug 10, 2020 |
| SC 13G | Ownership over 5% (passive) | Jul 27, 2020 | — |
| 4 | Insider transaction | Jul 24, 2020 | Jul 22, 2020 |
| 4 | Insider transaction | Jul 14, 2020 | Jul 10, 2020 |
| 4 | Insider transaction | Jul 6, 2020 | Jul 2, 2020 |
| 4 | Insider transaction | Jul 6, 2020 | Jul 2, 2020 |
| 4 | Insider transaction | May 22, 2020 | May 21, 2020 |
| 4 | Insider transaction | May 15, 2020 | May 13, 2020 |
| 4 | Insider transaction | May 14, 2020 | May 13, 2020 |
| 4 | Insider transaction | May 13, 2020 | May 11, 2020 |
| 4 | Insider transaction | May 11, 2020 | May 8, 2020 |
| 4 | Insider transaction | May 11, 2020 | May 8, 2020 |
| 5 | Annual insider ownership | Mar 17, 2020 | Feb 29, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2020 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jan 16, 2020 | — |
| 4 | Insider transaction | Sep 12, 2019 | Sep 11, 2019 |
| 4 | Insider transaction | Sep 12, 2019 | Sep 11, 2019 |
| 5 | Annual insider ownership | Apr 2, 2019 | Feb 28, 2019 |
| SC 13D/A | Amended ownership over 5% (active) | Apr 2, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2019 | — |
| 4 | Insider transaction | Jan 15, 2019 | Jan 15, 2019 |
| 4 | Insider transaction | Oct 2, 2018 | Sep 28, 2018 |
| 4 | Insider transaction | Oct 2, 2018 | Sep 28, 2018 |
| 4 | Insider transaction | Jun 27, 2018 | Jun 25, 2018 |
| 4 | Insider transaction | May 24, 2018 | May 23, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2018 | — |
| 4 | Insider transaction | Sep 20, 2017 | Sep 19, 2017 |
| 4 | Insider transaction | Sep 20, 2017 | Sep 19, 2017 |
| 4 | Insider transaction | Apr 17, 2017 | Apr 13, 2017 |
| 5 | Annual insider ownership | Apr 14, 2017 | Feb 28, 2017 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 3, 2017 | — |
| SC 13G | Ownership over 5% (passive) | Jan 11, 2017 | — |
| 4 | Insider transaction | Aug 2, 2016 | Jul 29, 2016 |
| 4 | Insider transaction | Aug 2, 2016 | Jul 29, 2016 |
| 4 | Insider transaction | Jul 7, 2016 | Jul 6, 2016 |
| 4 | Insider transaction | Jun 22, 2016 | Jun 20, 2016 |
| 4 | Insider transaction | Jun 22, 2016 | Jun 20, 2016 |
| 4 | Insider transaction | Mar 17, 2016 | Mar 14, 2016 |
| 4 | Insider transaction | Mar 17, 2016 | Mar 14, 2016 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2016 | — |
| 4 | Insider transaction | Jan 19, 2016 | Jan 15, 2016 |
| 4 | Insider transaction | Nov 24, 2015 | Nov 20, 2015 |
| SC 13G/A | Amended ownership over 5% (passive) | Aug 19, 2015 | — |
| 4 | Insider transaction | Jul 30, 2015 | Jul 29, 2015 |
| 4 | Insider transaction | Jul 30, 2015 | Jul 29, 2015 |
| 4 | Insider transaction | Jul 20, 2015 | Jul 17, 2015 |
| 4 | Insider transaction | May 26, 2015 | May 22, 2015 |
| 4 | Insider transaction | May 5, 2015 | May 1, 2015 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2015 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2015 | — |
| 4 | Insider transaction | Jan 22, 2015 | Jan 20, 2015 |
| 4 | Insider transaction | Jan 20, 2015 | Jan 16, 2015 |
| SC 13D/A | Amended ownership over 5% (active) | Nov 10, 2014 | — |
| 4 | Insider transaction | Nov 5, 2014 | Nov 3, 2014 |
| 4 | Insider transaction | Nov 5, 2014 | Nov 3, 2014 |
| 3 | Initial insider ownership | Oct 27, 2014 | Oct 9, 2014 |
| SC 13D | Ownership over 5% (active) | Oct 27, 2014 | — |
| SC 13D/A | Amended ownership over 5% (active) | Oct 27, 2014 | — |
| 4 | Insider transaction | Oct 21, 2014 | Oct 17, 2014 |
| 4 | Insider transaction | Oct 21, 2014 | Oct 17, 2014 |
| 3 | Initial insider ownership | Mar 10, 2014 | Mar 4, 2014 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2014 | — |
| SC 13D | Ownership over 5% (active) | Jan 6, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jul 31, 2013 | — |
| 4 | Insider transaction | Jul 24, 2013 | Jul 22, 2013 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 3, 2013 | — |
| SC 13D/A | Amended ownership over 5% (active) | Apr 18, 2012 | — |
| SC 13G | Ownership over 5% (passive) | Mar 20, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2012 | — |
| 4 | Insider transaction | Jan 30, 2012 | Jan 30, 2012 |
| 4 | Insider transaction | Jan 26, 2012 | Jan 24, 2012 |
| SC 13G | Ownership over 5% (passive) | Jan 10, 2012 | — |
| 3 | Initial insider ownership | Sep 27, 2011 | Sep 27, 2011 |
| 4 | Insider transaction | Jul 29, 2011 | Jul 28, 2011 |
| SC 13G | Ownership over 5% (passive) | Mar 29, 2011 | — |
| 4 | Insider transaction | Jan 26, 2011 | Jan 20, 2011 |
| 4 | Insider transaction | Jan 26, 2011 | Jan 20, 2011 |
| 4 | Insider transaction | Aug 6, 2010 | Aug 4, 2010 |
| 4 | Insider transaction | Aug 3, 2010 | Jul 30, 2010 |
| 4 | Insider transaction | Aug 3, 2010 | Jul 30, 2010 |
| 3 | Initial insider ownership | Aug 3, 2010 | Jul 30, 2010 |
| 3 | Initial insider ownership | Aug 3, 2010 | Jul 30, 2010 |
| 3 | Initial insider ownership | Aug 3, 2010 | Jul 30, 2010 |
| 3 | Initial insider ownership | Aug 3, 2010 | Jul 30, 2010 |
| 3 | Initial insider ownership | Aug 3, 2010 | Jul 30, 2010 |
| 3 | Initial insider ownership | Aug 3, 2010 | Jul 30, 2010 |
| 3 | Initial insider ownership | Aug 3, 2010 | Jul 30, 2010 |
| 3 | Initial insider ownership | Aug 3, 2010 | Jul 30, 2010 |
| SC 13D | Ownership over 5% (active) | Aug 3, 2010 | — |
| 5 | Annual insider ownership | Apr 14, 2010 | Feb 28, 2010 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2009 | — |
| 4 | Insider transaction | Jun 10, 2008 | Jun 10, 2008 |
| 4 | Insider transaction | Jun 10, 2008 | Jun 9, 2008 |
| 4 | Insider transaction | Jun 10, 2008 | Jun 6, 2008 |
| 4 | Insider transaction | Jun 10, 2008 | Jun 9, 2008 |
| 4 | Insider transaction | Jun 9, 2008 | Jun 9, 2008 |
| 4 | Insider transaction | Jun 3, 2008 | Jun 2, 2008 |
| 3 | Initial insider ownership | May 2, 2008 | Jan 1, 2008 |
| 3 | Initial insider ownership | Apr 18, 2008 | Jan 1, 2008 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 26, 2008 | — |
| SC 13G | Ownership over 5% (passive) | Feb 14, 2008 | — |
| 4/A | Filing | Feb 5, 2008 | Nov 2, 2007 |
| 4/A | Filing | Feb 5, 2008 | Nov 2, 2007 |
| 4/A | Filing | Jan 30, 2008 | Nov 1, 2007 |
| 4 | Insider transaction | Jan 30, 2008 | Jan 25, 2008 |
| 4 | Insider transaction | Jan 24, 2008 | Jan 22, 2008 |
| 4 | Insider transaction | Jan 22, 2008 | Jan 16, 2008 |
| 3/A | Filing | Jan 22, 2008 | Jan 22, 2008 |
| 3/A | Filing | Jan 22, 2008 | Jan 22, 2008 |
| 3/A | Filing | Jan 22, 2008 | Jan 22, 2008 |
| 4 | Insider transaction | Nov 5, 2007 | Nov 2, 2007 |
| 4 | Insider transaction | Nov 5, 2007 | Nov 2, 2007 |
| 4 | Insider transaction | Nov 5, 2007 | Nov 2, 2007 |
| 4 | Insider transaction | Nov 5, 2007 | Nov 2, 2007 |
| 4 | Insider transaction | Nov 5, 2007 | Nov 2, 2007 |
| 4 | Insider transaction | Nov 5, 2007 | Nov 2, 2007 |
| 4 | Insider transaction | Nov 5, 2007 | Nov 1, 2007 |
| 4 | Insider transaction | Nov 1, 2007 | Oct 31, 2007 |
| 3 | Initial insider ownership | Sep 21, 2007 | Sep 14, 2007 |
| 4 | Insider transaction | Aug 1, 2007 | Jul 30, 2007 |
| 4 | Insider transaction | Aug 1, 2007 | Jul 31, 2007 |
| 4 | Insider transaction | Aug 1, 2007 | Jul 30, 2007 |
| 4 | Insider transaction | Aug 1, 2007 | Jul 27, 2007 |
| 4 | Insider transaction | Jul 31, 2007 | Jul 27, 2007 |
| 4 | Insider transaction | Jul 26, 2007 | Jul 25, 2007 |
| 4 | Insider transaction | Jul 26, 2007 | Jul 24, 2007 |
| 4 | Insider transaction | Jul 25, 2007 | Jul 20, 2007 |
| 4/A | Filing | Jul 23, 2007 | Jul 20, 2007 |
| 4 | Insider transaction | Jul 23, 2007 | Jul 19, 2007 |
| 4 | Insider transaction | Jul 23, 2007 | Jul 20, 2007 |
| 4 | Insider transaction | Jul 23, 2007 | Jul 20, 2007 |
| 4 | Insider transaction | Jul 19, 2007 | Jul 18, 2007 |
| 4 | Insider transaction | Jul 19, 2007 | Jul 17, 2007 |
| 4 | Insider transaction | Jul 19, 2007 | Jul 17, 2007 |
| 4 | Insider transaction | Jul 19, 2007 | Jul 17, 2007 |
| 3 | Initial insider ownership | Apr 16, 2007 | Mar 23, 2007 |
| 3 | Initial insider ownership | Apr 9, 2007 | Mar 23, 2007 |
| 4 | Insider transaction | Apr 3, 2007 | Mar 23, 2007 |
| 4 | Insider transaction | Apr 3, 2007 | Mar 23, 2007 |
| 3 | Initial insider ownership | Apr 3, 2007 | Mar 23, 2007 |
| 4 | Insider transaction | Apr 3, 2007 | Mar 23, 2007 |
| 4 | Insider transaction | Apr 3, 2007 | Mar 23, 2007 |
| 4 | Insider transaction | Apr 3, 2007 | Mar 23, 2007 |
| 4 | Insider transaction | Apr 3, 2007 | Mar 23, 2007 |
| 4 | Insider transaction | Apr 3, 2007 | Mar 23, 2007 |
| 4 | Insider transaction | Apr 3, 2007 | Mar 23, 2007 |
| 3 | Initial insider ownership | Apr 3, 2007 | Mar 23, 2007 |
| 3 | Initial insider ownership | Apr 3, 2007 | Mar 23, 2007 |
| 3 | Initial insider ownership | Apr 3, 2007 | Mar 23, 2007 |
| 3 | Initial insider ownership | Apr 3, 2007 | Mar 23, 2007 |
| 3 | Initial insider ownership | Apr 3, 2007 | Mar 23, 2007 |
| 3 | Initial insider ownership | Apr 3, 2007 | Mar 23, 2007 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- SAR (NYSE), SAJ (NYSE), SAV (NYSE), SAX (NYSE), SAY (NYSE), SAZ (NYSE)
- Fiscal year ends
- February 28
- Incorporated in
- MD
- Headquarters
- New York, NY
- SEC filer status
- Accelerated filer
- SEC CIK
- 1377936
- Former names
- GSC INVESTMENT CORP. (until Aug 3, 2010); GSC Investment LLC (until Mar 21, 2007)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.