Rivernorth Opportunities Fund, Inc. SEC filings RIV
Rivernorth Opportunities Fund, Inc. has 499 filings in SEC EDGAR's recent list, going back to Sep 10, 2010. The most recent current report (Form 8-K) was filed on Sep 18, 2026 (material agreement, unregistered share sale, bylaw or fiscal year change). The company's fiscal year ends on June 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13G | Ownership over 5% (passive) | Oct 9, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Oct 9, 2026 | — |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Sep 21, 2026 | — |
| 3 | Initial insider ownership | Sep 21, 2026 | Sep 18, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 3, 2025 | — |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 3 | Initial insider ownership | Sep 18, 2025 | Sep 18, 2025 |
| 3/A | Filing | Jul 10, 2025 | Nov 22, 2024 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 7, 2025 | — |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 3 | Initial insider ownership | Nov 29, 2024 | Nov 22, 2024 |
| 4 | Insider transaction | Nov 27, 2024 | Nov 22, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2024 | — |
| 4 | Insider transaction | Dec 28, 2023 | Dec 27, 2023 |
| 4 | Insider transaction | Dec 15, 2023 | Dec 14, 2023 |
| 4 | Insider transaction | Dec 11, 2023 | Dec 8, 2023 |
| 4 | Insider transaction | Dec 7, 2023 | Dec 7, 2023 |
| 4 | Insider transaction | Dec 6, 2023 | Dec 4, 2023 |
| 4 | Insider transaction | Dec 4, 2023 | Dec 1, 2023 |
| 4 | Insider transaction | Nov 22, 2023 | Nov 21, 2023 |
| 4 | Insider transaction | Nov 21, 2023 | Nov 20, 2023 |
| 4 | Insider transaction | Nov 20, 2023 | Nov 17, 2023 |
| 4 | Insider transaction | Oct 27, 2023 | Oct 27, 2023 |
| 4 | Insider transaction | Jun 5, 2023 | Jun 2, 2023 |
| 4 | Insider transaction | May 15, 2023 | May 12, 2023 |
| 4 | Insider transaction | May 12, 2023 | May 11, 2023 |
| 4 | Insider transaction | May 11, 2023 | May 10, 2023 |
| 4 | Insider transaction | Apr 11, 2023 | Apr 10, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2023 | — |
| 4 | Insider transaction | Dec 6, 2022 | Nov 15, 2022 |
| 4 | Insider transaction | Nov 22, 2022 | Nov 8, 2022 |
| 3 | Initial insider ownership | Nov 10, 2022 | Nov 8, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 3, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 3, 2022 | Sep 30, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 1, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Feb 10, 2022 | — |
| 4 | Insider transaction | Jan 25, 2022 | Jan 24, 2022 |
| 4/A | Filing | Nov 17, 2021 | Nov 15, 2021 |
| 4 | Insider transaction | Nov 17, 2021 | Nov 16, 2021 |
| 4 | Insider transaction | Nov 16, 2021 | Nov 15, 2021 |
| 4 | Insider transaction | Nov 15, 2021 | Nov 15, 2021 |
| 3 | Initial insider ownership | Nov 15, 2021 | Nov 9, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 10, 2021 | — |
| 5 | Annual insider ownership | Sep 28, 2021 | Jul 31, 2021 |
| 5 | Annual insider ownership | Sep 14, 2021 | Jul 31, 2021 |
| 5 | Annual insider ownership | Sep 14, 2021 | Jul 31, 2021 |
| 3 | Initial insider ownership | Aug 24, 2021 | Aug 10, 2021 |
| 4 | Insider transaction | Jun 8, 2021 | Jun 4, 2021 |
| 4 | Insider transaction | May 11, 2021 | May 7, 2021 |
| 4 | Insider transaction | May 5, 2021 | Apr 30, 2021 |
| 4 | Insider transaction | Apr 28, 2021 | Apr 13, 2021 |
| 144 | Notice of proposed sale | Apr 28, 2021 | — |
| 4 | Insider transaction | Apr 15, 2021 | Apr 13, 2021 |
| 4 | Insider transaction | Apr 6, 2021 | Mar 31, 2021 |
| 4 | Insider transaction | Apr 6, 2021 | Mar 21, 2021 |
| 4 | Insider transaction | Mar 24, 2021 | Mar 21, 2021 |
| 4 | Insider transaction | Mar 19, 2021 | Mar 17, 2021 |
| 4 | Insider transaction | Mar 17, 2021 | Mar 3, 2021 |
| 4 | Insider transaction | Mar 4, 2021 | Mar 3, 2021 |
| 4 | Insider transaction | Feb 12, 2021 | Feb 2, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| 4 | Insider transaction | Feb 9, 2021 | Feb 2, 2021 |
| 4 | Insider transaction | Feb 4, 2021 | Feb 2, 2021 |
| 144 | Notice of proposed sale | Jan 12, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 10, 2020 | — |
| 4 | Insider transaction | Nov 9, 2020 | Nov 9, 2020 |
| 3 | Initial insider ownership | Jun 8, 2020 | Jun 5, 2020 |
| 4 | Insider transaction | Mar 25, 2020 | Mar 23, 2020 |
| 4 | Insider transaction | Mar 16, 2020 | Mar 12, 2020 |
| 4 | Insider transaction | Mar 16, 2020 | Mar 12, 2020 |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2020 | — |
| 4 | Insider transaction | Nov 13, 2019 | Nov 12, 2019 |
| 4 | Insider transaction | Nov 12, 2019 | Nov 7, 2019 |
| 4 | Insider transaction | Nov 12, 2019 | Nov 7, 2019 |
| 4 | Insider transaction | Nov 12, 2019 | Nov 12, 2019 |
| 3 | Initial insider ownership | Nov 5, 2019 | Nov 4, 2019 |
| 4 | Insider transaction | Oct 28, 2019 | Oct 25, 2019 |
| 4 | Insider transaction | Oct 24, 2019 | Oct 22, 2019 |
| 4 | Insider transaction | Oct 24, 2019 | Oct 1, 2019 |
| 4 | Insider transaction | Oct 24, 2019 | Oct 1, 2019 |
| 4 | Insider transaction | Oct 24, 2019 | Oct 1, 2019 |
| 4 | Insider transaction | Oct 22, 2019 | Oct 18, 2019 |
| 4 | Insider transaction | Oct 18, 2019 | Oct 16, 2019 |
| 144 | Notice of proposed sale | Oct 18, 2019 | — |
| 4 | Insider transaction | Oct 10, 2019 | Oct 8, 2019 |
| 4 | Insider transaction | Sep 27, 2019 | Sep 9, 2019 |
| 3 | Initial insider ownership | Sep 10, 2019 | Sep 3, 2019 |
| 4 | Insider transaction | Aug 29, 2019 | Aug 27, 2019 |
| 4 | Insider transaction | Aug 5, 2019 | Aug 1, 2019 |
| 144 | Notice of proposed sale | Jul 17, 2019 | — |
| 4 | Insider transaction | Jul 17, 2019 | Jul 11, 2019 |
| 4 | Insider transaction | Jul 11, 2019 | Jul 8, 2019 |
| 4 | Insider transaction | Jul 8, 2019 | Jul 2, 2019 |
| 4 | Insider transaction | Jul 3, 2019 | Jul 2, 2019 |
| 4 | Insider transaction | Jun 24, 2019 | Jun 20, 2019 |
| 4 | Insider transaction | Jun 20, 2019 | Jun 18, 2019 |
| 3 | Initial insider ownership | Jun 19, 2019 | Jun 18, 2019 |
| 3 | Initial insider ownership | Jun 19, 2019 | Jun 10, 2019 |
| 4 | Insider transaction | Jun 17, 2019 | Jun 6, 2019 |
| 3 | Initial insider ownership | Jun 10, 2019 | Jun 4, 2019 |
| 4 | Insider transaction | Jun 6, 2019 | Jun 4, 2019 |
| 4 | Insider transaction | May 13, 2019 | May 9, 2019 |
| 4 | Insider transaction | May 8, 2019 | May 6, 2019 |
| 4 | Insider transaction | May 8, 2019 | May 7, 2019 |
| 4 | Insider transaction | May 6, 2019 | May 2, 2019 |
| 144 | Notice of proposed sale | Apr 18, 2019 | — |
| 4 | Insider transaction | Dec 26, 2018 | Dec 21, 2018 |
| 4 | Insider transaction | Dec 21, 2018 | Dec 20, 2018 |
| 4 | Insider transaction | Dec 21, 2018 | Dec 19, 2018 |
| 4 | Insider transaction | Dec 17, 2018 | Nov 7, 2018 |
| 144 | Notice of proposed sale | Dec 6, 2018 | — |
| 4 | Insider transaction | Nov 26, 2018 | Nov 20, 2018 |
| 4 | Insider transaction | Nov 20, 2018 | Nov 19, 2018 |
| 4 | Insider transaction | Nov 13, 2018 | Nov 7, 2018 |
| 4 | Insider transaction | Nov 9, 2018 | Nov 7, 2018 |
| 4 | Insider transaction | Nov 9, 2018 | Nov 7, 2018 |
| 4 | Insider transaction | Nov 9, 2018 | Nov 7, 2018 |
| 3 | Initial insider ownership | Sep 14, 2018 | Sep 14, 2018 |
| 144 | Notice of proposed sale | Aug 29, 2018 | — |
| 4 | Insider transaction | Jun 15, 2018 | Jun 13, 2018 |
| 4 | Insider transaction | Jun 13, 2018 | Jun 11, 2018 |
| 3 | Initial insider ownership | Jun 11, 2018 | Mar 19, 2018 |
| 4 | Insider transaction | Jun 11, 2018 | Jun 7, 2018 |
| 4 | Insider transaction | Jun 7, 2018 | Jun 5, 2018 |
| 4 | Insider transaction | Jun 5, 2018 | Jun 1, 2018 |
| 4 | Insider transaction | May 31, 2018 | May 29, 2018 |
| 144 | Notice of proposed sale | May 24, 2018 | — |
| 3/A | Primary document | Apr 27, 2018 | Apr 24, 2018 |
| 3 | Initial insider ownership | Apr 26, 2018 | Apr 16, 2018 |
| 3/A | Primary document | Feb 6, 2018 | Jan 31, 2017 |
| 4 | Insider transaction | Jan 12, 2018 | Jan 10, 2018 |
| 4 | Insider transaction | Jan 10, 2018 | Jan 8, 2018 |
| 4 | Insider transaction | Jan 5, 2018 | Jan 3, 2018 |
| 4 | Insider transaction | Jan 3, 2018 | Jan 2, 2018 |
| 4 | Insider transaction | Dec 26, 2017 | Dec 21, 2017 |
| 144 | Notice of proposed sale | Dec 4, 2017 | — |
| 4 | Insider transaction | Nov 21, 2017 | Nov 15, 2017 |
| 4 | Insider transaction | Nov 21, 2017 | Nov 15, 2017 |
| 4 | Insider transaction | Nov 21, 2017 | Nov 15, 2017 |
| 3/A | Primary document | Nov 20, 2017 | Nov 10, 2017 |
| 4 | Insider transaction | Nov 17, 2017 | Nov 15, 2017 |
| 4 | Insider transaction | Nov 17, 2017 | Nov 15, 2017 |
| 4 | Insider transaction | Nov 2, 2017 | Oct 4, 2017 |
| 4 | Insider transaction | Oct 31, 2017 | Oct 30, 2017 |
| 4 | Insider transaction | Oct 25, 2017 | Oct 23, 2017 |
| 144 | Notice of proposed sale | Oct 18, 2017 | — |
| 4 | Insider transaction | Oct 13, 2017 | Oct 9, 2017 |
| 4 | Insider transaction | Oct 10, 2017 | Oct 5, 2017 |
| 4 | Insider transaction | Sep 20, 2017 | Sep 18, 2017 |
| 4 | Insider transaction | Sep 18, 2017 | Sep 14, 2017 |
| 4 | Insider transaction | Sep 12, 2017 | Sep 8, 2017 |
| 4 | Insider transaction | Sep 7, 2017 | Sep 5, 2017 |
| 144 | Notice of proposed sale | Aug 31, 2017 | — |
| SC 13D | Ownership over 5% (active) | Aug 10, 2017 | — |
| 3 | Initial insider ownership | Jun 19, 2017 | Jun 19, 2017 |
| 3 | Initial insider ownership | Jun 19, 2017 | Jun 19, 2017 |
| 4 | Insider transaction | May 22, 2017 | May 18, 2017 |
| 4 | Insider transaction | May 18, 2017 | May 16, 2017 |
| 144 | Notice of proposed sale | May 5, 2017 | — |
| 4 | Insider transaction | Apr 26, 2017 | Apr 24, 2017 |
| 4 | Insider transaction | Apr 24, 2017 | Apr 20, 2017 |
| 4 | Insider transaction | Apr 21, 2017 | Apr 19, 2017 |
| 4 | Insider transaction | Apr 18, 2017 | Apr 13, 2017 |
| 4 | Insider transaction | Apr 13, 2017 | Apr 11, 2017 |
| 4 | Insider transaction | Apr 11, 2017 | Apr 7, 2017 |
| 4 | Insider transaction | Apr 7, 2017 | Apr 5, 2017 |
| 4 | Insider transaction | Apr 6, 2017 | Apr 3, 2017 |
| 4 | Insider transaction | Apr 3, 2017 | Mar 30, 2017 |
| 4 | Insider transaction | Mar 23, 2017 | Mar 21, 2017 |
| 4 | Insider transaction | Mar 10, 2017 | Mar 8, 2017 |
| 4 | Insider transaction | Mar 1, 2017 | Feb 27, 2017 |
| 4 | Insider transaction | Mar 1, 2017 | Feb 27, 2017 |
| 4 | Insider transaction | Feb 22, 2017 | Feb 17, 2017 |
| 144 | Notice of proposed sale | Feb 15, 2017 | — |
| 4 | Insider transaction | Feb 14, 2017 | Feb 10, 2017 |
| 4 | Insider transaction | Feb 8, 2017 | Feb 6, 2017 |
| 4 | Insider transaction | Jan 12, 2017 | Jan 10, 2017 |
| 5 | Annual insider ownership | Jan 12, 2017 | Dec 31, 2016 |
| 4 | Insider transaction | Nov 7, 2016 | Nov 2, 2016 |
| 3 | Initial insider ownership | Sep 7, 2016 | Sep 7, 2016 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- RIV (NYSE), RIV-PA (NYSE)
- Fiscal year ends
- June 30
- Incorporated in
- MD
- Headquarters
- West Palm Beach, FL
- SEC CIK
- 1501072
- Former names
- RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. (until Oct 10, 2013)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.