Saratoga Investment Corp. SEC filings SAX
Saratoga Investment Corp. has 768 filings in SEC EDGAR's recent list, going back to Oct 18, 2006. Its latest annual report, Form 10-K, was filed on May 5, 2026 for the period ended Feb 28, 2026. The latest quarterly report (Form 10-Q) was filed on Oct 6, 2026, covering the quarter ended Aug 31, 2026. The most recent current report (Form 8-K) was filed on Oct 9, 2026 (material agreement, new debt). The company's fiscal year ends on February 28.
| Form | Description | Filed | Period |
|---|---|---|---|
| N-14 8C | Filing | Nov 5, 2026 | — |
| N-23C-2 | Filing | Oct 28, 2026 | Nov 30, 2026 |
| 497AD | Form 497ad | Sep 23, 2026 | — |
| 497AD | Form 497ad | Sep 22, 2026 | — |
| 25-NSE | Delisting notice | Sep 18, 2026 | — |
| CERT | Nyse certification | Aug 26, 2026 | — |
| 8-A12B | For registration of certain classes | Aug 26, 2026 | — |
| N-23C-2 | Filing | Aug 19, 2026 | Sep 18, 2026 |
| 497AD | Filing | Aug 19, 2026 | — |
| 497AD | Filing | Aug 18, 2026 | — |
| EFFECT | Filing | Mar 11, 2026 | — |
| N-2/A | Filing | Mar 6, 2026 | — |
| N-2/A | Filing | Mar 3, 2026 | — |
| 40-17G | Fidelity bond filing | Feb 20, 2026 | — |
| CERT | Nyse certification | Feb 9, 2026 | — |
| 8-A12B | For registration of certain classes | Feb 6, 2026 | — |
| 497AD | Form 497ad | Jan 30, 2026 | — |
| 497AD | Form 497ad | Jan 29, 2026 | — |
| N-2 | Filing | Jan 16, 2026 | — |
| CORRESP | Letter to the SEC | Aug 27, 2025 | — |
| 40-17G | Fidelity bond filing | Jan 13, 2025 | — |
| 40-17G | Fidelity bond filing | Mar 12, 2024 | — |
| 40-APP/A | Amendment no. 1 to form 40-app | Sep 1, 2023 | — |
| 40-APP | Application for an order | Apr 25, 2023 | — |
| CERT | Nyse certification | Apr 19, 2023 | — |
| 8-A12B | For registration of certain classes | Apr 14, 2023 | — |
| 497AD | Filing | Apr 11, 2023 | — |
| 497AD | Filing | Apr 11, 2023 | — |
| 40-17G | Filing | Mar 24, 2023 | — |
| EFFECT | Filing | Mar 13, 2023 | — |
| CORRESP | Letter to the SEC | Feb 21, 2023 | — |
| N-2/A | Amendment no. 1 to form n-2 | Feb 21, 2023 | — |
| N-2 | Registration statement | Jan 11, 2023 | — |
| CERT | Nyse certification | Dec 14, 2022 | — |
| 8-A12B | Form 8-a12b | Dec 13, 2022 | — |
| 497AD | Filing | Dec 5, 2022 | — |
| 497AD | Form 497ad | Dec 5, 2022 | — |
| CERT | Nyse certification | Nov 1, 2022 | — |
| 8-A12B | For registration of certain classes | Oct 27, 2022 | — |
| 497AD | Form 497ad | Oct 19, 2022 | — |
| CORRESP | Letter to the SEC | Oct 19, 2022 | — |
| 497AD | Form 497ad | Oct 19, 2022 | — |
| CORRESP | Letter to the SEC | Oct 13, 2022 | — |
| 25-NSE | Delisting notice | Jul 15, 2022 | — |
| N-23C-2 | Notification of redemption of securities | Jun 14, 2022 | Jun 14, 2022 |
| 497AD | Form 497ad | May 10, 2022 | — |
| CERT | Nyse certification | Apr 28, 2022 | — |
| 8-A12B | For registration of certain classes | Apr 27, 2022 | — |
| 497AD | Filing | Apr 20, 2022 | — |
| 497AD | Filing | Apr 18, 2022 | — |
| 40-17G | Filing | Mar 4, 2022 | — |
| 497AD | Form 497ad | Jan 19, 2022 | — |
| 497AD | Form 497ad | Jan 13, 2022 | — |
| 497AD | Prices offering | Jan 13, 2022 | — |
| 25-NSE | Delisting notice | Aug 31, 2021 | — |
| N-23C-2 | Notification of redemption of securities | Jul 20, 2021 | Aug 31, 2021 |
| 497AD | Filed pursuant to rule 497 | Jul 20, 2021 | — |
| 497AD | Form 497ad | Jul 15, 2021 | — |
| 497AD | Prices offering | Jul 15, 2021 | — |
| EFFECT | Filing | Jul 7, 2021 | — |
| CORRESP | Letter to the SEC | Jul 1, 2021 | — |
| N-2/A | Amendment no. 1 to form n-2 | Jul 1, 2021 | — |
| N-2 | Registration statement | May 21, 2021 | — |
| 497AD | Form 497ad | Mar 10, 2021 | — |
| 40-17G | Filing | Mar 5, 2021 | — |
| 497AD | Filing | Mar 3, 2021 | — |
| 497AD | Filing | Mar 3, 2021 | — |
| 497AD | Filing | Jul 6, 2020 | — |
| CERT | Nyse certification | Jun 25, 2020 | — |
| 8-A12B/A | Amendment no. 1 to form 8-a12b | Jun 25, 2020 | — |
| 8-A12B | For registration of certain classes | Jun 24, 2020 | — |
| 497 | Filing | Jun 18, 2020 | — |
| 497AD | Filing | Jun 18, 2020 | — |
| 497AD | Filing | Jun 18, 2020 | — |
| 497AD | Form 497ad | Jun 17, 2020 | — |
| 497 | Filing | Jun 17, 2020 | — |
| 40-17G | Filing | Mar 5, 2020 | — |
| 25-NSE | Delisting notice | Feb 10, 2020 | — |
| N-23C-2 | Form n23c2010820_saratoga | Jan 8, 2020 | Jan 8, 2020 |
| N-23C-2 | Filing | Nov 15, 2019 | Nov 15, 2019 |
| 497 | Supplement no.2 to prospectus supplement | Oct 11, 2019 | — |
| 497 | Supplement no.1 to prospectus supplement | Oct 10, 2019 | — |
| POS EX | Filing | Jul 12, 2019 | — |
| 497 | Filing | Jul 12, 2019 | — |
| EFFECT | Filing | Jun 28, 2019 | — |
| POS 8C | Filing | Jun 27, 2019 | — |
| CORRESP | Letter to the SEC | Jun 27, 2019 | — |
| 497 | Supplement no.2 to prospectus supplement | May 30, 2019 | — |
| POS 8C | Filing | May 14, 2019 | — |
| 40-17G | Fidelity bond | Mar 8, 2019 | — |
| POS EX | Filing | Feb 5, 2019 | — |
| 305B2 | Filing | Feb 4, 2019 | — |
| 497 | Filing | Feb 4, 2019 | — |
| 497 | Supplement no.1 to prospectus supplement | Feb 1, 2019 | — |
| 497AD | Filing | Feb 1, 2019 | — |
| 497AD | Filing | Jan 31, 2019 | — |
| 497 | Filing | Jan 31, 2019 | — |
| POS EX | Filing | Oct 16, 2018 | — |
| 497 | Filing | Oct 16, 2018 | — |
| EFFECT | Filing | Oct 3, 2018 | — |
| CORRESP | Letter to the SEC | Oct 3, 2018 | — |
| CORRESP | Letter to the SEC | Sep 27, 2018 | — |
| N-2/A | Amendment no. 1 to form n-2 | Sep 27, 2018 | — |
| N-2 | Form n-2 | Aug 30, 2018 | — |
| CERT | Nyse certification - saratoga investment corp. | Aug 28, 2018 | — |
| 8-A12B | Filing | Aug 28, 2018 | — |
| POS EX | Filing | Aug 28, 2018 | — |
| 497 | Filing | Aug 22, 2018 | — |
| 497AD | Filing | Aug 22, 2018 | — |
| 497AD | Filing | Aug 21, 2018 | — |
| 305B2 | Filing | Aug 21, 2018 | — |
| N-2MEF | Filing | Aug 21, 2018 | — |
| 497AD | Filing | Aug 21, 2018 | — |
| 497 | Filing | Aug 21, 2018 | — |
| 497AD | Filing | Jul 13, 2018 | — |
| POS EX | Filing | Jul 12, 2018 | — |
| 497 | Filing | Jul 11, 2018 | — |
| 497AD | Filing | Jul 11, 2018 | — |
| 497 | Filing | Jul 10, 2018 | — |
| 497AD | Filing | Jul 10, 2018 | — |
| EFFECT | Filing | Jul 3, 2018 | — |
| CORRESP | Letter to the SEC | Jul 3, 2018 | — |
| CORRESP | Letter to the SEC | Jun 29, 2018 | — |
| POS 8C | Filing | Jun 29, 2018 | — |
| POS 8C | Filing | May 22, 2018 | — |
| 40-17G | Filing | Mar 28, 2018 | — |
| 497 | Filing | Mar 15, 2018 | — |
| EFFECT | Filing | Mar 14, 2018 | — |
| CORRESP | Letter to the SEC | Mar 14, 2018 | — |
| POS 8C | Filing | Mar 7, 2018 | — |
| CORRESP | Letter to the SEC | Mar 6, 2018 | — |
| POS 8C | Filing | Jan 31, 2018 | — |
| POS EX | Filing | Jan 11, 2018 | — |
| 497 | Supplement no. 4 to prospectus supplement | Jan 11, 2018 | — |
| POS EX | Filing | Oct 12, 2017 | — |
| 497 | Supplement no. 3 to prospectus supplement | Oct 12, 2017 | — |
| 497 | Supplement no.2 to prospectus supplement | Jul 13, 2017 | — |
| 497 | Filing | May 19, 2017 | — |
| 40-17G | Filing | Apr 5, 2017 | — |
| POS EX | Filing | Mar 16, 2017 | — |
| CORRESP | Letter to the SEC | Mar 16, 2017 | — |
| 497 | Filing | Mar 16, 2017 | — |
| CORRESP | Letter to the SEC | Mar 15, 2017 | — |
| EFFECT | Filing | Mar 13, 2017 | — |
| CORRESP | Letter to the SEC | Mar 13, 2017 | — |
| N-2/A | Amendment no. 1 to form n-2 | Mar 10, 2017 | — |
| N-2 | Form n-2 | Feb 28, 2017 | — |
| N-2 | Form n-2 | Jan 19, 2017 | — |
| 25-NSE | Delisting notice | Jan 17, 2017 | — |
| 497AD | Filing | Dec 21, 2016 | — |
| 497 | Filing | Dec 15, 2016 | — |
| N-23C-2 | Filing | Dec 14, 2016 | Dec 14, 2016 |
| 8-A12B | Form 8-a | Dec 14, 2016 | — |
| 497AD | Filing | Dec 14, 2016 | — |
| POS EX | Filing | Dec 14, 2016 | — |
| 497AD | Filing | Dec 14, 2016 | — |
| EFFECT | Filing | Dec 13, 2016 | — |
| N-2MEF | Filing | Dec 13, 2016 | — |
| CORRESP | Letter to the SEC | Dec 13, 2016 | — |
| CORRESP | Letter to the SEC | Dec 13, 2016 | — |
| CORRESP | Letter to the SEC | Dec 13, 2016 | — |
| 497AD | Filing | Dec 12, 2016 | — |
| N-2/A | Amendment no. 2 to form n-2 | Dec 12, 2016 | — |
| CORRESP | Letter to the SEC | Dec 7, 2016 | — |
| UPLOAD | Letter from the SEC | Nov 28, 2016 | — |
| CORRESP | Letter to the SEC | Nov 23, 2016 | — |
| N-2/A | Amendment no. 1 to form n-2 | Nov 23, 2016 | — |
| N-2 | Filing | Oct 20, 2016 | — |
| 40-17G | Form 40-17g | May 3, 2016 | — |
| 497 | Filing | Oct 15, 2015 | — |
| EFFECT | Filing | Sep 11, 2015 | — |
| POS 8C | Filing | Sep 11, 2015 | — |
| POS 8C | Filing | Aug 4, 2015 | — |
| POS EX | Filing | Jul 20, 2015 | — |
| 497 | Filing | Jul 17, 2015 | — |
| POS EX | Filing | May 29, 2015 | — |
| 497 | Filing | May 29, 2015 | — |
| 40-17G | Form 40-17g | Apr 17, 2015 | — |
| EFFECT | Filing | Dec 11, 2014 | — |
| N-2/A | Filing | Dec 5, 2014 | — |
| N-2 | Filing | Jun 4, 2014 | — |
| 40-17G | Filing | Feb 24, 2014 | — |
| CORRESP | Letter to the SEC | Aug 16, 2013 | — |
| CORRESP | Letter to the SEC | Aug 6, 2013 | — |
| NT 10-K | Filing | May 30, 2013 | Feb 28, 2013 |
| CERTNYS | Auto-generated paper document | May 13, 2013 | — |
| 8-A12B | Filing | May 6, 2013 | — |
| 497 | Filing | May 3, 2013 | — |
| 497AD | Filing | May 3, 2013 | — |
| EFFECT | Filing | May 2, 2013 | — |
| N-2MEF | Filing | May 2, 2013 | — |
| CORRESP | Letter to the SEC | May 2, 2013 | — |
| N-2/A | N-2/a#3 | May 1, 2013 | — |
| CORRESP | Letter to the SEC | May 1, 2013 | — |
| CORRESP | Letter to the SEC | May 1, 2013 | — |
| N-2/A | Filing | Apr 30, 2013 | — |
| 497AD | Filing | Apr 29, 2013 | — |
| CORRESP | Letter to the SEC | Apr 29, 2013 | — |
| CORRESP | Letter to the SEC | Apr 29, 2013 | — |
| N-2/A | Filing | Apr 29, 2013 | — |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- SAR (NYSE), SAJ (NYSE), SAV (NYSE), SAX (NYSE), SAY (NYSE), SAZ (NYSE)
- Fiscal year ends
- February 28
- Incorporated in
- MD
- Headquarters
- New York, NY
- SEC filer status
- Accelerated filer
- SEC CIK
- 1377936
- Former names
- GSC INVESTMENT CORP. (until Aug 3, 2010); GSC Investment LLC (until Mar 21, 2007)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.